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November 7 - November 12
Written by Matt Hougan  -  November 13, 2007 11:02 AM
Related ETFs: BWX / CUT / DBP / DBS / DGL / DIA / DOD / EEM / EFA / EWJ / EWV / FNI / FXF / FXI / FXP / GEX / GXC / HHH / IAH / IGM / IVV / IWF / IWM / IYW / MDY / MTK / OIL / PGJ / PHW / PSI / QID / QQQQ / RMM / RMS / RRY / RRZ / RSU / RSW / SDS / SDY / SHY / SLV / SPY / TLH / USD / XLE / XLF / YYY

• Page 1: New ETF listings and new ETFs in registration
• Page 2: ETF industry statistics – with new top and bottom performers data.
• Page 3: The complete list of ETFs (and ETNs) in registration

Note: Want to receive an email notice as soon as ETF Watch is posted? Just click here to subscribe.

NEW LISTINGS

New Rydex Funds Go Up Against ProShares

Rydex Investments finally made good on its promise to challenge ProShares in the leveraged exchange-traded fund (ETF) market, launching six leveraged and inverse-leveraged ETFs on November 7 on the American Stock Exchange (AMEX).

The funds track three indexes: the S&P 500, the S&P MidCap 400 and the Russell 2000. Each index is tied to two funds—one targeting 200% of the daily returns of the index and another targeting 200% of the inverse (or -200%) of the index's daily returns.

Fund Symbol
Rydex 2x S&P 500 ETF RSU
Rydex Inverse 2x S&P 500 ETF RSW
Rydex 2x S&P MidCap 400 ETF RMM
Rydex Inverse 2x S&P MidCap 400 ETF RMS
Rydex 2x Russell 2000 ETF RRY
Rydex Inverse 2x Russell 2000 ETF RRZ

ProShares already offers ETFs with essentially the same strategy and tracking the same indexes, but Rydex aims to steal market share with a lower expense ratio: 0.70% vs.0 .95% for ProShares ETFs. The question is whether ProShares users will focus on the expense ratio differential, or if the company’s first-mover advantage—and the huge liquidity in the ProShares ETFs—will carry the day. Rydex plans to launch many more leveraged and inverse-leveraged ETFs in the future.

Get the full story from IndexUniverse.com here.

You can view the prospectus here.

ProShares Launches ETFs Shorting China, Japan

On November 8, ProShares wrapped up the initial launch of its first international ETFs with the rollout of the UltraShort FTSE/Xinhua China 25 ProShares (AMEX: FXP) and the UltraShort MSCI Japan ProShares (AMEX: EWV) funds.

The funds aim to achieve 200% of the inverse of the daily returns of the underlying index. FXP has been receiving a lot of attention because it represents the only vehicle by which investors can short China. With China’s stocks reaching stratospheric levels lately, many are eager to bet on the possibility that the country’s market is heading for a correction.

As with all funds in the ProShares family, the two ETFs carry an expense ratio of 0.95%.

You can view the prospectus here.

Claymore Offers New CUT Of Global Market

The new Claymore/Clear Global Timber ETF is the first U.S.-listed fund to offer retail investors exposure to the non-correlated returns of the timber market. Timber has historically been favored by institutional investors, who are able to tap into the market through trusts and private investments. The new fund, which trades on the American Stock Exchange (AMEX) with the wonderful ticker CUT, offers diversified exposure to the space for just 0.65% in annual expenses. The fund tracks the Clear Global Timber Index.

Get the full story from IndexUniverse.com here.

The prospectus is available here.

Dogs Of The Dow Get Their Own ETN

The ELEMENTS ETN platform added another ETN to its lineup with the launch of the ELEMENTS Dow Jones High Yield Select 10 Total Return Index ETN (NYSE Arca: DOD), bringing its total to seven products. Like all of the other ETNs on the ELEMENTS platform, DOD carries an expense ratio of 0.75%.

The methodology of the index underlying the ETN, the DJ High Yield Select 10 Total Return Index, is based on a strategy very similar to the “Dogs of the Dow,” which was developed under the premise that a high dividend yield indicates a depressed stock price. Every December, the index is rebalanced to include the ten stocks with the highest annual dividend yields in the Dow Jones Industrial Average. Although the DJIA is a price-weighted index, the components of the DJ High Yield Select 10 Index are equal-weighted.

The current components of the index currently are Verizon, JPMorgan Chase, DuPont, General Electric, General Motors, Altria, Merck, Pfizer, AT&T and Citigroup. With just ten stocks, the index is a bit narrow for an ETF or regular mutual fund, but fits the note structure well.

Deutsche Bank is the issuer of DOD.

Get the full story from IndexUniverse.com here.

You can read the prospectus here.

NEW ETF LISTINGS: November 7 – November 12
Fund Symbol Exchange ER Listing Date

Rydex 2x S&P 500 ETF

RSU AMEX 0.70 11/7/2007

Rydex Inverse 2x S&P 500 ETF

RSW AMEX 0.70 11/7/2007

Rydex 2x S&P MidCap 400 ETF

RMM AMEX 0.70 11/7/2007

Rydex Inverse 2x S&P MidCap 400 ETF

RMS AMEX 0.70 11/7/2007

Rydex 2x Russell 2000 ETF

RRY AMEX 0.70 11/7/2007

Rydex Inverse 2x Russell 2000 ETF

RRZ AMEX 0.70 11/7/2007

ELEMENTS High Yield Select 10 Total Return Index ETN

DOD NYSE Arca 0.75 11/7/2007

UltraShort FTSE/Xinhua China 25 ProShares

FXP AMEX 0.95 11/8/2007

UltraShort MSCI Japan ProShares

EWV AMEX 0.95 11/8/2007

Claymore/Clear Global Timber ETF

CUT AMEX 0.65 11/9/2007



 

NEW FILINGS

International Dividend

The dividend ETF story continues to have legs.

State Street Global Advisors (SSgA) filed a prospectus with the Securities and Exchange Commission (SEC) for a new SPDR S&P International Dividend ETF. The fund will hold 100 high-yielding non-U.S. stocks with market capitalizations greater than $1.5 billion, along with other qualification requirements. Stocks must have five years of earnings growth and profitability as a way to ensure that the dividend is sustainable.

The fund is hardly a first mover in the international dividend field, but it will help fill out the SSgA line-up. SSgA already offers the $230 million SPDR S&P Dividend ETF (SDY), covering U.S. stocks, and it likely wants to offer its customers international coverage as well.

There is no word yet on expense ratios. The fund will list on the AMEX.

The prospectus is available here.

Expanding Before Launch

Van Eck Global hasn’t even launched its first municipal bond ETFs, and already it is looking to expand. The group, which manages the “Market Vectors” brand of ETFs, filed for four additional state-specific muni bond funds this week:

  • Market Vectors-Lehman Brothers AMT-Free Massachusetts
  • Market Vectors-Lehman Brothers AMT-Free New Jersey
  • Market Vectors-Lehman Brothers AMT-Free Ohio
  • Market Vectors-Lehman Brothers AMT-Free Pennsylvania

The funds are the first state-specific muni bond ETFs in registration in those four markets. There is no word yet on expense ratios or listing dates.

The prospectus is available here.

ETF Data Watch

Note: These numbers refer only to U.S. ETFs. Data as of November 9, 2007, from the American Stock Exchange.
Pure Numbers

Total number of ETFs and ETNs listed in the U.S.: 629
Total number of ETFs and ETNs in registration: 454
Total Assets: $590 billion

Top Ten ETFS by Assets – November
Fund Ticker Assets
($US millions) 		Change From
Previous Week
SPDR S&P 500 SPY 68,535 (4,272)
iShares MSCI EAFE EFA 49,417 (925)
iShares MSCI-Emerging Markets EEM 27,814 (462)
iShares S&P 500 IVV 21,230 (985)
PowerShares QQQ Trust QQQ 16,535 (5,585)
streetTRACKS Gold Trust GLD 16,034 537
iShares Russell 1000 Growth IWF 13,778 (768)
iShares MSCI-Japan EWJ 11,038 (472)
S&P 400 MidCap SPDR MDY 10,061 (44)
iShares Lehman 1-3 Year Treasury Bond SHY 9,179 63

Top Ten Performers* – Week Ending 11/9/2007
Name Ticker Return
iShares Lehman 10-20 Year Treasury Bond Fund TLH 7.17%
Market Vectors Alternate Energy ETF GEX 6.46%
PowerShares DB Silver Fund DBS 6.40%
iShares Silver Trust SLV 5.66%
PowerShares DB Precious Metals Fund DBP 3.88%
PowerShares DB Gold Fund DGL 3.25%
SPDR Lehman International Treasury Bond ETF BWX 3.18%
streetTRACKS Gold Trust GLD 3.10%
iShares COMEX Gold Trust IAU 3.01%
Rydex Swiss Franc Trust FXF 2.91%
*Note: Excludes leveraged and short ETFs, as well as ETNs. Data from the AMEX.


Ten Worst Performing ETFs – Week Ending 11/9/2007
Fund Ticker Return
First Trust ISE ChIndia Index Fund FNI -13.39%
PowerShares Golden Dragon Halter USX China Portfolio PGJ -12.71%
Internet Architecture HOLDRS IAH -11.11%
iShares FTSE/Xinhua China 25 FXI -9.74%
SPDR S&P China ETF GXC -9.23%
iShares DJ US Technology IYW -8.79%
PowerShares Dynamic Hardware & Consumer Electronics Portfolio PHW -8.71%
iShares S&P GSTI Technology Index Fund IGM -8.44%
Morgan Stanley Technology ETF MTK -8.42%
Internet HOLDRS HHH -8.40%
*Note: Excludes leveraged and short ETFs, as well as ETNs. Data from the AMEX.

Top Ten ETF Trading Volumes– Week Ending 11/09/07
Fund Ticker Weekly Volume
S&P 500 SPDR SPY 1,363,541,113
PowerShares QQQ Trust QQQ 1,170,427,802
Select Sector SPDR-Financial XLF 538,469,593
iShares Russell 2000 IWM 531,384,430
UltraShort QQQ ProShares QID 227,329,048
Select Sector SPDR-Energy XLE 138,497,955
UltraShort S&P 500 ProShares SDS 122,346,873
iShares MSCI-Japan EWJ 109,589,714
DJIA DIAMONDS DIA 102,522,570
iShares MSCI-Emerging Markets EEM 89,012,905

*Data from the AMEX.


ETFs Filed – By Fund Company
There are currently 429 ETFs and ETNs with prospectuses filed at the SEC.
You can click on any fund and link directly to the prospectus.

Fund

Ticker

Exchange

ER

Barclays Global Investors

 

 

 

iShares FTSE Developed Small Cap ex-North America ETF

N/A

N/A

0.50%

iShares FTSE NAREIT Asia

N/A

N/A

N/A

iShares FTSE NAREIT Europe

N/A

N/A

N/A

iShares FTSE NAREIT Global Real Estate Ex-US

N/A

N/A

N/A

iShares FTSE NAREIT North America

N/A

N/A

N/A

iShares GS Commodity Energy Trust

N/A

NYSE

0.89%

iShares GS Commodity Industrial Metals Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Light Energy Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Livestock Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Natural Gas Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Non-Energy Indexed Trust

N/A

NYSE

0.89%

iShares MSCI BRIC

N/A

N/A

N/A

iShares MSCI Chile

N/A

N/A

N/A

iShares MSCI Israel

N/A

N/A

N/A

iShares MSCI Thailand

N/A

N/A

N/A

iShares MSCI Turkey

N/A

N/A

N/A

iShares S&P Asia 50 Fund

N/A

N/A

N/A

iShares MSCI Kokusai

N/A

N/A

0.25%

iShares JPMorgan USD Emerging Markets Bond

N/A

N/A

N/A

iShares S&P Global Infrastructure Index Fund

N/A

N/A

N/A

iShares S&P Global Listed Private Equity Fund

N/A

N/A

N/A

iShares MSCI EAFE Small Cap Index Fund

N/A

N/A

N/A

iShares MSCI Emerging Markets Small Cap Fund

N/A

N/A

N/A

iShares MSCI Japan Small Cap Fund

N/A

N/A

N/A

 

 

 

 

Bear Stearns

 

 

 

Bear Stearns Current Yield Fund

YYY

AMEX

0.28%

 

 

 

 

Claymore Advisors

 

 

 

Claymore/Dorchester US-1: The Capital Markets Index ETF

N/A

N/A

N/A

Claymore/Dorchester: The Capital Markets Bond ETF

N/A

N/A

N/A

Claymore/Dorchester: The Capital Markets Liquidity ETF

N/A

N/A

N/A

Claymore/Dorchester: The Capital Markets Equities ETF

N/A

N/A

N/A

Claymore/Alphashares China Real Estate ETF

N/A

N/A

N/A

Claymore/AlphaShares China Small Cap ETF

N/A

N/A

N/A

Claymore/Clear Canadian Royalty Trust ETF

N/A

N/A

N/A

Claymore/BIR All-Star Select

N/A

N/A

0.50%

Claymore/Sabrient CEF Balanced Opportunity

N/A

N/A

0.50%

Claymore/Sabrient CEF Income Opportunity

N/A

N/A

0.50%

Claymore/Zacks Growth & Income

N/A

N/A

0.50%

 

 

 

 

First Trust

 

 

 

First Trust DJ STOXX Select Dividend 30 Index Fund

N/A

N/A

N/A

First Trust EPRA/NAREIT Global Real Estate Index Fund

N/A

N/A

N/A

First Trust Dow Jones Global Select Dividend ETF

N/A

N/A

N/A

First Trust Europe Select AlphaDEX

N/A

N/A

N/A

First Trust Japan Select AlphaDEX

N/A

N/A

N/A

 

 

 

 

Greenhaven Commodity Services

 

 

 

Greenhaven Continuous Commodity Index Fund

N/A

AMEX

0.85%

 

N/A

N/A

N/A

IndexIQ

     

IndexIQ Competitive Momentum Leaders All Cap

N/A

N/A

N/A

IndexIQ Competitive Momentum Leaders Large Cap

N/A

N/A

N/A

IndexIQ Corporate Governance Leaders All Cap

N/A

N/A

N/A

IndexIQ Corporate Governance Leaders Large Cap

N/A

N/A

N/A

IndexIQ Customer Loyalty Leaders All Cap

N/A

N/A

N/A

IndexIQ Customer Loyalty Leaders Large Cap

N/A

N/A

N/A

IndexIQ Effective Workforce Leaders All Cap

N/A

N/A

N/A

IndexIQ Effective Workforce Leaders Large Cap

N/A

N/A

N/A

IndexIQ Efficient Operations Leaders All Cap

N/A

N/A

N/A

IndexIQ Efficient Operations Leaders Large Cap

N/A

N/A

N/A

IndexIQ Innovation Leaders All Cap

N/A

N/A

N/A

IndexIQ Innovative Leaders Small Cap

N/A

N/A

N/A

IndexIQ Market Power Leaders

N/A

N/A

N/A

IndexIQ Market Power Leaders Large Cap

N/A

N/A

N/A

IndexIQ Quality Growth Leaders All Cap

N/A

N/A

N/A

IndexIQ Quality Growth Leaders Companies

N/A

N/A

N/A

IndexIQ Productivity Leaders All Cap

N/A

N/A

N/A

IndexIQ Productivity Leaders Large Cap

N/A

N/A

N/A

IndexIQ Sustainability Leaders All Cap

N/A

N/A

N/A

IndexIQ Sustainability Leaders Large Cap

N/A

N/A

N/A

 

 

 

 

MyShares

 

 

 

MyShares ISE Homebuilders Index Fund

N/A

N/A

0.35%

MyShares ISE SINdex Fund

N/A

N/A

0.60%

MyShares ISE-CCM Homeland Security Index Fund

N/A

N/A

0.60%

MyShares ISE-REVERE Wal-Mart Supplier Index Fund

N/A

N/A

0.60%

       
Northern Trust      

NETS Dow Jones Wilshire Global Total Market Index Fund

N/A

N/A

N/A

NETS FTSE CNBC Global 300 Index Fund

N/A

N/A

N/A

NETS Dow Jones Wilshire Global Ex-US Index Fund

N/A

N/A

N/A

NETS FTSE EPRA NAREIT Americas Index Fund

N/A

N/A

N/A

NETS FTSE EPRA NAREIT Asia Index Fund

N/A

N/A

N/A

NETS FTSE EPRA NAREIT Europe Index Fund

N/A

N/A

N/A

NETS Tokyo Stock Exchange REIT Index Fund

N/A

N/A

N/A

NETS S&P/ASX 200 Index Fund

N/A

N/A

N/A

NETS Hang Seng China Enterprises Index Fund

N/A

N/A

N/A

NETS DAX Index Fund

N/A

N/A

N/A

NETS Hang Seng Index Fund

N/A

N/A

N/A

NETS TA-25 Index Fund

N/A

N/A

N/A

NETS TOPIX Index Fund

N/A

N/A

N/A

NETS AEX-index Index Fund

N/A

N/A

N/A

NETS RTS Index Fund

N/A

N/A

N/A

NETS FTSE/JSE Top 40 Index Fund

N/A

N/A

N/A

NETS FTSE 100 Index Fund

N/A

N/A

N/A

NETS BEL 20 Index Fund

N/A

N/A

N/A

NETS CAC40 Index Fund

N/A

N/A

N/A

NETS FTSE/ATHEX 20 Index Fund

N/A

N/A

N/A

NETS ISEQ 20 Index Fund

N/A

N/A

N/A

NETS S&P/MIB Index Fund

N/A

N/A

N/A

NETS FTSE Bursa Malaysia Index Fund 100

N/A

N/A

N/A

NETS PSI 20 Index Fund

N/A

N/A

N/A

NETS FTSE Singapore Straits Times Index Fund

N/A

N/A

N/A

NETS TSEC Taiwan 50 Index Fund

N/A

N/A

N/A

NETS DJ Wilshire 4500 Index Fund

N/A

N/A

N/A

 

 

 

 

PowerShares

 

 

 

PowerShares DWA Developed Markets Technical Leaders

N/A

N/A

N/A

PowerShares DWA Emerging Markets Technical Leaders

N/A

N/A

N/A

PowerShares Nasdaq-100 BuyWrite Portfolio

N/A

N/A

N/A

PowerShares DJIA BuyWrite Portfolio

N/A

N/A

N/A

PowerShares S&P BuyWrite Portfolio

N/A

N/A

N/A

PowerShares Automatic Allocation RAFI

PZF

AMEX

0.70%

PowerShares Cohen & Steers Global Realty Majors Portfolio

PSR

N/A

0.75%

PowerShares India Tiger

PGK

AMEX

0.70%

PowerShares NASDAQ Dividend Achievers

DIVQ

NDAQ

0.60%

PowerShares NASDAQ Internet Services

N/A

NDAQ

N/A

PowerShares REIT Preferred

N/A

AMEX

0.70%

PowerShares ValueLine 400

N/A

AMEX

N/A

PowerShares Zacks Rank Large Cap Portfolio

N/A

N/A

N/A

PowerShares Dynamic Brand Name Portfolio

N/A

N/A

N/A

PowerShares Dynamic Internet Software and Services

N/A

N/A

N/A

PowerShares Dynamic Developed Int’l Growth Portfolio

N/A

N/A

N/A

PowerShares Dynamic Developed Int’l Value Portfolio

N/A

N/A

N/A

PowerShares Dynamic Australia

N/A

N/A

N/A

PowerShares Dynamic Canada

N/A

N/A

N/A

PowerShares Dynamic Germany

N/A

N/A

N/A

PowerShares Dynamic France

N/A

N/A

N/A

PowerShares Dynamic Japan

N/A

N/A

N/A

PowerShares Dynamic UK

N/A

N/A

N/A

PowerShares FTSE RAFI International Real Estate ETF

N/A

N/A

N/A

PowerShares FTSE RAFI Latin America Portfolio

N/A

N/A

N/A

PowerShares FTSE RAFI Australia

N/A

N/A

N/A

PowerShares FTSE RAFI Brazil

N/A

N/A

N/A

PowerShares FTSE RAFI Canada

N/A

N/A

N/A

PowerShares FTSE RAFI China

N/A

N/A

N/A

PowerShares FTSE RAFI France

N/A

N/A

N/A

PowerShares FTSE RAFI Germany

N/A

N/A

N/A

PowerShares FTSE RAFI Hong Kong

N/A

N/A

N/A

PowerShares FTSE RAFI Mexico

N/A

N/A

N/A

PowerShares FTSE RAFI South Africa

N/A

N/A

N/A

PowerShares FTSE RAFI South Korea

N/A

N/A

N/A

PowerShares FTSE RAFI Taiwan

N/A

N/A

N/A

PowerShares FTSE RAFI UK

N/A

N/A

N/A

PowerShares 1-5 Laddered Treasury

N/A

N/A

N/A

PowerShares 1-10 Laddered Treasury

N/A

N/A

N/A

PowerShares 1-20 Laddered Treasury

N/A

N/A

N/A

PowerShares Aggregate Bond

N/A

N/A

N/A

PowerShares Investment Grade Corporate Bond

N/A

N/A

N/A

PowerShares High Yield USD Bond

N/A

N/A

N/A

PowerShares Aggregate Preferred

N/A

N/A

N/A

PowerShares Weekly VRDO Tax-Free

N/A

N/A

N/A

PowerShares Autonomic Growth NFA Global Asset Portfolio

N/A

N/A

N/A

PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio

N/A

N/A

N/A

PowerShares Autonomic Balanced NFA Global Asset Portfolio

N/A

N/A

N/A

 

 

 

 

ProShares

 

 

 

ProShares Ultra S&P 500 Growth

N/A

N/A

0.95%

ProShares Short S&P 500 Growth

N/A

N/A

0.95%

ProShares UltraShort S&P 500 Growth

N/A

N/A

0.95%

ProShares Ultra S&P 500 Value

N/A

N/A

0.95%

ProShares Short S&P 500 Value

N/A

N/A

0.95%

ProShares UltraShort S&P 500 Value

N/A

N/A

0.95%

ProShares Ultra S&P MidCap 400 Growth

N/A

N/A

0.95%

ProShares Short S&P MidCap 400 Growth

N/A

N/A

0.95%

ProShares UltraShort S&P MidCap 400 Growth

N/A

N/A

0.95%

ProShares Ultra S&P Small Cap 600 Growth

N/A

N/A

0.95%

ProShares Short S&P Small Cap 600 Growth

N/A

N/A

0.95%

ProShares UltraShort S&P Small Cap 600 Growth

N/A

N/A

0.95%

ProShares Ultra S&P Small Cap 600 Value

N/A

N/A

0.95%

ProShares Short S&P Small Cap 600 Value

N/A

N/A

0.95%

ProShares UltraShort S&P Small Cap 600 Value

N/A

N/A

0.95%

ProShares Ultra U.S. Biotechnology

N/A

N/A

0.95%

ProShares UltraShort U.S. Biotechnology

N/A

N/A

0.95%

ProShares Ultra U.S. Precious Metals

N/A

N/A

0.95%

ProShares UltraShort U.S. Precious Metals

N/A

N/A

0.95%

ProShares Ultra Telecommunications

N/A

N/A

0.95%

ProShares UltraShort Telecommunications

N/A

N/A

0.95%

ProShares Short Basic Materials

N/A

N/A

0.95%

ProShares Short Biotechnology

N/A

N/A

0.95%

ProShares Short Consumer Goods

N/A

N/A

0.95%

ProShares Short Consumer Services

N/A

N/A

0.95%

ProShares Short Financials

N/A

N/A

0.95%

ProShares Short Healthcare

N/A

N/A

0.95%

ProShares Short Industrial

N/A

N/A

0.95%

ProShares Short Oil & Gas

N/A

N/A

0.95%

ProShares Short Precious Metals

N/A

N/A

0.95%

ProShares Short Real Estate

N/A

N/A

0.95%

ProShares Short Semiconductors

N/A

N/A

0.95%

ProShares Short Technology

N/A

N/A

0.95%

ProShares Short Telecommunications

N/A

N/A

0.95%

ProShares Short Utilities

N/A

N/A

0.95%

ProShares Ultra NASDAQ Biotechnology

N/A

N/A

0.95%

ProShares Short NASDAQ Biotechnology

N/A

N/A

0.95%

ProShares Ultra Short NASDAQ Biotechnology

N/A

N/A

0.95%

ProShares Ultra Dow Jones Select Biotechnology

N/A

N/A

0.95%

ProShares Short Dow Jones Select Biotechnology

N/A

N/A

0.95%

ProShares Ultra Short Dow Jones Select Biotechnology

N/A

N/A

0.95%

ProShares Ultra Dow Jones Select Telecommunications

N/A

N/A

0.95%

ProShares Short Dow Jones Select Telecommunications

N/A

N/A

0.95%

ProShares Ultra Short Dow Jones Select Telecommunications

N/A

N/A

0.95%

ProShares Short Japan

N/A

N/A

0.95%

ProShares Short FTSE/Xinhua China 25

N/A

N/A

0.95%

ProShares Short Lehman Brothers 7-10 Year U.S. Treasury

N/A

N/A

0.95%

ProShares Ultra Short Lehman Brothers 7-10 Year U.S. Treasury

N/A

N/A

0.95%

ProShares Short Lehman Brothers 20+ Year U.S. Treasury

N/A

N/A

0.95%

ProShares Ultra Short Lehman Brothers 20+ Year U.S. Treasury

N/A

N/A

0.95%

ProShares Short iBoxx $ Liquid Investment Grade

N/A

N/A

0.95%

ProShares Ultra Short iBoxx $ Liquid Investment Grade

N/A

N/A

0.95%

ProShares Short iBoxx $ Liquid High Yield

N/A

N/A

0.95%

ProShares Ultra Short iBoxx $ Liquid High Yield

N/A

N/A

0.95%

ProShares Ultra NASDAQ-100 Equal Weighted

N/A

NDAQ

0.95%

ProShares Short NASDAQ-100 Equal Weighted

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ-100 Equal Weighted

N/A

N/A

0.95%

ProShares Ultra NASDAQ Composite

N/A

NDAQ

0.95%

ProShares Short NASDAQ Composite

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ Composite

N/A

NDAQ

0.95%

ProShares Ultra NASDAQ Biotechnology Equal-Weighted

N/A

NDAQ

0.95%

ProShares Short NASDAQ Biotechnology Equal-Weighted

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ Biotechnology Equal-Weighted

N/A

NDAQ

0.95%

ProShares Ultra NASDAQ Clean Edge US Liquid Series

N/A

NDAQ

0.95%

ProShares Short NASDAQ Clean Edge US Liquid Series

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ Clean Edge US Liquid Series

N/A

NDAQ

0.95%

ProShares Ultra Dow Jones – AIG Commodity Index

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Index

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Index

N/A

N/A

0.95%

ProShares Ultra Dow Jones – AIG Commodity Agriculture

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Agriculture

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Agriculture

N/A

N/A

0.95%

ProShares Ultra Dow Jones – AIG Commodity Industrial Metals

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Industrial Metals

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals

N/A

N/A

0.95%

ProShares Ultra Dow Jones – AIG Commodity Precious Metals

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Precious Metals

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Precious Metals

N/A

N/A

0.95%

ProShares Ultra Gold

N/A

N/A

0.95%

ProShares Short Gold

N/A

N/A

0.95%

ProShares UltraShort Gold

N/A

N/A

0.95%

ProShares Ultra Silver

N/A

N/A

0.95%

ProShares Short Silver

N/A

N/A

0.95%

ProShares UltraShort Silver

N/A

N/A

0.95%

ProShares Ultra Crude Oil

N/A

N/A

0.95%

ProShares Short Crude Oil

N/A

N/A

0.95%

ProShares UltraShort Crude Oil

N/A

N/A

0.95%

ProShares Ultra Natural Gas

N/A

N/A

0.95%

ProShares Short Natural Gas

N/A

N/A

0.95%

ProShares UltraShort Natural Gas

N/A

N/A

0.95%

ProShares Ultra Euro

N/A

N/A

0.95%

ProShares Short Euro

N/A

N/A

0.95%

ProShares UltraShort Euro

N/A

N/A

0.95%

ProShares Ultra Australian Dollar

N/A

N/A

0.95%

ProShares Short Australian Dollar

N/A

N/A

0.95%

ProShares UltraShort Australian Dollar

N/A

N/A

0.95%

ProShares Ultra Canadian Dollar

N/A

N/A

0.95%

ProShares Short Canadian Dollar

N/A

N/A

0.95%

ProShares UltraShort Canadian Dollar

N/A

N/A

0.95%

ProShares Ultra British Pound

N/A

N/A

0.95%

ProShares Short British Pound

N/A

N/A

0.95%

ProShares UltraShort British Pound

N/A

N/A

0.95%

ProShares Ultra Japanese Yen

N/A

N/A

0.95%

ProShares Short Japanese Yen

N/A

N/A

0.95%

ProShares UltraShort Japanese Yen

N/A

N/A

0.95%

ProShares Ultra Mexican Peso

N/A

N/A

0.95%

ProShares Short Mexican Peso

N/A

N/A

0.95%

ProShares UltraShort Mexican Peso

N/A

N/A

0.95%

ProShares Ultra Swedish Krona

N/A

N/A

0.95%

ProShares Short Swedish Krona

N/A

N/A

0.95%

ProShares UltraShort Swedish Krona

N/A

N/A

0.95%

ProShares Ultra Swiss Franc

N/A

N/A

0.95%

ProShares Short Swiss Franc

N/A

N/A

0.95%

ProShares UltraShort Swiss Franc

N/A

N/A

0.95%

 

 

 

 

Rydex Funds

 

 

 

Rydex Inverse S&P 500

N/A

N/A

N/A

Rydex Dynamic S&P 500 Growth

N/A

N/A

N/A

Rydex Inverse S&P 500 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse S&P 500 Growth

N/A

N/A

N/A

Rydex Dynamic S&P 500 Value

N/A

N/A

N/A

Rydex Inverse S&P 500 Value

N/A

N/A

N/A

Rydex Dynamic Inverse S&P 500 Value

N/A

N/A

N/A

Rydex Inverse S&P MidCap 400

N/A

N/A

N/A

Rydex Dynamic S&P MidCap 400 Growth

N/A

N/A

N/A

Rydex Inverse S&P MidCap 400 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse S&P MidCap 400 Growth

N/A

N/A

N/A

Rydex Dynamic S&P MidCap 400 Value

N/A

N/A

N/A

Rydex Inverse S&P MidCap 400 Value

N/A

N/A

N/A

Rydex Dynamic Inverse S&P MidCap 400 Value

N/A

N/A

N/A

Rydex Dynamic S&P SmallCap 600

N/A

N/A

N/A

Rydex Inverse S&P SmallCap 600

N/A

N/A

N/A

Rydex Dynamic Inverse S&P SmallCap 600

N/A

N/A

N/A

Rydex Dynamic S&P SmallCap 600 Growth

N/A

N/A

N/A

Rydex Inverse S&P SmallCap 600 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse S&P SmallCap 600 Growth

N/A

N/A

N/A

Rydex Dynamic S&P SmallCap 600 Value

N/A

N/A

N/A

Rydex Inverse S&P SmallCap 600 Value

N/A

N/A

N/A

Rydex Dynamic Inverse S&P SmallCap 600 Value

N/A

N/A

N/A

Rydex Dynamic Russell 1000

N/A

N/A

N/A

Rydex Inverse Russell 1000

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 1000

N/A

N/A

N/A

Rydex Dynamic Russell 1000 Growth

N/A

N/A

N/A

Rydex Inverse Russell 1000 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 1000 Growth

N/A

N/A

N/A

Rydex Dynamic Russell 1000 Value

N/A

N/A

N/A

Rydex Inverse Russell 1000 Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 1000 Value

N/A

N/A

N/A

Rydex Inverse Russell 2000

N/A

N/A

N/A

Rydex Dynamic Russell 2000 Growth

N/A

N/A

N/A

Rydex Inverse Russell 2000 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 2000 Growth

N/A

N/A

N/A

Rydex Dynamic Russell 2000 Value

N/A

N/A

N/A

Rydex Inverse Russell 2000 Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 2000 Value

N/A

N/A

N/A

Rydex Dynamic Russell MidCap

N/A

N/A

N/A

Rydex Inverse Russell MidCap

N/A

N/A

N/A

Rydex Dynamic Inverse Russell MidCap

N/A

N/A

N/A

Rydex Dynamic Russell MidCap Growth

N/A

N/A

N/A

Rydex Inverse Russell MidCap Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell MidCap Growth

N/A

N/A

N/A

Rydex Dynamic Russell MidCap Value

N/A

N/A

N/A

Rydex Inverse Russell MidCap Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell MidCap Value

N/A

N/A

N/A

Rydex Dynamic Russell 3000

N/A

N/A

N/A

Rydex Inverse Russell 3000

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 3000

N/A

N/A

N/A

Rydex Dynamic Russell 3000 Growth

N/A

N/A

N/A

Rydex Inverse Russell 3000 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 3000 Growth

N/A

N/A

N/A

Rydex Dynamic Russell 3000 Value

N/A

N/A

N/A

Rydex Inverse Russell 3000 Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 3000 Value

N/A

N/A

N/A

Rydex Dynamic Nasdaq-100

N/A

N/A

N/A

Rydex Inverse Nasdaq-100

N/A

N/A

N/A

Rydex Dynamic Inverse Nasdaq-100

N/A

N/A

N/A

Rydex Dynamic Nasdaq Biotechnology

N/A

N/A

N/A

Rydex Inverse Nasdaq Biotechnology

N/A

N/A

N/A

Rydex Dynamic Inverse Nasdaq Biotechnology

N/A

N/A

N/A

Rydex Dynamic Consumer Discretionary

N/A

N/A

N/A

Rydex Inverse Consumer Discretionary

N/A

N/A

N/A

Rydex Dynamic Inverse Consumer Discretionary

N/A

N/A

N/A

Rydex Dynamic Consumer Staples

N/A

N/A

N/A

Rydex Inverse Consumer Staples

N/A

N/A

N/A

Rydex Dynamic Inverse Consumer Staples

N/A

N/A

N/A

Rydex Dynamic Energy

N/A

N/A

N/A

Rydex Inverse Energy

N/A

N/A

N/A

Rydex Dynamic Inverse Energy

N/A

N/A

N/A

Rydex Dynamic Financials

N/A

N/A

N/A

Rydex Inverse Financials

N/A

N/A

N/A

Rydex Dynamic Inverse Financials

N/A

N/A

N/A

Rydex Dynamic Healthcare

N/A

N/A

N/A

Rydex Inverse Healthcare

N/A

N/A

N/A

Rydex Dynamic Inverse Healthcare

N/A

N/A

N/A

Rydex Dynamic Materials

N/A

N/A

N/A

Rydex Inverse Materials

N/A

N/A

N/A

Rydex Dynamic Inverse Materials

N/A

N/A

N/A

Rydex Dynamic Utilities

N/A

N/A

N/A

Rydex Inverse Utilities

N/A

N/A

N/A

Rydex Dynamic Inverse Utilities

N/A

N/A

N/A

Rydex Dynamic Energy

N/A

N/A

N/A

Rydex Inverse Energy

N/A

N/A

N/A

Rydex Dynamic Inverse Energy

N/A

N/A

N/A

 

 

 

 

StateShares

 

 

 

StateShares California 50

N/A

NYSE

N/A

StateShares Colorado 50

N/A

NYSE

N/A

StateShares Connecticut 50

N/A

NYSE

N/A

StateShares Florida 50

N/A

NYSE

N/A

StateShares Georgia 50

N/A

NYSE

N/A

StateShares Illinois 50

N/A

NYSE

N/A

StateShares Indiana 50

N/A

NYSE

N/A

StateShares Maryland 50

N/A

NYSE

N/A

StateShares Massachusetts 50

N/A

NYSE

N/A

StateShares Michigan 50

N/A

NYSE

N/A

StateShares Minnesota 50

N/A

NYSE

N/A

StateShares Missouri 50

N/A

NYSE

N/A

StateShares New Jersey 50

N/A

NYSE

N/A

StateShares New York 50

N/A

NYSE

N/A

StateShares North Carolina 50

N/A

NYSE

N/A

StateShares Ohio 50

N/A

NYSE

N/A

StateShares Pennsylvania 50

N/A

NYSE

N/A

StateShares Tennessee 50

N/A

NYSE

N/A

StateShares Texas 50

N/A

NYSE

N/A

StateShares Virginia 50

N/A

NYSE

N/A

StateShares Washington 50

N/A

NYSE

N/A

StateShares Composite

N/A

NYSE

N/A

 

 

 

 

State Street Global Advisors

 

 

 

SPDR Barclays Global TIPS ETF

N/A

N/A

N/A

SPDR S&P International Dividend ETF

N/A AMEX N/A

SPDR Lehman Short Term Corporate Bond

SBE

AMEX

N/A

SPDR Lehman Intermediate Term Corporate Bond

IBE

AMEX

N/A

SPDR Lehman Long Term Corporate Bond

CLO

AMEX

N/A

SDPR Lehman High Yield Bond

N/A

AMEX

N/A

SPDR Lehman Short Term Treasury

TST

AMEX

N/A

SPDR S&P Asia Pacific

GAO

AMEX

N/A

SPDR S&P EPAC

GEK

AMEX

N/A

SPDR S&P Europe

GEU

AMEX

N/A

SPDR Aerospace and Defense

N/A

N/A

N/A

SPDR Building & Construction

N/A

N/A

N/A

SPDR Computer Hardware

N/A

N/A

N/A

SPDR Computer Software

N/A

N/A

N/A

SPDR Health Care Services

N/A

N/A

N/A

SPDR Leisuretime

N/A

N/A

N/A

SPDR Outsourcing & IT Consulting

N/A

N/A

N/A

SPDR Telecom

N/A

N/A

N/A

SPDR Transportation

N/A

N/A

N/A

streetTRACKS KBW Mortgage Finance

N/A

N/A

N/A

 

 

 

 

Van Eck

 

 

 

Market Vectors-Lehman Brothers 1-5 Year Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers Intermediate Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers Long Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers High Yield Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers California Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers New York Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free Massachusetts

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free New Jersey

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free Ohio

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free Pennsylvania

N/A

N/A

N/A

Market Vectors – Coal

N/A

N/A

N/A

Market Vectors – Gaming

N/A

N/A

N/A

 

 

 

 

Vanguard

 

 

 

Vanguard Lehman Brothers Treasury
STRIPS 20-25 Year Equal Par Bond ETF

N/A

N/A

0.14%

Vanguard Mega Cap 300 Index ETF

N/A

N/A

0.13%

Vanguard Mega Cap 300 Growth Index ETF

N/A

N/A

0.13%

Vanguard Mega Cap 300 Value Index ETF

N/A

N/A

0.13%

 

 

 

 

Victoria Bay

 

 

 

United States Heating Oil Fund

N/A

Amex

0.60%

United States 12 Month Oil Fund

N/A

Amex

0.60%

United States Gasoline Fund

N/A

Amex

0.65%

       

Voskian

 

 

 

Voskian Citigroup Semiconductor 50 Index

N/A

N/A

N/A

 

 

 

 

VTL Associates

 

 

 

TIGERS Revenue-Weighted Large Cap Index Fund

N/A

N/A

0.50%

TIGERS Revenue-Weighted Mid Cap Index Fund

N/A

N/A

0.55%

TIGERS Revenue-Weighted Small Cap Index Fund

N/A

N/A

0.55%

 

 

 

 

WShares

 

 

 

Wilder Asian Emerging Markets

N/A

N/A

N/A

Wilder Brazil

N/A

N/A

N/A

Wilder China

N/A

N/A

N/A

Wilder Israel

N/A

N/A

N/A

Wilder Latin America

N/A

N/A

N/A

Wilder Worldwide Emerging Markets

N/A

N/A

N/A

Wilder Diversified Healthcare

N/A

N/A

N/A

Wilder Healthy Lifestyle

N/A

N/A

N/A

 

 

 

 

WisdomTree

 

 

 

WisdomTree Asia Emerging Markets Total Dividend

N/A

N/A

N/A

WisdomTree Asia Emerging Markets High-Yield

N/A

N/A

N/A

WisdomTree DIPR Fund

N/A

N/A

N/A

WisdomTree DIPR High-Yielding Equity Fund

N/A

N/A

N/A

WisdomTree Emerging Markets Total Dividend

N/A

N/A

N/A

WisdomTree Emerging Markets Dividend Top 100

N/A

N/A

N/A

WisdomTree Latin America Total Dividend

N/A

N/A

N/A

WisdomTree Australia Total Dividend

N/A

N/A

N/A

WisdomTree Canada Total Dividend

N/A

N/A

N/A

WisdomTree China Total Dividend

N/A

N/A

N/A

WisdomTree France Total Dividend

N/A

N/A

N/A

WisdomTree Germany Total Dividend

N/A

N/A

N/A

WisdomTree Hong Kong Total Dividend

N/A

N/A

N/A

WisdomTree India Total Dividend

N/A

N/A

N/A

WisdomTree India Earnings Index ETF

N/A

N/A

N/A

WisdomTree Malaysia Total Dividend

N/A

N/A

N/A

WisdomTree Singapore Total Dividend

N/A

N/A

N/A

WisdomTree South Africa Total Dividend

N/A

N/A

N/A

WisdomTree South Korea Total Dividend

N/A

N/A

N/A

WisdomTree Taiwan Total Dividend

N/A

N/A

N/A

WisdomTree United Kingdom Total Dividend

N/A

N/A

N/A

WisdomTree United Kingdom High-Yielding Equity

N/A

N/A

N/A

WisdomTree Communications Sector

N/A

N/A

N/A

WisdomTree Financial Sector

N/A

N/A

N/A

WisdomTree REIT Sector

N/A

N/A

N/A

 

 

 

 

XShares

 

 

 

AirShares EU Carbon Allowances

N/A

N/A

N/A

HealthShares Asian Health

HRG

NYSE

0.95%

HealthShares BioPharmaceutical Giants

N/A

N/A

N/A