| 1/10/2012 |
iShares MSCI Hong Kong Small Cap Index Fund |
EWHS |
NYSE Arca |
| 1/10/2012 |
iShares MSCI Singapore Small Cap Index Fund |
EWSS |
NYSE Arca |
| 1/10/2012 |
iShares MSCI World Index ETF |
URTH |
NYSE Arca |
| 1/10/2012 |
ProShares 30 Year TIPS/TSY Spread |
RINF |
NYSE Arca |
| 1/10/2012 |
ProShares Short 30 Year TIPS/TSY Spread |
FINF |
NYSE Arca |
| 1/11/2012 |
AdvisorShares Rockledge SectorSAM ETF |
SSAM |
NYSE Arca |
| 1/11/2012 |
Direxion S&P 1500 RC Volatility Response Shares ETF |
VSPR |
NYSE Arca |
| 1/11/2012 |
Direxion S&P 500 RC Volatility Response Shares ETF |
VSPY |
NYSE Arca |
| 1/11/2012 |
Direxion S&P Latin America 40 RC Volatility Response Shares ETF |
VLAT |
NYSE Arca |
| 1/12/2012 |
SPDR S&P Emerging Asia Pacific ETF |
GMFS |
NYSE Arca |
| 1/13/2012 |
PowerShares S&P Emerging Markets Low Volatility Portfolio |
EELV |
NYSE Arca |
| 1/13/2012 |
PowerShares S&P International Developed Low Volatility Portfolio |
IDLV |
NYSE Arca |
| 1/18/2012 |
iShares MSCI Emerging Markets EMEA Index Fund |
EEME |
Nasdaq GM |
| 1/18/2012 |
iShares MSCI Emerging Markets Latin America |
EEML |
Nasdaq GM |
| 1/23/2012 |
iShares MSCI Norway Capped Investable Market Index Fund |
ENOR |
BATS |
| 1/24/2012 |
ProShares German Sovereign/Sub-Sovereign ETF |
GGOV |
NYSE Arca |
| 1/25/2012 |
AdvisorShares Accuvest Global Opportunities ETF |
ACCU |
NYSE Arca |
| 1/25/2012 |
iShares MSCI Australia Small Cap Index Fund |
EWAS |
BATS |
| 1/25/2012 |
iShares MSCI Canada Small Cap Index Fund |
EWCS |
BATS |
| 1/25/2012 |
iShares MSCI Denmark Capped Investable Market Index Fund |
EDEN |
BATS |
| 1/25/2012 |
iShares MSCI Finland Capped Investable Market Index Fund |
EFNL |
BATS |
| 1/25/2012 |
iShares MSCI Germany Small Cap Index Fund |
EWGS |
BATS |
| 1/25/2012 |
iShares MSCI United Kingdom Small Cap Index Fund |
EWUS |
BATS |
| 1/31/2012 |
iShares MSCI Global Agricultural Producers Fund |
VEGI |
NYSE Arca |
| 1/31/2012 |
iShares MSCI Global Energy Producers Fund |
FILL |
NYSE Arca |
| 1/31/2012 |
iShares MSCI Global Gold Miners Fund |
RING |
NYSE Arca |
| 1/31/2012 |
iShares MSCI Global Select Metals & Mining Producers Fund |
PICK |
NYSE Arca |
| 1/31/2012 |
iShares MSCI Global Silver Miners Fund |
SLVP |
NYSE Arca |
| 2/2/2012 |
iShares MSCI All Country Asia ex Japan Small Cap Index Fund |
AXJS |
Nasdaq GM |
| 2/2/2012 |
iShares MSCI India Index Fund |
INDA |
BATS |
| 2/7/2012 |
Global X Permanent ETF |
PERM |
NYSE Arca |
| 2/7/2012 |
ProShares UltraPro 10 Year TIPS/TSY Spread ETF |
UINF |
NYSE Arca |
| 2/7/2012 |
ProShares UltraPro Short 10 Year TIPS/TSY Spread ETF |
SINF |
NYSE Arca |
| 2/7/2012 |
VelocityShares 2x Inverse Copper ETN |
SCPR |
NYSE Arca |
| 2/7/2012 |
VelocityShares 2x Long Copper ETN |
LCPR |
NYSE Arca |
| 2/7/2012 |
VelocityShares 3x Inverse Brent Crude ETN |
DOIL |
NYSE Arca |
| 2/7/2012 |
VelocityShares 3x Inverse Crude Oil ETN |
DWTI |
NYSE Arca |
| 2/7/2012 |
VelocityShares 3x Inverse Natural Gas ETN |
DGAZ |
NYSE Arca |
| 2/7/2012 |
VelocityShares 3x Long Brent Crude ETN |
UOIL |
NYSE Arca |
| 2/7/2012 |
VelocityShares 3x Long Crude Oil ETN |
UWTI |
NYSE Arca |
| 2/7/2012 |
VelocityShares 3x Long Natural Gas ETN |
UGAZ |
NYSE Arca |
| 2/8/2012 |
iShares MSCI All Country Asia Information Technology Index Fund |
AAIT |
Nasdaq GM |
| 2/8/2012 |
iShares MSCI Emerging Markets Asia Index Fund |
EEMA |
Nasdaq GM |
| 2/8/2012 |
iShares MSCI Emerging Markets Consumer Discretionary Sector Index Fund |
EMDI |
Nasdaq GM |
| 2/8/2012 |
iShares MSCI Emerging Markets Energy Sector Capped Index Fund |
EMEY |
Nasdaq GM |
| 2/8/2012 |
iShares MSCI Emerging Markets Growth Index Fund |
EGRW |
Nasdaq GM |
| 2/8/2012 |
iShares MSCI Emerging Markets Value Index Fund |
EVAL |
Nasdaq GM |
| 2/8/2012 |
iShares MSCI India Small Cap Index Fund |
SMIN |
BATS |
| 2/14/2012 |
First Trust Australia AlphaDex Fund |
FAUS |
NYSE Arca |
| 2/14/2012 |
First Trust Canada AlphaDex Fund |
FCAN |
NYSE Arca |
| 2/14/2012 |
First Trust Germany AlphaDex Fund |
FGM |
NYSE Arca |
| 2/14/2012 |
First Trust Hong Kong AlphaDex Fund |
FHK |
NYSE Arca |
| 2/14/2012 |
First Trust Switzerland AlphaDex Fund |
FSZ |
NYSE Arca |
| 2/14/2012 |
First Trust Taiwan AlphaDex Fund |
FTW |
NYSE Arca |
| 2/14/2012 |
First Trust United Kingdom AlphaDex Fund |
FKU |
NYSE Arca |
| 2/14/2012 |
iShares Aaa-A Rated Corporate Bond Fund |
QLTA |
NYSE Arca |
| 2/14/2012 |
iShares Barclays CMBS Bond Fund |
CMBS |
NYSE Arca |
| 2/14/2012 |
iShares Barclays GNMA Bond Fund |
GNMA |
NYSE Arca |
| 2/14/2012 |
iShares Barclays U.S. Treasury Bond Fund |
GOVT |
NYSE Arca |
| 2/14/2012 |
iShares Financial Sector Bond Fund |
MONY |
NYSE Arca |
| 2/14/2012 |
iShares Industrials Sector Bond Fund |
ENGN |
NYSE Arca |
| 2/14/2012 |
iShares Utilities Sector Bond Fund |
AMPS |
NYSE Arca |
| 2/14/2012 |
Market Vectors Unconventional Oil & Gas ETF |
FRAK |
NYSE Arca |
| 2/15/2012 |
First Trust Developed Markets ex-US Small Cap AlphaDex Fund |
FDTS |
NYSE Arca |
| 2/15/2012 |
First Trust Emerging Markets Small Cap AlphaDex Fund |
FEMS |
NYSE Arca |
| 2/23/2012 |
iShares Asia/Pacific Dividend 30 Index Fund |
DVYA |
NYSE Arca |
| 2/23/2012 |
iShares Emerging Markets Dividend Index Fund |
DVYE |
NYSE Arca |
| 2/24/2012 |
PowerShares S&P Emerging Markets High Beta Portfolio |
EEHB |
NYSE Arca |
| 2/24/2012 |
PowerShares S&P International Developed High Beta Portfolio |
IDHB |
NYSE Arca |
| 2/27/2012 |
SPDR MSCI EM 50 ETF |
EMFT |
NYSE Arca |
| 2/28/2012 |
SPDR MSCI ACWI IMI ETF |
ACIM |
NYSE Arca |
| 3/1/2012 |
Pimco Total Return ETF |
TRXT |
NYSE Arca |
| 3/8/2012 |
WisdomTree Emerging Markets Corporate Bond Fund |
EMCB |
NYSE Arca |
| 3/13/2012 |
Yorkville High Income MLP ETF |
YMLP |
NYSE Arca |
| 3/14/2012 |
Russell High Dividend Yield ETF |
HDIV |
NYSE Arca |
| 3/14/2012 |
Russell Small Cap High Dividend Yield |
DIVS |
NYSE Arca |
| 3/15/2012 |
SPDR Barclays Capital Short Term High Yield Bond |
SJNK |
NYSE Arca |
| 3/20/2012 |
Market Vectors Indonesia Small Cap |
IDXJ |
NYSE Arca |
| 3/21/2012 |
Direxion Nasdaq 100 Equal Weighted Index Shares |
QQQE |
NYSE Arca |
| 3/21/2012 |
ETRACS Monthly Pay 2X Leveraged Dow Jones International Real Estate ETN |
RWXL |
NYSE Arca |
| 3/27/2012 |
ProShares UltraPro Short 20+ Year Treasury ETF |
TTT |
NYSE Arca |
| 3/28/2012 |
Guggenheim BulletShares 2018 Corporate Bond ETF |
BSCI |
NYSE Arca |
| 3/28/2012 |
Guggenheim BulletShares 2019 Corporate Bond ETF |
BSCJ |
NYSE Arca |
| 3/28/2012 |
Guggenheim BulletShares 2020 Corporate Bond ETF |
BSCK |
NYSE Arca |
| 3/28/2012 |
Teucrium Agricultural Fund |
TAGS |
NYSE Arca |
| 4/2/2012 |
Market Vectors International High Yield Bond ETF |
IHY |
NYSE Arca |
| 4/3/2012 |
iShares Emerging Markets High Yield Bond Fund |
EMHY |
BATS |
| 4/3/2012 |
iShares Global ex USD High Yield Corporate Bond Fund |
HYXU |
BATS |
| 4/3/2012 |
iShares Global High Yield Corporate Bond Fund |
GHYG |
BATS |
| 4/5/2012 |
iShares Morningstar Multi-Asset Income Index Fund |
IYLD |
BATS |
| 4/10/2012 |
Market Vectors Fallen Angel High Yield Bond ETF |
ANGL |
NYSE Arca |
| 4/13/2012 |
RBS China Trendpilot ETN |
TCHI |
NYSE Arca |
| 4/13/2012 |
U.S. Agricultural Index Fund |
USAG |
NYSE Arca |
| 4/17/2012 |
iShares Emerging Markets Corporate Bond Fund |
CEMB |
BATS |
| 4/18/2012 |
Global X MLP ETF |
MLPA |
NYSE Arca |
| 4/24/2012 |
iShares Baa-Ba Corporate Bond Fund |
QLTB |
NYSE Arca |
| 4/24/2012 |
iShares B-Ca Corporate Bond Fund |
QLTC |
NYSE Arca |
| 4/25/2012 |
Guggenheim BulletShares 2016 High Yield Corporate Bond |
BSJG |
NYSE Arca |
| 4/25/2012 |
Guggenheim BulletShares 2017 High Yield Corporate Bond |
BSJH |
NYSE Arca |
| 4/25/2012 |
Guggenheim BulletShares 2018 High Yield Corporate Bond |
BSJI |
NYSE Arca |
| 4/25/2012 |
Market Vectors Morningstar Wide Moat Research |
MOAT |
NYSE Arca |
| 4/25/2012 |
SPDR SSgA Global Allocation ETF |
GAL |
NYSE Arca |
| 4/25/2012 |
SPDR SSgA Income Allocation ETF |
INKM |
NYSE Arca |
| 4/25/2012 |
SPDR SSgA Multi-Asset Real Return ETF |
RLY |
NYSE Arca |
| 4/26/2012 |
ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETN |
BLND |
NYSE Arca |
| 4/30/2012 |
Pimco Global Advantage Inflation-Linked Bond Strategy Fund |
ILB |
NYSE Arca |
| 5/8/2012 |
Arrow Dow Jones Global Yield ETF |
GYLD |
NYSE Arca |
| 5/9/2012 |
Market Vectors Emerging Markets High Yield Bond ETF |
HYEM |
NYSE Arca |
| 5/21/2012 |
ProShares USD Covered Bond ETF |
COBO |
NYSE Arca |
| 5/23/2012 |
AdvisorShares Global Echo ETF |
GIVE |
NYSE Arca |
| 5/23/2012 |
Etracs Monthly Pay 2x Leveraged Dow Jones Select Dividendd Index ETN |
DVYL |
NYSE Arca |
| 5/23/2012 |
Etracs Monthly Pay 2x Leveraged S&P Dividend ETN |
SDYL |
NYSE Arca |
| 5/31/2012 |
AlphaClone Alternative Alpha ETF |
ALFA |
NYSE Arca |
| 6/4/2012 |
Global X Top Guru Holdings Index ETF |
GURU |
NYSE Arca |
| 6/6/2012 |
Stream S&P Dynamic Roll Global Commodities Fund |
BNPC |
NYSE Arca |
| 6/11/2012 |
UBS AG FI Enhanced Big Cap Growth ETN |
FBG |
NYSE Arca |
| 6/12/2012 |
Sustainable North American Oil Sands ETN |
SNDS |
NYSE Arca |
| 6/18/2012 |
SPDR BofA Merrill Lynch Crossover Corporate Bond ETF |
XOVR |
NYSE Arca |
| 6/18/2012 |
SPDR BofA Merrl Lynch Emerging Markets Coporate Bond ETF |
EMCD |
NYSE Arca |
| 6/19/2012 |
United States Metal Fund |
USMI |
NYSE Arca |
| 6/20/2012 |
Huntington EcoLogical Strategy ETF |
HECO |
NYSE Arca |
| 6/21/2012 |
First Trust North American Energy Infrastructure Fund |
EMLP |
NYSE Arca |
| 6/26/2012 |
ProShares Short Euro ETF |
EUFX |
NYSE Arca |
| 6/29/2012 |
ALPS Sector Dividend Dogs ETF |
SDOG |
NYSE Arca |
| 7/10/2012 |
AdvisorShares Global Alpha & Beta ETF |
RRGR |
NYSE Arca |
| 7/10/2012 |
ProShares UltraPro Financials ETF |
FINU |
NYSE Arca |
| 7/10/2012 |
ProShares UltraPro Short Financials ETF |
FINZ |
NYSE Arca |
| 7/16/2012 |
Market Vectors Preferred Securities Ex Financials ETF |
PFXF |
NYSE Arca |
| 7/17/2012 |
Global X SuperIncome Preferred ETF |
SPFF |
NYSE Arca |
| 7/18/2012 |
Etracs Alerian MLP Index ETN |
AMU |
NYSE Arca |
| 7/19/2012 |
PowerShares DWA SmallCap Technical Leaders Portfolio |
DWAS |
NYSE Arca |
| 7/19/2012 |
ProShares Ultra Australian Dollar ETF |
GDAY |
NYSE Arca |
| 7/19/2012 |
ProShares UltraShort Australian Dollar ETF |
CROC |
NYSE Arca |
| 7/25/2012 |
Huntington US Equity Rotation Strategy ETF |
HUSE |
NYSE Arca |
| 8/7/2012 |
QAM Equity Hedge ETF |
QEH |
NYSE Arca |
| 8/14/2012 |
First Trust Multi-Asset Diversified Income Index Fund |
MDIV |
Nasdaq GM |
| 8/14/2012 |
First Trust Nasdaq Technology Dividend Index Fund |
TDIV |
Nasdaq GM |
| 8/15/2012 |
EGShares Beyond BRICs ETF |
BBRC |
NYSE Arca |
| 8/15/2012 |
EGShares Emerging Markets Domestic Demand ETF |
EMDD |
NYSE Arca |
| 8/30/2012 |
First Trust CBOE S&P 500 VIX Tail Hedge Index Fund |
VIXH |
NYSE Arca |
| 9/5/2012 |
RBS US Large Cap Alternator ETN |
ALTL |
NYSE Arca |
| 9/13/2012 |
iShares MSCI Frontier 100 Index Fund |
FM |
NYSE Arca
|
| 9/18/2012 |
STAR Global Buy-Write ETF |
VEGA |
NYSE Arca |
| 9/19/2012 |
WisdomTree China Dividend Ex-Financials Fund |
CHXF |
Nasdaq GM |
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