8:10 a.m. - 8:20 a.m.
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Jim Wiandt Founder & CEO IndexUniverse |
8:20 a.m. - 8:30 a.m.
Chairperson Introduction
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Gus Sauter Chief Investment Officer Vanguard |
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8:30 a.m. - 9:20 a.m.
Dark Matter, Quantum Mechanics & ETFs: Everything You Know Is Wrong
IndexUniverse's Matt Hougan (President of ETF Analytics) and Dave Nadig (Director of Research) share their most surprising insights from the last 5 years of analyzing ETFs at the most granular level in the business. Topics include:
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Panelists |
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Matt Hougan President of ETF Analytics IndexUniverse |
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Dave Nadig Director of Research IndexUniverse |
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9:20 a.m. - 10:10 a.m.
Global Investment Strategies: The Macro Outlook for 2012
Macroeconomic forces have become the dominant driver of market returns. As the global economy shifts, should you shift your investment strategy too? This panel gathers leading economists and market strategists to discuss their outlooks for 2012. Topics include:
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Moderator |
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Jim Wiandt Founder & CEO IndexUniverse |
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Panelists |
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Dennis Gartman Editor & Publisher The Gartman Letter |
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Tom McManus Managing Director & Chief Market Strategist Lazard Wealth Management |
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Brian Wesbury Chief Economist First Trust |
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10:10 a.m. - 10:40 a.m.
Morning Networking Break
10:40 a.m. - 11:30 a.m.
Finance and the Good Society
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Robert J. Shiller Arthur M. Okun Professor of Economics Yale University |
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11:30 a.m. - 12:30 p.m.
The Future of ETFs: A Conversation with Market Leaders
The ETF industry has exploded in the past year, and the growth isn't slowing. What will the next crop of ETFs bring to investors? Join this panel of experts and industry representatives for their take on current market trends, emerging challenges and the next generation of products.
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Moderator |
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Matt Hougan President of ETF Analytics IndexUniverse |
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Panelists |
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Ben Fulton MD, Head of Global ETF Business Invesco PowerShares |
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James Ross Global Head of ETFs State Street Global Advisors |
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Michael Sapir Chairman and CEO ProShares |
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Gus Sauter Chief Investment Officer Vanguard |
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Darek Wojnar Managing Director, Head of US iShares Product Development & Management BlackRock |
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12:30 p.m. - 1:50 p.m.
Keynote Luncheon Address

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Ben Mezrich Best-Selling Author |
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1:50 p.m. - 2:40 p.m.
The Outlook for Commodities & How to Invest in Them with ETFs
Commodities led the market in early 2011, and the bulls are lining up for 2012. Can commodity prices continue to rise? And what's the best way to profit? This panel will examine the biggest risks and opportunities linked to commodity ETFs, including how to avoid the high roll costs of contango.
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Moderator |
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Cory Banks Managing Editor, ETFR IndexUniverse |
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Presenters |
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Jodie Gunzberg Director of Commodities S&P Indices |
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John Hyland Chief Investment Officer United States Commodity Funds LLC |
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Martin Kremenstein Head of North American ETP Management db-X Group |
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Stephen Todd Walker Managing Director - Investments Oppenheimer & Co. Inc. |
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Cash Preservation & Income Generation: From MINT to DVY
With interest rates near zero and asset prices flat, cash preservation and income-generating strategies are top-of-mind. This panel will examine various income-producing approaches, from money-market equivalents to bond funds, preferred stock and dividend-producing equity ETFs.
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Moderator |
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Ari Weinberg Editor Wall Street Journal Digital Network |
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Panelists |
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Sanjay Arya Director Morningstar |
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Tom Lydon Editor & Publisher ETF Trends |
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Luciano Siracusano Chief Investment Strategist WisdomTree |
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Volatility Strategies Explained: Long- & Short-term VIX Strategies
Whipsaw equity markets have investors wondering how to profit from volatility, but volatility ETFs don't track the VIX particularly well. This expert session will examine how to properly use volatility-linked ETFs and ETNs to generate profits and truly hedge your portfolio:
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Moderator |
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Paul Britt ETF Analyst IndexUniverse |
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Presenters |
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David Blitzer Chairman of the Index Committee S&P Indices |
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Nick Cherney Chief Investment Officer VelocityShares |
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2:40 p.m. -3:30 p.m.
Emerging Markets ETFs: Asia vs. Latin America
Despite recent volatility, investors are still drawn to the strong economic growth potential of Asia and Latin America. Which region is best positioned for today's challenging markets? Our panelists will consider this question and review the ETFs providing the best exposure to these fast-growing markets.
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Moderator |
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Steven Schoenfeld Managing Partner, Global Index Strategies LLC & Strategist, Red Lighthouse Investment Management |
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Panelists |
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Mark Balasa Co-CEO, CIO Balasa Dinverno Foltz LLC |
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Edward Lopez ETF Marketing Director Van Eck |
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Douglas Wolfe Head of Portfolio Management and Trading Operations Saddle River Capital Management, LLC |
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Fighting Inflation: TIPS vs. Commodities vs. Other Choices
The unprecedented rise of monetary stimulus has many worried about a rising tide of inflation, particularly in fast-growing Asian economies. This panel will examine the best options for ETF investors worried about inflation. Topics will include:
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Moderator |
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Paul Britt ETF Analyst IndexUniverse |
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Panelists |
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Katrina Radenberg Portfolio Manager Montage Investments |
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Shundrawn Thomas MD, Global Business Head, Exchange-Traded Funds Group Northern Trust |
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Benjamin Tobias President Tobias Financial Advisors |
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Could ETFs Bring Down the Financial System?
2011 saw a number of attacks on ETFs from regulators, research organizations and other concerned parties. Do ETFs truly pose a systemic risk to financial markets? Is new regulation inevitable? This session will consider:
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Moderator |
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Dave Nadig Director of Research IndexUniverse |
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Panelists |
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Ray DeAngelo Director ETF Group, Knight |
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Eric Pollackov Managing Director ETF Capital Markets, Charles Schwab |
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Jim Pritchard Managing Director Swan Wealth Advisors, Inc |
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3:30 p.m. - 4:00 p.m.
Afternoon Networking Break
4:00 p.m. - 4:50 p.m.
The Death of the Dollar: Currency as a Driver of Returns
With soaring deficits in the U.S., central bank interventions and a debt crisis in Europe, currency looms large for investors. This panel will examine the outlook for the dollar, how currency movements impact market returns, as well as how investors can access currency using ETFs.
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Moderator |
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Ugo Egbunike ETF Analyst IndexUniverse |
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Panelists |
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Hans Ephraimson Chief Executive Officer DB Commodity Services LLC |
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Tyler Mordy Chief Investment Officer Hahn Investment |
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Herb Morgan President & Chief Investment Officer Efficient Market Advisors, LLC |
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Technical Analysis & ETFs: Generating Higher Returns in all Markets
Tom Dorsey, the world's leading technical analyst for ETFs, discusses his system for determining when ETFs are well positioned for market success. What's the best approach to incorporating technical analysis into a strategic investment plan? Topics include:
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Moderator |
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Paul Baiocchi ETF Analyst IndexUniverse |
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Presenter |
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Tom Dorsey President & Founding Member Dorsey Wright |
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Going Active: Do Active ETFs Really Work?
Over the past year, we have seen a constant stream of new, actively managed ETFs. Where does active make sense and where is it foolhardy? Will the big-name mutual fund companies enter the ETF space? Plus, what's coming down the pike? Topics covered in this session include:
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Moderator |
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Olivier Ludwig Managing Editor IndexUniverse |
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Panelists |
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David Armstrong Managing Director Monument Wealth Management |
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Cory Krebs Senior Vice President CooksonPeirce Investment Management |
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Ryan Louvar Vice President and Senior Counsel State Street Corporation |
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Natalie Zahradnik Senior Vice President PIMCO |
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4:50 p.m. - 5:45 p.m.
Tactical Sector Investing: Approaching the Market With Sector ETFs
Sector rotation strategies have become a major part of the tactical allocation landscape. The question for advisors is: How do you best employ ETFs to execute these strategies? And which sector ETFs offer the best domestic, international or regional sector exposure?
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Moderator |
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Paul Baiocchi ETF Analyst IndexUniverse |
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Panelists |
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Dan Dolan Director of Wealth Management Strategies Select SPDRs |
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Geoffrey Horrell Content Strategist Industry Classification Thomson Reuters |
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Steven Young Chief Investment Officer Curian Capital, LLC |
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ETFs in 401(k)s: The Retirement Issue Explored
Mutual funds dominate the 401(k) space, but ETFs are beginning to gain traction. What are the pros and cons of ETFs in a 401(k) plan? What types of ETFs should be considered? And what will it take for ETFs to become major players?
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Moderator |
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Olivier Ludwig Managing Editor IndexUniverse |
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Panelists |
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Darwin Abrahamson CEO & Founder Invest n Retire, LLC |
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Mike Glackin President INR Advisory Services, LLC |
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Casey Smith President Wiser Wealth Mangement |
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Inverse & Leveraged ETFs: Intelligent Use of Complex Products
The smart use of leveraged and inverse products can provide many benefits to a portfolio, if investors understand the special features and risks. This presentation will examine both sides of that debate, and offer tools and insights investors can use to mitigate major concerns.
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Moderator |
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Paul Britt ETF Analyst IndexUniverse |
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Presenters |
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Tim Edwards Vice President, Investor Solutions Barclays Capital |
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Joanne Hill Head of Investment Strategy ProShares |
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5:45 - 7:45 p.m.
Yacht Reception

8:00 a.m. - 9:00 a.m.
Breakfast Workshop: Understanding Commodities & Commodity ETFs
ETFs have opened up the commodities markets for all investors, attracting billions of dollars in assets. Still, concerns remain about investing in commodities, particularly with most futures returns trailing spot commodities. This in-depth workshop will cover the benefits and risks of commodities ETFs. Topics include:
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Moderator |
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Elisabeth Kashner Senior Vice President of Analytics IndexUniverse |
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Panelists |
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Alex Depetris Vice President db-X Group |
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Jamie Farmer Executive Director, Global Business Development & Communications Dow Jones Indexes |
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Sal Gilbertie Co-Founder and President Teucrium Trading LLC |
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Stephen Hammers Managing Partner, Chief Investment Officer Compass EMP Funds |
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How ETFs Help a Top Advisor Create Superior Practice Management
Moderator |
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Dan Benveniste EVP, Analytics Sales & Business Development IndexUniverse |
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Presenter |
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Ric Edelman Chairman & CEO Edelman Financial Services |
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9:00 a.m. - 9:10 a.m.
Chairperson Recap
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Martha King Head of US Financial Intermediaries Vanguard |
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9:10 a.m. – 10:50 a.m.
Live ETF Trading Seminar: The Right Way to Trade Any ETF
This special, one-hour-and-40-minute session will provide a complete education on how to properly trade ETFs, including a live trading demonstration, video feeds from market-maker and authorized participant trading floors and an in-depth discussion on optimal trading strategy. Topics include:
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Moderators |
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Matt Hougan President, ETF Analytics IndexUniverse |
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Dave Nadig Director of Research IndexUniverse |
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Panelists |
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David Abner Director of Institutional ETF Sales and Trading WisdomTree |
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Andy McOrmond Managing Director WallachBeth Capital LLC |
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Darren Taube Managing Director, ETF Team Knight |
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10:50 a.m. - 11:20 a.m.
Morning Networking Break
11:20 a.m. - 12:10 p.m.
Bonds in 2012: Tactical Fixed-Income Investing with ETFs
After multiple rounds of quantitative easing and increased intervention from central banks, this panel will discuss the outlook for fixed income, as well as the tools investors can use to effectively manage fixed-income portfolios. Leading experts will examine:
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Moderator |
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Yevgeniy Koyfman ETF Analyst IndexUniverse |
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Panelists |
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Michael Paciotti Chief Investment Officer Integrated Capital Management |
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Matt Tucker Head of Fixed Income Strategy BlackRock |
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Ken Volpert Principal, Head of Taxable Bond Group Vanguard |
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The Comprehensive Guide to ETP Taxation & Tax Strategies
As more complex ETFs launch, especially in commodities and currencies, investors need to be aware of the tax implications. This panel will examine the tax treatment of nonequity ETFs, and consider current best practices in ETF tax-loss harvesting strategies.
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Moderator |
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Paul Baiocchi ETF Analyst IndexUniverse |
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Panelists |
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James McGowan Senior ETF Product Manager & ED, Worldwide Securities Services JP Morgan |
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Kathleen Moriarty Partner Katten Muchin Rosenman LLP |
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Mark Ukrainskyj Chief Investment Officer American Economic Planning Group, Inc. |
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Better Information = Better Investments: Understanding ETF Fair Value
What's the "right" price for a China ETF; when the underlying securities don't trade during U.S. market hours? This expert session will examine how investors can search for and evaluate real-time fair value in the ETF space. Topics include:
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Moderator |
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Ugo Egbunike ETF Analyst IndexUniverse |
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Panelists |
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Jim Clark President Worth Financial Group |
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David Garff President Accuvest Global Advisors |
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Rob Haddad Director Evaluated Services, Interactive Data Corporation |
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12:10 p.m. – 1:00 p.m.
Bubble or Not?: Precious Metals in 2012
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Moderator |
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Olivier Ludwig Managing Editor IndexUniverse |
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Panelists |
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Steve Cucchiaro Chief Investment Officer Windhaven Investment Management |
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Marcus Grubb Managing Director, Investments World Gold Council |
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William Rhind Managing Director ETF Securities LLC |
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Rick Vollaro Chief Investment Strategist Pinnacle Advisory Group |
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The Independent View: The Future of ETFs
Three of the market's leading independent ETF analysts respond to Monday's keynote panel on the future of ETFs, examining the outlook for the sector through the eyes of investors. Topics include:
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Moderator |
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Cory Banks Managing Editor, ETFR IndexUniverse |
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Panelists |
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Christos Constandindes European Head of ETF Research & Strategy Deutsche Bank |
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Paul Justice Director of ETF Research Morningstar |
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Joe Witthohn ETF Analyst Janney Montgomery Scott LLC |
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Volatility Smoothing: ETF Options Strategies for Excess Returns
Are ETF investors leaving money on the floor by not capitalizing on the inherent mispricing in ETF options? Can they control risk and generate cash through hedging strategies? This expert session will review ETF options strategies investors can use to mitigate risk and boost returns.
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Moderator |
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Elisabeth Kashner Senior Vice President of Analytics IndexUniverse |
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Presenters |
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David Beth President & COO WallachBeth Capital, LLC |
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Neville McCaghren CEO LOGe Solutions |
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1:00 p.m. - 2:20 p.m.
Keynote Luncheon Address

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Michael Milken Chairman The Milken Institute |
2:20 p.m. -3:10 p.m.
Europe in Crisis: Opportunities & Pitfalls in the European Markets
Europe's sovereign debt crisis has dominated the headlines recently. In this session, we will examine the outlook for Europe, the euro and the eurozone, and what potential developments mean for ETF investors. Topics include:
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Moderator |
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Paul Baiocchi ETF Analyst IndexUniverse |
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Panelists |
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Matthew McCall President Penn Financial Group LLC |
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Ian Naismith Principal, Portfolio Manager Sarasota Capital Strategies |
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Kieran Osborne Director of Research Merk Investments |
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The Great Weight Debate: Alternative Weighting Strategies Revisited
For the past few years, a debate has raged about the utility of various alternatives to market-cap weighting. Now, the data are in. In this panel, we will discuss how to evaluate competing index strategies, including market-cap, dividend, fundamental, minimum volatility and more.
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Moderator |
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Michael Johnston Co-Founder & Managing Director ETF Database |
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Panelists |
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Anthony Davidow Managing Director, Portfolio Strategist Guggenheim Investments |
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Joel Dickson Principal, Investment Strategy Group Vanguard |
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Rick Ferri Founder Investment Committee of Portfolio Solutions |
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High-Frequency Trading & ETFs: Fact & Fiction
Despite its bad reputation, high-frequency trading keeps the ETF market functioning. This panel will examine the current state of HFT as it pertains to ETFs, separating fact from fiction and analyzing the strategies that are popular today. Topics will include:
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Moderator |
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Ugo Egbunike ETF Analyst IndexUniverse |
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Panelists |
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Mike Bellafiore Partner SMB Capital |
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David LaValle VP, Transaction Services Department NASDAQ OMX Group |
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Michael Levas Senior Managing Principal & Director of Trading Olympian Capital Management, LLP |
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3:10 p.m. - 4:00 p.m.
Factor Investing: Fad or the Future?
Factor investing is the new black, and the past year has seen an explosion in factor-linked ETFs and ETF strategies. What do terms like high-beta, low-quality, momentum and low-vol mean to advisors? What about alternate factors like liquidity, or flows? Do these ETFs belong in a portfolio? What does the academic research say?
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Moderator |
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Yevgeniy Koyfman ETF Analyst IndexUniverse |
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Panelists |
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Charles Biderman Founder and Chief Executive Officer TrimTabs Investment Research |
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Gregory Friedman Global Head of ETF Product Russell ETFs |
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Christian Magoon CEO Magoon Capital |
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Meltdown Investing: ETF Strategies for Times of Crisis
Macroeconomic and political upheaval at home and abroad have hurt many client portfolios. With triple-digit Dow swings more and more common, advisors need sound strategic choices for their clients. This in-depth session will provide practical solutions, covering:
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Moderator |
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Cory Banks Managing Editor, ETFR IndexUniverse |
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Panelists |
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Kenny Feng CEO & President Alerian |
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Rod Jones Executive Director, Head of North American Sales STOXX |
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Jerry Miccolis Chief Investment Officer Brinton Eaton Wealth Advisors |
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Defining Alternative ETFs: In Search of Uncorrelated Returns
Uncorrelated returns are hard to find, especially in today's risk-on/risk-off environment. But the need has never been greater, and ETF companies have been hard at work developing products. Do these new alternative ETFs work? This session will:
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Moderator |
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Paul Britt ETF Analyst IndexUniverse |
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Panelists |
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Phil Mackintosh Global Head of Portfolio Strategy, ETF Research Credit Suisse |
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G. Todd Silva Senior Portfolio Manager Emerald Asset Advisors |
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Mike Vogelzang President and Chief Investment Officer Boston Advisors, LLC |
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4:00 p.m. - 4:30 p.m.
Afternoon Networking Break
4:30 p.m. – 5:30 p.m.
Fireside Chat
Investing legend Burton Malkiel (the Chemical Bank Professor of Economics at Princeton University, and author of the best-selling book, "A Random Walk Down Wall Street") sits down with IndexUniverse CEO Jim Wiandt for an in-depth discussion on index investing, the current state of the financial markets and why Malkiel thinks China's shift to a consumption economy represents the most exciting investment opportunity in a generation.
Moderator |
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Jim Wiandt Founder & CEO IndexUniverse |
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Presenter |
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Burton Malkiel Professor of Economics Princeton University |
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