ETF Watch: October 31 – November 6

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October 31 – November 6

Written by Matt Hougan - November 06, 2007 15:48 PM

Related ETFs: EEM / EEV / EFA / EUM / EWJ / INP / IVV / IWF / IWM / MDY / OIL / PSI / QQQQ / SPY / USD / YYY

• Page 1: New ETF listings and new ETFs in registration
• Page 2: ETF industry statistics
• Page 3: The complete list of ETFs (and ETNs) in registration

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NEW LISTINGS

ProShares Emerging Markets

ProShares continued the rollout of its international ETFs with the November 1 launch of its Short MSCI Emerging Markets ProShares (AMEX: EUM) and UltraShort MSCI Emerging Markets ProShares (AMEX: EEV). The funds provide -100% and -200% exposure to the daily return of the high-flying MSCI benchmark.

Earlier, ProShares launched funds tied to the MSCI EAFE (developed markets international) index. It plans to launch Japan and China funds later this week.
International has been hugely popular with investors, and these funds will likely quickly find an audience as well.

Both funds have expense ratios of 0.95%.

Full coverage is available from IndexUniverse.com here.
The prospectus for EUM and EEV is available here.

NEW ETF LISTINGS
Fund	Ticker	Exchange	ER	Inception Date
Short MSCI Emerging Markets ProShares	EUM	AMEX	0.95%	11/1/2007
UltraShort MSCI Emerging Markets ProShares	EEV	AMEX	0.95%	11/1/2007

NEW FILINGS

Northern Trust To Deliver The World

Northern Trust has made its long-anticipated move into the ETF marketplace, and it is attacking the space with vigor.

The Chicago-based banking giant has filed a prospectus for 27 new ETFs offering focused exposure to a wide range of international and global markets. The filing includes twenty country-specific funds, four international REIT funds and three global funds.

The funds will be branded as “NETS.” There is no word yet on listing sites or expense ratios.

GLOBAL AND REGIONAL FUNDS
Area	Index
Global	Dow Jones Wilshire Global Total Market
Global	FTSE CNBC Global 300
Ex-U.S.	Dow Jones Wilshire Global Ex-US

REIT Funds

FTSE EPRA NAREIT Americas

FTSE EPRA NAREIT Asia

FTSE EPRA NAREIT Europe

Tokyo Stock Exchange REIT

COUNTRY SPECIFIC FUNDS
Country	Index	Country	Index
Australia	S&P/ASX 200	Belgium	BEL 20
China	Hang Seng China Enterprises	France	CAC40
Germany	DAX	Greece	FTSE/ATHEX 20
Hong Kong	Hang Seng	Ireland	ISEQ 20
Israel	TA-25	Italy	S&P/MIB
Japan	TOPIX	Malaysia	FTSE Bursa Malaysia 100
The Netherlands	AEX-index	Portugal	PSI 20
Russia	RTS	Singapore	FTSE Singapore Straits Times
South Africa	FTSE/JSE Top 40	Taiwan	TSEC Taiwan 50
UK	FTSE 100	U.S.	DJ Wilshire 4500

There are a number of gems in the filing, but by far the most exciting is the NETS Dow Jones Wilshire Global Total Market ETF. This fund, along with the complementary NETS FTSE CNBC Global 300 ETF, will be the first global ETFs to combine U.S., international developed and emerging markets exposure into a single ETF.

Also of particular interest are the China and Hong Kong funds, which are the first to track the popular Hang Seng indexes, the most popular in Asia. Meanwhile, the Russia , Greece, Israel and Portugal ETFs will be the first covering those domestic markets. (Van Eck offers a Russian ETF under its Market Vectors brand, but that fund holds American Depository Receipts.)

Altogether, this filing heralds the arrival of a major new player on the ETF scene. Let the competition begin.

The prospectus is available here.
Full coverage and analysis is available from IndexUniverse.com here.

WisdomTree Turns To India

WisdomTree continued its recent run of filing for interesting new funds with its new prospectus for the WisdomTree India Earnings Index ETF, which captures the performance of “profitable companies incorporated and traded in India.” Stocks are weighted by earnings, and must have at least $200 million in market cap to qualify. There is no word yet on listing site or exchange.

Currently, the only way to tap directly into the domestic India stock market is through the iPath MSCI India ETN (INP); other ETFs trading or filed all track ADRs. The WisdomTree ETF, in contrast, will focus on domestic Indian equities.

WisdomTree also has a dividend-focused India ETF in registration.

The prospectus is available here.

PowerShares Balanced Funds

PowerShares filed papers for three novel balanced ETFs of ETFs that combine equity and fixed-income positions to target a given risk level. Each fund holds a portfolio of PowerShares ETFs that target a given risk balance.

The PowerShares Autonomic Growth NFA Global Asset Portfolio holds a 90% position in U.S. and international equity ETFs, along with a 10% position in fixed-income ETFs. The holdings are rebalanced back to this 90/10 risk budget quarterly.

The PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio does the same, but targets a 75%/25% risk budget.

The PowerShares Autonomic Balanced NFA Global Asset Portfolio does the same with a 60/40 equity/fixed income balance.

In addition to the equity and fixed income positions, the funds all hold 0.5% positions in both oil and gold, via the PowerShares DB Oil and PowerShares DB Gold ETFs. Interestingly, at the time of filing, the underlying indexes were heavily concentrated overseas; the most Autonomic Growth index had a 48% position in international stocks and just a 38% position in U.S. stocks, with the remainder in bonds and commodities.

The prospectus is available here.

ETF Data Watch
Note: These numbers refer only to U.S. ETFs. Data as of November 2, 2007, from the American Stock Exchange.
Pure Numbers
Total number of ETFs and ETNs listed in the U.S.: 622
Total number of ETFs and ETNs in registration: 458
Total Assets: $590 billion

Fund	Ticker	Assets ($US millions)	Change From Previous Week
SPDR S&P 500	SPY	72,807	(292)
iShares MSCI EAFE	EFA	50,342	(6)
iShares MSCI-Emerging Markets	EEM	28,276	1,068
iShares S&P 500	IVV	22,215	758
PowerShares QQQ Trust	QQQ	22,120	339

streetTRACKS Gold Trust	GLD	15,497	419
iShares Russell 1000 Growth	IWF	14,540	188
iShares Russell 2000	IWM	11,691	445
iShares MSCI-Japan	EWJ	11,510	122
S&P 400 MidCap SPDR	MDY	10,105	268

ETFs Filed – By Fund Company
There are currently 429 ETFs and ETNs with prospectuses filed at the SEC.
You can click on any fund and link directly to the prospectus.

Fund	Ticker	Exchange	ER

Barclays Global Investors
iShares FTSE Developed Small Cap ex-North America ETF	?	?	0.50%
iShares FTSE NAREIT Asia	?	?	?
iShares FTSE NAREIT Europe	?	?	?
iShares FTSE NAREIT Global Real Estate Ex-US	?	?	?
iShares FTSE NAREIT North America	?	?	?
iShares GS Commodity Energy Trust	?	NYSE	0.89%
iShares GS Commodity Industrial Metals Indexed Trust	?	NYSE	0.89%
iShares GS Commodity Light Energy Indexed Trust	?	NYSE	0.89%
iShares GS Commodity Livestock Indexed Trust	?	NYSE	0.89%
iShares GS Commodity Natural Gas Indexed Trust	?	NYSE	0.89%
iShares GS Commodity Non-Energy Indexed Trust	?	NYSE	0.89%
iShares MSCI BRIC	?	?	?
iShares MSCI Chile	?	?	?
iShares MSCI Israel	?	?	?
iShares MSCI Thailand	?	?	?
iShares MSCI Turkey	?	?	?
iShares S&P Asia 50 Fund	?	?	?
iShares MSCI Kokusai	?	?	0.25%
iShares JPMorgan USD Emerging Markets Bond	?	?	?
iShares S&P Global Infrastructure Index Fund	?	?	?
iShares S&P Global Listed Private Equity Fund	?	?	?
iShares MSCI EAFE Small Cap Index Fund	?	?	?
iShares MSCI Emerging Markets Small Cap Fund	?	?	?
iShares MSCI Japan Small Cap Fund	?	?	?

Bear Stearns
Bear Stearns Current Yield Fund	YYY	AMEX	0.28%

Claymore Advisors
Claymore/Dorchester US-1: The Capital Markets Index ETF	?	?	?
Claymore/Dorchester: The Capital Markets Bond ETF	?	?	?
Claymore/Dorchester: The Capital Markets Liquidity ETF	?	?	?
Claymore/Dorchester: The Capital Markets Equities ETF	?	?	?
Claymore/Alphashares China Real Estate ETF	?	?	?
Claymore/AlphaShares China Small Cap ETF	?	?	?
Claymore/Clear Canadian Royalty Trust ETF	?	?	?
Claymore/BIR All-Star Select	?	?	0.50%
Claymore/Sabrient CEF Balanced Opportunity	?	?	0.50%
Claymore/Sabrient CEF Income Opportunity	?	?	0.50%
Claymore/Zacks Growth & Income	?	?	0.50%
Claymore/Clear Global Timber ETF	?	?	?

First Trust
First Trust DJ STOXX Select Dividend 30 Index Fund	?	?	?
First Trust EPRA/NAREIT Global Real Estate Index Fund	?	?	?
First Trust Dow Jones Global Select Dividend ETF	?	?	?
First Trust Europe Select AlphaDEX	?	?	?
First Trust Japan Select AlphaDEX	?	?	?

Greenhaven Commodity Services
Greenhaven Continuous Commodity Index Fund		AMEX	0.85%

IndexIQ
IndexIQ Competitive Momentum Leaders All Cap	?	?	?
IndexIQ Competitive Momentum Leaders Large Cap	?	?	?
IndexIQ Corporate Governance Leaders All Cap	?	?	?
IndexIQ Corporate Governance Leaders Large Cap	?	?	?
IndexIQ Customer Loyalty Leaders All Cap	?	?	?
IndexIQ Customer Loyalty Leaders Large Cap	?	?	?
IndexIQ Effective Workforce Leaders All Cap	?	?	?
IndexIQ Effective Workforce Leaders Large Cap	?	?	?
IndexIQ Efficient Operations Leaders All Cap	?	?	?
IndexIQ Efficient Operations Leaders Large Cap	?	?	?
IndexIQ Innovation Leaders All Cap	?	?	?
IndexIQ Innovative Leaders Small Cap	?	?	?
IndexIQ Market Power Leaders	?	?	?
IndexIQ Market Power Leaders Large Cap	?	?	?
IndexIQ Quality Growth Leaders All Cap	?	?	?
IndexIQ Quality Growth Leaders Companies	?	?	?
IndexIQ Productivity Leaders All Cap	?	?	?
IndexIQ Productivity Leaders Large Cap	?	?	?
IndexIQ Sustainability Leaders All Cap	?	?	?
IndexIQ Sustainability Leaders Large Cap	?	?	?

MyShares
MyShares ISE Homebuilders Index Fund			0.35%
MyShares ISE SINdex Fund			0.60%
MyShares ISE-CCM Homeland Security Index Fund			0.60%
MyShares ISE-REVERE Wal-Mart Supplier Index Fund			0.60%

Northern Trust
NETS Dow Jones Wilshire Global Total Market Index Fund	?	?	?
NETS FTSE CNBC Global 300 Index Fund	?	?	?
NETS Dow Jones Wilshire Global Ex-US Index Fund	?	?	?
NETS FTSE EPRA NAREIT Americas Index Fund	?	?	?
NETS FTSE EPRA NAREIT Asia Index Fund	?	?	?
NETS FTSE EPRA NAREIT Europe Index Fund	?	?	?
NETS Tokyo Stock Exchange REIT Index Fund	?	?	?
NETS S&P/ASX 200 Index Fund	?	?	?
NETS Hang Seng China Enterprises Index Fund	?	?	?
NETS DAX Index Fund	?	?	?
NETS Hang Seng Index Fund	?	?	?
NETS TA-25 Index Fund	?	?	?
NETS TOPIX Index Fund	?	?	?
NETS AEX-index Index Fund	?	?	?
NETS RTS Index Fund	?	?	?
NETS FTSE/JSE Top 40 Index Fund	?	?	?
NETS FTSE 100 Index Fund	?	?	?
NETS BEL 20 Index Fund	?	?	?
NETS CAC40 Index Fund	?	?	?
NETS FTSE/ATHEX 20 Index Fund	?	?	?
NETS ISEQ 20 Index Fund	?	?	?
NETS S&P/MIB Index Fund	?	?	?
NETS FTSE Bursa Malaysia Index Fund 100	?	?	?
NETS PSI 20 Index Fund	?	?	?
NETS FTSE Singapore Straits Times Index Fund	?	?	?
NETS TSEC Taiwan 50 Index Fund	?	?	?
NETS DJ Wilshire 4500 Index Fund	?	?	?

PowerShares
PowerShares DWA Developed Markets Technical Leaders	?	?	?
PowerShares DWA Emerging Markets Technical Leaders	?	?	?
PowerShares Nasdaq-100 BuyWrite Portfolio	?	?	?
PowerShares DJIA BuyWrite Portfolio	?	?	?
PowerShares S&P BuyWrite Portfolio	?	?	?
PowerShares Automatic Allocation RAFI	PZF	AMEX	0.70%
PowerShares Cohen & Steers Global Realty Majors Portfolio	PSR		0.75%
PowerShares India Tiger	PGK	AMEX	0.70%
PowerShares NASDAQ Dividend Achievers	DIVQ	NDAQ	0.60%
PowerShares NASDAQ Internet Services	?	NDAQ
PowerShares REIT Preferred	?	AMEX	0.70%
PowerShares ValueLine 400	?	AMEX
PowerShares Zacks Rank Large Cap Portfolio	?	?	?
PowerShares Dynamic Brand Name Portfolio	?	?	?
PowerShares Dynamic Internet Software and Services
PowerShares Dynamic Developed Int’l Growth Portfolio	?	?	?
PowerShares Dynamic Developed Int’l Value Portfolio	?	?	?
PowerShares Dynamic Australia	?	?	?
PowerShares Dynamic Canada	?	?	?
PowerShares Dynamic Germany	?	?	?
PowerShares Dynamic France	?	?	?
PowerShares Dynamic Japan	?	?	?
PowerShares Dynamic UK	?	?	?
PowerShares FTSE RAFI International Real Estate ETF	?	?
PowerShares FTSE RAFI Latin America Portfolio	?	?	?
PowerShares FTSE RAFI Australia	?	?	?
PowerShares FTSE RAFI Brazil	?	?	?
PowerShares FTSE RAFI Canada	?	?	?
PowerShares FTSE RAFI China	?	?	?
PowerShares FTSE RAFI France	?	?	?
PowerShares FTSE RAFI Germany	?	?	?
PowerShares FTSE RAFI Hong Kong
PowerShares FTSE RAFI Mexico	?	?	?
PowerShares FTSE RAFI South Africa	?	?	?
PowerShares FTSE RAFI South Korea	?	?	?
PowerShares FTSE RAFI Taiwan	?	?	?
PowerShares FTSE RAFI UK	?	?	?
PowerShares 1-5 Laddered Treasury	?	?	?
PowerShares 1-10 Laddered Treasury	?	?	?
PowerShares 1-20 Laddered Treasury	?	?	?
PowerShares Aggregate Bond	?	?	?
PowerShares Investment Grade Corporate Bond	?	?	?
PowerShares High Yield USD Bond	?	?	?
PowerShares Aggregate Preferred	?	?	?
PowerShares Weekly VRDO Tax-Free	?	?	?
PowerShares Autonomic Growth NFA Global Asset Portfolio	?	?	?
PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio	?	?	?
PowerShares Autonomic Balanced NFA Global Asset Portfolio	?	?	?

ProShares
ProShares Ultra S&P 500 Growth	?	?	0.95%
ProShares Short S&P 500 Growth	?	?	0.95%
ProShares UltraShort S&P 500 Growth	?	?	0.95%
ProShares Ultra S&P 500 Value	?	?	0.95%
ProShares Short S&P 500 Value	?	?	0.95%
ProShares UltraShort S&P 500 Value	?	?	0.95%
ProShares Ultra S&P MidCap 400 Growth	?	?	0.95%
ProShares Short S&P MidCap 400 Growth	?	?	0.95%
ProShares UltraShort S&P MidCap 400 Growth	?	?	0.95%
ProShares Ultra S&P Small Cap 600 Growth	?	?	0.95%
ProShares Short S&P Small Cap 600 Growth	?	?	0.95%
ProShares UltraShort S&P Small Cap 600 Growth	?	?	0.95%
ProShares Ultra S&P Small Cap 600 Value	?	?	0.95%
ProShares Short S&P Small Cap 600 Value	?	?	0.95%
ProShares UltraShort S&P Small Cap 600 Value	?	?	0.95%
ProShares Ultra U.S. Biotechnology	?	?	0.95%
ProShares UltraShort U.S. Biotechnology	?	?	0.95%
ProShares Ultra U.S. Precious Metals	?	?	0.95%
ProShares UltraShort U.S. Precious Metals	?	?	0.95%
ProShares Ultra Telecommunications	?	?	0.95%
ProShares UltraShort Telecommunications	?	?	0.95%
ProShares Short Basic Materials	?	?	0.95%
ProShares Short Biotechnology	?	?	0.95%
ProShares Short Consumer Goods	?	?	0.95%
ProShares Short Consumer Services	?	?	0.95%
ProShares Short Financials	?	?	0.95%
ProShares Short Healthcare	?	?	0.95%
ProShares Short Industrial	?	?	0.95%
ProShares Short Oil & Gas	?	?	0.95%
ProShares Short Precious Metals	?	?	0.95%
ProShares Short Real Estate	?	?	0.95%
ProShares Short Semiconductors	?	?	0.95%
ProShares Short Technology	?	?	0.95%
ProShares Short Telecommunications	?	?	0.95%
ProShares Short Utilities	?	?	0.95%
ProShares Ultra NASDAQ Biotechnology	?	?	0.95%
ProShares Short NASDAQ Biotechnology	?	?	0.95%
ProShares Ultra Short NASDAQ Biotechnology	?	?	0.95%
ProShares Ultra Dow Jones Select Biotechnology	?	?	0.95%
ProShares Short Dow Jones Select Biotechnology	?	?	0.95%
ProShares Ultra Short Dow Jones Select Biotechnology	?	?	0.95%
ProShares Ultra Dow Jones Select Telecommunications	?	?	0.95%
ProShares Short Dow Jones Select Telecommunications	?	?	0.95%
ProShares Ultra Short Dow Jones Select Telecommunications	?	?	0.95%
ProShares Short Japan	?	?	0.95%
ProShares Ultra Short Japan	?	?	0.95%
ProShares Short FTSE/Xinhua China 25	?	?	0.95%
ProShares Ultra Short FTSE/Xinhua China 25	?	?	0.95%
ProShares Short Lehman Brothers 7-10 Year U.S. Treasury	?	?	0.95%
ProShares Ultra Short Lehman Brothers 7-10 Year U.S. Treasury	?	?	0.95%
ProShares Short Lehman Brothers 20+ Year U.S. Treasury	?	?	0.95%
ProShares Ultra Short Lehman Brothers 20+ Year U.S. Treasury	?	?	0.95%
ProShares Short iBoxx $ Liquid Investment Grade	?	?	0.95%
ProShares Ultra Short iBoxx $ Liquid Investment Grade	?	?	0.95%
ProShares Short iBoxx $ Liquid High Yield	?	?	0.95%
ProShares Ultra Short iBoxx $ Liquid High Yield	?	?	0.95%
ProShares Ultra NASDAQ-100 Equal Weighted	?	NDAQ	0.95%
ProShares Short NASDAQ-100 Equal Weighted	?	NDAQ	0.95%
ProShares UltraShort NASDAQ-100 Equal Weighted	?		0.95%
ProShares Ultra NASDAQ Composite	?	NDAQ	0.95%
ProShares Short NASDAQ Composite	?	NDAQ	0.95%
ProShares UltraShort NASDAQ Composite	?	NDAQ	0.95%
ProShares Ultra NASDAQ Biotechnology Equal-Weighted	?	NDAQ	0.95%
ProShares Short NASDAQ Biotechnology Equal-Weighted	?	NDAQ	0.95%
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted	?	NDAQ	0.95%
ProShares Ultra NASDAQ Clean Edge US Liquid Series	?	NDAQ	0.95%
ProShares Short NASDAQ Clean Edge US Liquid Series	?	NDAQ	0.95%
ProShares UltraShort NASDAQ Clean Edge US Liquid Series	?	NDAQ	0.95%
ProShares Ultra Dow Jones – AIG Commodity Index	?	?	0.95%
ProShars Short Dow Jones – AIG Commodity Index	?	?	0.95%
ProShares UltraShort Dow Jones – AIG Commodity Index	?	?	0.95%
ProShares Ultra Dow Jones – AIG Commodity Agriculture	?	?	0.95%
ProShars Short Dow Jones – AIG Commodity Agriculture	?	?	0.95%
ProShares UltraShort Dow Jones – AIG Commodity Agriculture	?	?	0.95%
ProShares Ultra Dow Jones – AIG Commodity Industrial Metals	?	?	0.95%
ProShars Short Dow Jones – AIG Commodity Industrial Metals	?	?	0.95%
ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals	?	?	0.95%
ProShares Ultra Dow Jones – AIG Commodity Precious Metals	?	?	0.95%
ProShars Short Dow Jones – AIG Commodity Precious Metals	?	?	0.95%
ProShares UltraShort Dow Jones – AIG Commodity Precious Metals	?	?	0.95%
ProShares Ultra Gold	?	?	0.95%
ProShares Short Gold	?	?	0.95%
ProShares UltraShort Gold	?	?	0.95%
ProShares Ultra Silver	?	?	0.95%
ProShares Short Silver	?	?	0.95%
ProShares UltraShort Silver	?	?	0.95%
ProShares Ultra Crude Oil	?	?	0.95%
ProShares Short Crude Oil	?	?	0.95%
ProShares UltraShort Crude Oil	?	?	0.95%
ProShares Ultra Natural Gas	?	?	0.95%
ProShares Short Natural Gas	?	?	0.95%
ProShares UltraShort Natural Gas	?	?	0.95%
ProShares Ultra Euro	?	?	0.95%
ProShares Short Euro	?	?	0.95%
ProShares UltraShort Euro	?	?	0.95%
ProShares Ultra Australian Dollar	?	?	0.95%
ProShares Short Australian Dollar	?	?	0.95%
ProShares UltraShort Australian Dollar	?	?	0.95%
ProShares Ultra Canadian Dollar	?	?	0.95%
ProShares Short Canadian Dollar	?	?	0.95%
ProShares UltraShort Canadian Dollar	?	?	0.95%
ProShares Ultra British Pound	?	?	0.95%
ProShares Short British Pound	?	?	0.95%
ProShares UltraShort British Pound	?	?	0.95%
ProShares Ultra Japanese Yen	?	?	0.95%
ProShares Short Japanese Yen	?	?	0.95%
ProShares UltraShort Japanese Yen	?	?	0.95%
ProShares Ultra Mexican Peso	?	?	0.95%
ProShares Short Mexican Peso	?	?	0.95%
ProShares UltraShort Mexican Peso	?	?	0.95%
ProShares Ultra Swedish Krona	?	?	0.95%
ProShares Short Swedish Krona	?	?	0.95%
ProShares UltraShort Swedish Krona	?	?	0.95%
ProShares Ultra Swiss Franc	?	?	0.95%
ProShares Short Swiss Franc	?	?	0.95%
ProShares UltraShort Swiss Franc	?	?	0.95%

Rydex Funds
Rydex Dynamic S&P 500	?	?	?
Rydex Inverse S&P 500	?	?	?
Rydex Dynamic Inverse S&P 500	?	?	?
Rydex Dynamic S&P 500 Growth	?	?	?
Rydex Inverse S&P 500 Growth	?	?	?
Rydex Dynamic Inverse S&P 500 Growth	?	?	?
Rydex Dynamic S&P 500 Value	?	?	?
Rydex Inverse S&P 500 Value	?	?	?
Rydex Dynamic Inverse S&P 500 Value	?	?	?
Rydex Dynamic S&P MidCap 400	?	?	?
Rydex Inverse S&P MidCap 400	?	?	?
Rydex Dynamic Inverse S&P MidCap 400	?	?	?
Rydex Dynamic S&P MidCap 400 Growth	?	?	?
Rydex Inverse S&P MidCap 400 Growth	?	?	?
Rydex Dynamic Inverse S&P MidCap 400 Growth	?	?	?
Rydex Dynamic S&P MidCap 400 Value	?	?	?
Rydex Inverse S&P MidCap 400 Value	?	?	?
Rydex Dynamic Inverse S&P MidCap 400 Value	?	?	?
Rydex Dynamic S&P SmallCap 600	?	?	?
Rydex Inverse S&P SmallCap 600	?	?	?
Rydex Dynamic Inverse S&P SmallCap 600	?	?	?
Rydex Dynamic S&P SmallCap 600 Growth	?	?	?
Rydex Inverse S&P SmallCap 600 Growth	?	?	?
Rydex Dynamic Inverse S&P SmallCap 600 Growth	?	?	?
Rydex Dynamic S&P SmallCap 600 Value	?	?	?
Rydex Inverse S&P SmallCap 600 Value	?	?	?
Rydex Dynamic Inverse S&P SmallCap 600 Value	?	?	?
Rydex Dynamic Russell 1000	?	?	?
Rydex Inverse Russell 1000	?	?	?
Rydex Dynamic Inverse Russell 1000	?	?	?
Rydex Dynamic Russell 1000 Growth	?	?	?
Rydex Inverse Russell 1000 Growth	?	?	?
Rydex Dynamic Inverse Russell 1000 Growth	?	?	?
Rydex Dynamic Russell 1000 Value	?	?	?
Rydex Inverse Russell 1000 Value	?	?	?
Rydex Dynamic Inverse Russell 1000 Value	?	?	?
Rydex Dynamic Russell 2000	?	?	?
Rydex Inverse Russell 2000	?	?	?
Rydex Dynamic Inverse Russell 2000	?	?	?
Rydex Dynamic Russell 2000 Growth	?	?	?
Rydex Inverse Russell 2000 Growth	?	?	?
Rydex Dynamic Inverse Russell 2000 Growth	?	?	?
Rydex Dynamic Russell 2000 Value	?	?	?
Rydex Inverse Russell 2000 Value	?	?	?
Rydex Dynamic Inverse Russell 2000 Value	?	?	?
Rydex Dynamic Russell MidCap	?	?	?
Rydex Inverse Russell MidCap	?	?	?
Rydex Dynamic Inverse Russell MidCap	?	?	?
Rydex Dynamic Russell MidCap Growth	?	?	?
Rydex Inverse Russell MidCap Growth	?	?	?
Rydex Dynamic Inverse Russell MidCap Growth	?	?	?
Rydex Dynamic Russell MidCap Value	?	?	?
Rydex Inverse Russell MidCap Value	?	?	?
Rydex Dynamic Inverse Russell MidCap Value	?	?	?
Rydex Dynamic Russell 3000	?	?	?
Rydex Inverse Russell 3000	?	?	?
Rydex Dynamic Inverse Russell 3000	?	?	?
Rydex Dynamic Russell 3000 Growth	?	?	?
Rydex Inverse Russell 3000 Growth	?	?	?
Rydex Dynamic Inverse Russell 3000 Growth	?	?	?
Rydex Dynamic Russell 3000 Value	?	?	?
Rydex Inverse Russell 3000 Value	?	?	?
Rydex Dynamic Inverse Russell 3000 Value	?	?	?
Rydex Dynamic Nasdaq-100	?	?	?
Rydex Inverse Nasdaq-100	?	?	?
Rydex Dynamic Inverse Nasdaq-100	?	?	?
Rydex Dynamic Nasdaq Biotechnology	?	?	?
Rydex Inverse Nasdaq Biotechnology	?	?	?
Rydex Dynamic Inverse Nasdaq Biotechnology	?	?	?
Rydex Dynamic Consumer Discretionary	?	?	?
Rydex Inverse Consumer Discretionary	?	?	?
Rydex Dynamic Inverse Consumer Discretionary	?	?	?
Rydex Dynamic Consumer Staples	?	?	?
Rydex Inverse Consumer Staples	?	?	?
Rydex Dynamic Inverse Consumer Staples	?	?	?
Rydex Dynamic Energy	?	?	?
Rydex Inverse Energy	?	?	?
Rydex Dynamic Inverse Energy	?	?	?
Rydex Dynamic Financials	?	?	?
Rydex Inverse Financials	?	?	?
Rydex Dynamic Inverse Financials	?	?	?
Rydex Dynamic Healthcare	?	?	?
Rydex Inverse Healthcare	?	?	?
Rydex Dynamic Inverse Healthcare	?	?	?
Rydex Dynamic Materials	?	?	?
Rydex Inverse Materials	?	?	?
Rydex Dynamic Inverse Materials	?	?	?
Rydex Dynamic Utilities	?	?	?
Rydex Inverse Utilities	?	?	?
Rydex Dynamic Inverse Utilities	?	?	?
Rydex Dynamic Energy	?	?	?
Rydex Inverse Energy	?	?	?
Rydex Dynamic Inverse Energy	?	?	?

StateShares
StateShares California 50	?	NYSE	?
StateShares Colorado 50	?	NYSE	?
StateShares Connecticut 50	?	NYSE	?
StateShares Florida 50	?	NYSE	?
StateShares Georgia 50	?	NYSE	?
StateShares Illinois 50	?	NYSE	?
StateShares Indiana 50	?	NYSE	?
StateShares Maryland 50	?	NYSE	?
StateShares Massachusetts 50	?	NYSE	?
StateShares Michigan 50	?	NYSE	?
StateShares Minnesota 50	?	NYSE	?
StateShares Missouri 50	?	NYSE	?
StateShares New Jersey 50	?	NYSE	?
StateShares New York 50	?	NYSE	?
StateShares North Carolina 50	?	NYSE	?
StateShares Ohio 50	?	NYSE	?
StateShares Pennsylvania 50	?	NYSE	?
StateShares Tennessee 50	?	NYSE	?
StateShares Texas 50	?	NYSE	?
StateShares Virginia 50	?	NYSE	?
StateShares Washington 50	?	NYSE	?
StateShares Composite	?	NYSE	?

State Street Global Advisors
SPDR Barclays Global TIPS ETF	?	?	?
SPDR Lehman Short Term Corporate Bond	SBE	AMEX	?
SPDR Lehman Intermediate Term Corporate Bond	IBE	AMEX	?
SPDR Lehman Long Term Corporate Bond	CLO	AMEX	?
SDPR Lehman High Yield Bond	?	AMEX	?
SPDR Lehman Short Term Treasury	TST	AMEX
SPDR S&P Asia Pacific	GAO	AMEX	?
SPDR S&P EPAC	GEK	AMEX	?
SPDR S&P Europe	GEU	AMEX	?
SPDR Aerospace and Defense	?	?	?
SPDR Building & Construction	?	?	?
SPDR Computer Hardware	?	?	?
SPDR Computer Software	?	?	?
SPDR Health Care Services	?	?	?
SPDR Leisuretime	?	?	?
SPDR Outsourcing & IT Consulting	?	?	?
SPDR Telecom	?	?	?
SPDR Transportation	?	?	?
streetTRACKS KBW Mortgage Finance	?	?	?

Van Eck
Market Vectors-Lehman Brothers 1-5 Year Municipal	?	?	?
Market Vectors-Lehman Brothers Intermediate Municipal	?	?	?
Market Vectors-Lehman Brothers Long Municipal	?	?	?
Market Vectors-Lehman Brothers High Yield Municipal	?	?	?
Market Vectors-Lehman Brothers California Municipal	?	?	?
Market Vectors-Lehman Brothers New York Municipal	?	?	?
Market Vectors – Coal	?	?	?
Market Vectors – Gaming	?	?	?

Vanguard
Vanguard Lehman Brothers Treasury STRIPS 20-25 Year Equal Par Bond ETF	?	?	0.14%
Vanguard Mega Cap 300 Index ETF	?	?	0.13%
Vanguard Mega Cap 300 Growth Index ETF	?	?	0.13%
Vanguard Mega Cap 300 Value Index ETF	?	?	0.13%

Victoria Bay
United States Heating Oil Fund	?	Amex	0.60%
United States 12 Month Oil Fund	?	Amex	0.60%
United States Gasoline Fund	?	Amex	0.65%
Voskian
Voskian Citigroup Semiconductor 50 Index	?	?	?

VTL Associates
TIGERS Revenue-Weighted Large Cap Index Fund	?	?	0.50%
TIGERS Revenue-Weighted Mid Cap Index Fund	?	?	0.55%
TIGERS Revenue-Weighted Small Cap Index Fund	?	?	0.55%

WShares
Wilder Asian Emerging Markets	?	?	?
Wilder Brazil	?	?	?
Wilder China	?	?	?
Wilder Israel	?	?	?
Wilder Latin America	?	?	?
Wilder Worldwide Emerging Markets	?	?	?
Wilder Diversified Healthcare	?	?	?
Wilder Healthy Lifestyle	?	?	?

WisdomTree
WisdomTree Asia Emerging Markets Total Dividend	?	?	?
WisdomTree Asia Emerging Markets High-Yield	?	?	?
WisdomTree DIPR Fund	?	?	?
WisdomTree DIPR High-Yielding Equity Fund	?	?	?
WisdomTree Emerging Markets Total Dividend	?	?	?
WisdomTree Emerging Markets Dividend Top 100	?	?	?
WisdomTree Latin America Total Dividend	?	?	?
WisdomTree Australia Total Dividend	?	?	?
WisdomTree Canada Total Dividend	?	?	?
WisdomTree China Total Dividend	?	?	?
WisdomTree France Total Dividend	?	?	?
WisdomTree Germany Total Dividend	?	?	?
WisdomTree Hong Kong Total Dividend	?	?	?
WisdomTree India Total Dividend	?	?	?
WisdomTree India Earnings Index ETF	?	?	?
WisdomTree Malaysia Total Dividend	?	?	?
WisdomTree Singapore Total Dividend	?	?	?
WisdomTree South Africa Total Dividend	?	?	?
WisdomTree South Korea Total Dividend	?	?	?
WisdomTree Taiwan Total Dividend	?	?	?
WisdomTree United Kingdom Total Dividend	?	?	?
WisdomTree United Kingdom High-Yielding Equity	?	?	?
WisdomTree Communications Sector	?	?	?
WisdomTree Financial Sector	?	?	?
WisdomTree REIT Sector	?	?	?

XShares
AirShares EU Carbon Allowances	?	?	?
HealthShares Asian Health	HRG	NYSE	0.95%
HealthShares BioPharmaceutical Giants	?	?	?