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November 27 - December 5
Written by Matt Hougan  -  December 06, 2007 12:57 PM
Related ETFs: DBE / DBO / DBP / DBS / DGL / EEM / EFA / ENY / EWH / EWJ / FNI / FXI / GDX / GEX / GXC / HHU / HYG / IVV / IWF / IWM / JNK / MDY / MOO / MYP / OIH / OIL / PBW / PGJ / PHB / PSI / PUF / QCLN / QQQQ / SAW / SPY / UNG / USD / VB / VO / VTV / WSI / XLF / YYY

 

  • Page 1: New ETF listings and new ETFs in registration
  • Page 2: ETF industry statistics – with new top and bottom performer statistics.
  • Page 3: The complete list of ETFs (and ETNs) in registration

Note: Want to receive an email notice as soon as ETF Watch is posted, Just click here to subscribe.

NEW LISTINGS

Focus On This: New ETF Company Debuts

A new exchange-traded fund (ETF) company debuted on Friday, as FocusShares LLC listed four new ETFs on the NYSE Arca platform. The new funds are all tied to indexes from the options-focused International Securities Exchange (ISE), and represent one way that exchange is looking to capitalize on its indexing research efforts.
The new funds are:

  • FocusShares ISE Homebuilders Index Fund (NYSE: SAW): Companies focused on the residential home construction and prefabricated housing market.
  • FocusShares ISE SINdex Fund (NYSE: PUF): Buys companies involved in casinos, liquor and cigarettes.
  • FocusShares ISE-CCM Homeland Security Index Fund (NYSE: MYP): Holds companies that have contracted work with the Department of Homeland Security, such as bio-vaccine outfits.
  • FocusShares ISE-REVERE Wal-Mart Supplier Index Fund (NYSE: WSI): Holds companies that derive a large portion of their revenues from sales to Wal-Mart.

The funds are, as the company's name suggests, focused, holding just 20 and 30 companies each. That's a growing trend in the ETF industry, as more narrowly focused funds pop up aiming to hone in on very specific investment themes.
The homebuilders fund charges 0.35% in expenses, while the other funds charge 0.60%. The SINdex is an equally weighted fund, while the other ETFs follow a modified market-cap structure.

Read full coverage from IndexUniverse.com here.

The prospectus is available here.

NEW ETF LISTINGS

Fund

Ticker

Exchange

ER

Inception

Asset Class

FocusShares ISE Homebuilders Index Fund

SAW

NYSE

0.35%

11/31/07

Sector – Consumer Goods

FocusShares ISE-CCM Homeland Security Index
Fund

MYP

NYSE

0.60%

11/31/2007

Sector - Industrials

FocusShares ISE-REVERE Wal-Mart Supplier Index Fund

WSI

NYSE

0.60%

11/31/2007

Sector – Consumer Goods

FocusShares ISE SINdex Fund

PUF

NYSE

0.60%

11/31/2007

Sector – Consumer Services

SSgA Gets Junky

State Street Global Advisors (SSgA) launched a high-yield bond exchange-traded fund (ETF) on Tuesday, December 3, becoming the third company to issue a high-yield bond ETF in the past twelve months. The SPDR Lehman High Yield Bond ETF will trade on the American Stock Exchange under the cute ticker symbol “JNK.”

The new fund will go head-to-head with the PowerShares High Yield Corporate Bond Portfolio (AMEX: PHB) and the iShares iBOXX $ High Yield Corporate Bond Fund (AMEX: HYG). PHB launched on November 15, and HYG launched on April 4. So far, PHB has the lead on assets, with $200 million, while PHB holds just $2.5 million. JNK was seeding with about $9.5 million in assets.
JNK will offer the lowest expense ratio of the three funds, at 0.40%, compared to 0.50% for its competitors. One other important difference is the creation/redemption mechanism: HYG and PHB use an “in-kind” creation methodology, whereby institutional investors must deliver the underlying portfolio of junk bonds to the fund to create new shares of the ETF; by contrast, JNK uses a cash creation process, whereby institutional investors deliver cash to SSgA and SSgA goes out and buys the right bonds. SSgA claims that its process will be more efficient, as it has the breadth and scope to purchase these bonds at low cost.

The prospectus is available here.



NEW FILINGS

There were no new filings in the past week.

ETF Data Watch

Note: These numbers refer only to U.S. ETFs. Data as of November 30, 2007, from the American Stock Exchange.
Pure Numbers
Total number of ETFs and ETNs listed in the U.S.: 646
Total number of ETFs and ETNs in registration: 443
Total Assets: $560 billion

Top Ten ETFs By Assets – Week Ending November 30, 2007

Fund

Ticker

Assets ($US millions)

Change From Previous Week

SPDR S&P 500

SPY

76,980

7,440

iShares MSCI EAFE

EFA

50,829

1,998

iShares MSCI-Emerging Markets

EEM

26,737

1,892

PowerShares QQQ Trust

QQQ

20,559

1,488

iShares S&P 500

IVV

19,373

300

streetTRACKS Gold Trust

GLD

15,351

(247)

iShares Russell 1000 Growth

IWF

14,537

494

iShares Russell 2000

IWM

11,665

601

iShares MSCI-Japan

EWJ

10,776

425

S&P 400 MidCap

MDY

9,874

400



Fastest Growing ETFs – Week Ending November 30, 2007

Fund

Ticker

Asset Growth ($ millions)

S&P 500 SPDR

SPY

7,440

Select Sector SPDR-Financial

XLF

2,155

iShares MSCI-EAFE

EFA

1,998

iShares MSCI-Emerging Markets

EEM

1,892

PowerShares QQQ Trust

QQQQ

1,488

S&P 400 MidCap SPDR

MDY

985

Vanguard Value ETF

VTV

966

Vanguard Small-Cap ETF

VB

801

iShares Russell 2000

IWM

601

Vanguard Mid-Cap ETF

VO

 


Top Ten Performers* – Week Ending 11/30/2007

Name

Ticker

Return

PowerShares Golden Dragon Halter USX China Portfolio

PGJ

12.1%

SPDR S&P China ETF

GXC

10.0%

First Trust ISE ChIndia Index Fund

FNI

9.9%

Market Vectors Alternate Energy ETF

GEX

9.9%

iShares FTSE/Xinhua China 25

FXI

9.9%

iShares MSCI-Hong Kong

EWH

9.8%

First Trust NASDAQ Clean Edge U.S. Liquid Series Index

QCLN

8.2%

HealthShares GI / Gender Health Index

HHU

7.9%

PowerShares WilderHill Clean Energy Portfolio

PBW

7.6%

Market Vectors -- Agribusiness

MOO

7.6%

*Note: Excludes leveraged and short ETFs, as well as ETNs. Data from the AMEX.

Ten Worst Performing ETFs – Week Ending 11/30/2007

Fund

Ticker

Return

United States Natural Gas Fund, LP

UNG

-8.5%

PowerShares DB Oil Fund

DBO

-6.6%

PowerShares DB Energy Fund

DBE

-5.9%

Oil Services HOLDRS

OIH

-5.6%

Market Vectors Gold Miners ETF

GDX

-5.1%

PowerShares DB Silver Fund

DBS

-5.0%

PowerShares DB Precious Metals Fund

DBP

-5.0%

PowerShares DB Gold Fund

DGL

-4.9%

streetTRACKS Gold Trust

GLD

-4.9%

Claymore/SWM Canadian Energy Income Index ETF

ENY

-4.8%

*Note: Excludes leveraged and short ETFs, as well as ETNs. Data from the AMEX.


ETFs Filed – By Fund Company
There are currently 443 ETFs and ETNs with prospectuses filed at the SEC.
You can click on any fund and link directly to the prospectus.

Fund

Ticker

Exchange

ER

       

Barclays Global Investors

     

iShares GS Commodity Energy Trust

N/A

NYSE

0.89%

iShares GS Commodity Industrial Metals Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Light Energy Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Livestock Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Natural Gas Indexed Trust

N/A

NYSE

0.89%

iShares GS Commodity Non-Energy Indexed Trust

N/A

NYSE

0.89%

iShares MSCI Israel

N/A

N/A

N/A

iShares MSCI Thailand

N/A

N/A

N/A

iShares MSCI Turkey

N/A

N/A

N/A

iShares MSCI Kokusai

N/A

N/A

0.25%

iShares JPMorgan USD Emerging Markets Bond

N/A

N/A

N/A

iShares S&P Global Infrastructure Index Fund

N/A

N/A

N/A

iShares S&P Global Listed Private Equity Fund

N/A

N/A

N/A

iShares MSCI EAFE Small Cap Index Fund

N/A

N/A

N/A

iShares MSCI Emerging Markets Small Cap Fund

N/A

N/A

N/A

iShares MSCI Japan Small Cap Fund

N/A

N/A

N/A

       

Bear Stearns

     

Bear Stearns Current Yield Fund

YYY

AMEX

0.28%

       

Claymore Advisors

     

Claymore/Dorchester US-1: The Capital Markets Index ETF

N/A

N/A

N/A

Claymore/Dorchester: The Capital Markets Bond ETF

N/A

N/A

N/A

Claymore/Dorchester: The Capital Markets Liquidity ETF

N/A

N/A

N/A

Claymore/Dorchester: The Capital Markets Equities ETF

N/A

N/A

N/A

Claymore/AlphaShares China Real Estate ETF

N/A

N/A

N/A

Claymore/AlphaShares China Small Cap ETF

N/A

N/A

N/A

Claymore/Clear Canadian Royalty Trust ETF

     

Claymore/BIR All-Star Select

N/A

N/A

0.50%

Claymore/Sabrient CEF Balanced Opportunity

N/A

N/A

0.50%

Claymore/Sabrient CEF Income Opportunity

N/A

N/A

0.50%

Claymore/Zacks Growth & Income

N/A

N/A

0.50%

       

First Trust

     

First Trust DJ STOXX Select Dividend 30 Index Fund

N/A

N/A

N/A

First Trust EPRA/NAREIT Global Real Estate Index Fund

N/A

N/A

N/A

First Trust Europe Select AlphaDEX

N/A

N/A

N/A

First Trust Japan Select AlphaDEX

N/A

N/A

N/A

       

Greenhaven Continuous Commodity Index Fund

 

AMEX

0.85%

       

IndexIQ

     

IndexIQ Competitive Momentum Leaders All Cap

N/A

N/A

N/A

IndexIQ Competitive Momentum Leaders Large Cap

N/A

N/A

N/A

IndexIQ Corporate Governance Leaders All Cap

N/A

N/A

N/A

IndexIQ Corporate Governance Leaders Large Cap

N/A

N/A

N/A

IndexIQ Customer Loyalty Leaders All Cap

N/A

N/A

N/A

IndexIQ Customer Loyalty Leaders Large Cap

N/A

N/A

N/A

IndexIQ Effective Workforce Leaders All Cap

N/A

N/A

N/A

IndexIQ Effective Workforce Leaders Large Cap

N/A

N/A

N/A

IndexIQ Efficient Operations Leaders All Cap

N/A

N/A

N/A

IndexIQ Efficient Operations Leaders Large Cap

N/A

N/A

N/A

IndexIQ Innovation Leaders All Cap

N/A

N/A

N/A

IndexIQ Innovative Leaders Small Cap

N/A

N/A

N/A

IndexIQ Market Power Leaders

N/A

N/A

N/A

IndexIQ Market Power Leaders Large Cap

N/A

N/A

N/A

IndexIQ Quality Growth Leaders All Cap

N/A

N/A

N/A

IndexIQ Quality Growth Leaders Companies

N/A

N/A

N/A

IndexIQ Productivity Leaders All Cap

N/A

N/A

N/A

IndexIQ Productivity Leaders Large Cap

N/A

N/A

N/A

IndexIQ Sustainability Leaders All Cap

N/A

N/A

N/A

IndexIQ Sustainability Leaders Large Cap

N/A

N/A

N/A

       

Northern Trust

     

NETS Dow Jones Wilshire Global Total Market Index Fund

N/A

N/A

N/A

NETS FTSE CNBC Global 300 Index Fund

N/A

N/A

N/A

NETS Dow Jones Wilshire Global Ex-US Index Fund

N/A

N/A

N/A

NETS FTSE EPRA NAREIT Americas Index Fund

N/A

N/A

N/A

NETS FTSE EPRA NAREIT Asia Index Fund

N/A

N/A

N/A

NETS FTSE EPRA NAREIT Europe Index Fund

N/A

N/A

N/A

NETS Tokyo Stock Exchange REIT Index Fund

N/A

N/A

N/A

NETS S&P/ASX 200 Index Fund

N/A

N/A

N/A

NETS Hang Seng China Enterprises Index Fund

N/A

N/A

N/A

NETS DAX Index Fund

N/A

N/A

N/A

NETS Hang Seng Index Fund

N/A

N/A

N/A

NETS TA-25 Index Fund

N/A

N/A

N/A

NETS TOPIX Index Fund

N/A

N/A

N/A

NETS AEX-index Index Fund

N/A

N/A

N/A

NETS RTS Index Fund

N/A

N/A

N/A

NETS FTSE/JSE Top 40 Index Fund

N/A

N/A

N/A

NETS FTSE 100 Index Fund

N/A

N/A

N/A

NETS BEL 20 Index Fund

N/A

N/A

N/A

NETS CAC40 Index Fund

N/A

N/A

N/A

NETS FTSE/ATHEX 20 Index Fund

N/A

N/A

N/A

NETS ISEQ 20 Index Fund

N/A

N/A

N/A

NETS S&P/MIB Index Fund

N/A

N/A

N/A

NETS FTSE Bursa Malaysia Index Fund 100

N/A

N/A

N/A

NETS PSI 20 Index Fund

N/A

N/A

N/A

NETS FTSE Singapore Straits Times Index Fund

N/A

N/A

N/A

NETS TSEC Taiwan 50 Index Fund

N/A

N/A

N/A

NETS DJ Wilshire 4500 Index Fund

N/A

N/A

N/A

       

PowerShares

     

PowerShares Active AlphaQ Fund

N/A

N/A

N/A

PowerShares Active Alpha Multi-Cap Fund

N/A

N/A

N/A

PowerShares Active Mega-Cap Portfolio

N/A

N/A

N/A

PowerShares Active Low Duration Portfolio

N/A

N/A

N/A

PowerShares India Portfolio

N/A

N/A

N/A

PowerShares DWA Developed Markets Technical Leaders

N/A

N/A

N/A

PowerShares DWA Emerging Markets Technical Leaders

N/A

N/A

N/A

PowerShares Nasdaq-100 BuyWrite Portfolio

N/A

N/A

N/A

PowerShares DJIA BuyWrite Portfolio

N/A

N/A

N/A

PowerShares S&P BuyWrite Portfolio

N/A

N/A

N/A

PowerShares Automatic Allocation RAFI

PZF

AMEX

0.70%

PowerShares Cohen & Steers Global Realty Majors Portfolio

PSR

 

0.75%

PowerShares India Tiger

PGK

AMEX

0.70%

PowerShares NASDAQ Dividend Achievers

DIVQ

NDAQ

0.60%

PowerShares NASDAQ Internet Services

N/A

NDAQ

 

PowerShares REIT Preferred

N/A

AMEX

0.70%

PowerShares ValueLine 400

N/A

AMEX

 

PowerShares Zacks Rank Large Cap Portfolio

N/A

N/A

N/A

PowerShares Dynamic Brand Name Portfolio

N/A

N/A

N/A

PowerShares Dynamic Internet Software and Services

     

PowerShares Dynamic Developed Int’l Growth Portfolio

N/A

N/A

N/A

PowerShares Dynamic Developed Int’l Value Portfolio

N/A

N/A

N/A

PowerShares Dynamic Australia

N/A

N/A

N/A

PowerShares Dynamic Canada

N/A

N/A

N/A

PowerShares Dynamic Germany

N/A

N/A

N/A

PowerShares Dynamic France

N/A

N/A

N/A

PowerShares Dynamic Japan

N/A

N/A

N/A

PowerShares Dynamic UK

N/A

N/A

N/A

PowerShares FTSE RAFI International Real Estate ETF

N/A

N/A

 

PowerShares FTSE RAFI Latin America Portfolio

N/A

N/A

N/A

PowerShares FTSE RAFI Australia

N/A

N/A

N/A

PowerShares FTSE RAFI Brazil

N/A

N/A

N/A

PowerShares FTSE RAFI Canada

N/A

N/A

N/A

PowerShares FTSE RAFI China

N/A

N/A

N/A

PowerShares FTSE RAFI France

N/A

N/A

N/A

PowerShares FTSE RAFI Germany

N/A

N/A

N/A

PowerShares FTSE RAFI Hong Kong

     

PowerShares FTSE RAFI Mexico

N/A

N/A

N/A

PowerShares FTSE RAFI South Africa

N/A

N/A

N/A

PowerShares FTSE RAFI South Korea

N/A

N/A

N/A

PowerShares FTSE RAFI Taiwan

N/A

N/A

N/A

PowerShares FTSE RAFI UK

N/A

N/A

N/A

PowerShares 1-5 Laddered Treasury

N/A

N/A

N/A

PowerShares 1-10 Laddered Treasury

N/A

N/A

N/A

PowerShares 1-20 Laddered Treasury

N/A

N/A

N/A

PowerShares Aggregate Bond

N/A

N/A

N/A

PowerShares Investment Grade Corporate Bond

N/A

N/A

N/A

PowerShares Aggregate Preferred

N/A

N/A

N/A

PowerShares Autonomic Growth NFA Global Asset Portfolio

N/A

N/A

N/A

PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio

N/A

N/A

N/A

PowerShares Autonomic Balanced NFA Global Asset Portfolio

N/A

N/A

N/A

       
       

ProShares

     

ProShares Ultra S&P 500 Growth

N/A

N/A

0.95%

ProShares Short S&P 500 Growth

N/A

N/A

0.95%

ProShares UltraShort S&P 500 Growth

N/A

N/A

0.95%

ProShares Ultra S&P 500 Value

N/A

N/A

0.95%

ProShares Short S&P 500 Value

N/A

N/A

0.95%

ProShares UltraShort S&P 500 Value

N/A

N/A

0.95%

ProShares Ultra S&P MidCap 400 Growth

N/A

N/A

0.95%

ProShares Short S&P MidCap 400 Growth

N/A

N/A

0.95%

ProShares UltraShort S&P MidCap 400 Growth

N/A

N/A

0.95%

ProShares Ultra S&P Small Cap 600 Growth

N/A

N/A

0.95%

ProShares Short S&P Small Cap 600 Growth

N/A

N/A

0.95%

ProShares UltraShort S&P Small Cap 600 Growth

N/A

N/A

0.95%

ProShares Ultra S&P Small Cap 600 Value

N/A

N/A

0.95%

ProShares Short S&P Small Cap 600 Value

N/A

N/A

0.95%

ProShares UltraShort S&P Small Cap 600 Value

N/A

N/A

0.95%

ProShares Ultra U.S. Biotechnology

N/A

N/A

0.95%

ProShares UltraShort U.S. Biotechnology

N/A

N/A

0.95%

ProShares Ultra U.S. Precious Metals

N/A

N/A

0.95%

ProShares UltraShort U.S. Precious Metals

N/A

N/A

0.95%

ProShares Ultra Telecommunications

N/A

N/A

0.95%

ProShares UltraShort Telecommunications

N/A

N/A

0.95%

ProShares Short Basic Materials

N/A

N/A

0.95%

ProShares Short Biotechnology

N/A

N/A

0.95%

ProShares Short Consumer Goods

N/A

N/A

0.95%

ProShares Short Consumer Services

N/A

N/A

0.95%

ProShares Short Financials

N/A

N/A

0.95%

ProShares Short Healthcare

N/A

N/A

0.95%

ProShares Short Industrial

N/A

N/A

0.95%

ProShares Short Oil & Gas

N/A

N/A

0.95%

ProShares Short Precious Metals

N/A

N/A

0.95%

ProShares Short Real Estate

N/A

N/A

0.95%

ProShares Short Semiconductors

N/A

N/A

0.95%

ProShares Short Technology

N/A

N/A

0.95%

ProShares Short Telecommunications

N/A

N/A

0.95%

ProShares Short Utilities

N/A

N/A

0.95%

ProShares Ultra NASDAQ Biotechnology

N/A

N/A

0.95%

ProShares Short NASDAQ Biotechnology

N/A

N/A

0.95%

ProShares Ultra Short NASDAQ Biotechnology

N/A

N/A

0.95%

ProShares Ultra Dow Jones Select Biotechnology

N/A

N/A

0.95%

ProShares Short Dow Jones Select Biotechnology

N/A

N/A

0.95%

ProShares Ultra Short Dow Jones Select Biotechnology

N/A

N/A

0.95%

ProShares Ultra Dow Jones Select Telecommunications

N/A

N/A

0.95%

ProShares Short Dow Jones Select Telecommunications

N/A

N/A

0.95%

ProShares Ultra Short Dow Jones Select Telecommunications

N/A

N/A

0.95%

ProShares Short Japan

N/A

N/A

0.95%

ProShares Short FTSE/Xinhua China 25

N/A

N/A

0.95%

ProShares Short Lehman Brothers 7-10 Year U.S. Treasury

N/A

N/A

0.95%

ProShares Ultra Short Lehman Brothers 7-10 Year U.S. Treasury

N/A

N/A

0.95%

ProShares Short Lehman Brothers 20+ Year U.S. Treasury

N/A

N/A

0.95%

ProShares Ultra Short Lehman Brothers 20+ Year U.S. Treasury

N/A

N/A

0.95%

ProShares Short iBoxx $ Liquid Investment Grade

N/A

N/A

0.95%

ProShares Ultra Short iBoxx $ Liquid Investment Grade

N/A

N/A

0.95%

ProShares Short iBoxx $ Liquid High Yield

N/A

N/A

0.95%

ProShares Ultra Short iBoxx $ Liquid High Yield

N/A

N/A

0.95%

ProShares Ultra NASDAQ-100 Equal Weighted

N/A

NDAQ

0.95%

ProShares Short NASDAQ-100 Equal Weighted

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ-100 Equal Weighted

N/A

 

0.95%

ProShares Ultra NASDAQ Composite

N/A

NDAQ

0.95%

ProShares Short NASDAQ Composite

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ Composite

N/A

NDAQ

0.95%

ProShares Ultra NASDAQ Biotechnology Equal-Weighted

N/A

NDAQ

0.95%

ProShares Short NASDAQ Biotechnology Equal-Weighted

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ Biotechnology Equal-Weighted

N/A

NDAQ

0.95%

ProShares Ultra NASDAQ Clean Edge US Liquid Series

N/A

NDAQ

0.95%

ProShares Short NASDAQ Clean Edge US Liquid Series

N/A

NDAQ

0.95%

ProShares UltraShort NASDAQ Clean Edge US Liquid Series

N/A

NDAQ

0.95%

ProShares Ultra Dow Jones – AIG Commodity Index

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Index

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Index

N/A

N/A

0.95%

ProShares Ultra Dow Jones – AIG Commodity Agriculture

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Agriculture

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Agriculture

N/A

N/A

0.95%

ProShares Ultra Dow Jones – AIG Commodity Industrial Metals

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Industrial Metals

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals

N/A

N/A

0.95%

ProShares Ultra Dow Jones – AIG Commodity Precious Metals

N/A

N/A

0.95%

ProShars Short Dow Jones – AIG Commodity Precious Metals

N/A

N/A

0.95%

ProShares UltraShort Dow Jones – AIG Commodity Precious Metals

N/A

N/A

0.95%

ProShares Ultra Gold

N/A

N/A

0.95%

ProShares Short Gold

N/A

N/A

0.95%

ProShares UltraShort Gold

N/A

N/A

0.95%

ProShares Ultra Silver

N/A

N/A

0.95%

ProShares Short Silver

N/A

N/A

0.95%

ProShares UltraShort Silver

N/A

N/A

0.95%

ProShares Ultra Crude Oil

N/A

N/A

0.95%

ProShares Short Crude Oil

N/A

N/A

0.95%

ProShares UltraShort Crude Oil

N/A

N/A

0.95%

ProShares Ultra Natural Gas

N/A

N/A

0.95%

ProShares Short Natural Gas

N/A

N/A

0.95%

ProShares UltraShort Natural Gas

N/A

N/A

0.95%

ProShares Ultra Euro

N/A

N/A

0.95%

ProShares Short Euro

N/A

N/A

0.95%

ProShares UltraShort Euro

N/A

N/A

0.95%

ProShares Ultra Australian Dollar

N/A

N/A

0.95%

ProShares Short Australian Dollar

N/A

N/A

0.95%

ProShares UltraShort Australian Dollar

N/A

N/A

0.95%

ProShares Ultra Canadian Dollar

N/A

N/A

0.95%

ProShares Short Canadian Dollar

N/A

N/A

0.95%

ProShares UltraShort Canadian Dollar

N/A

N/A

0.95%

ProShares Ultra British Pound

N/A

N/A

0.95%

ProShares Short British Pound

N/A

N/A

0.95%

ProShares UltraShort British Pound

N/A

N/A

0.95%

ProShares Ultra Japanese Yen

N/A

N/A

0.95%

ProShares Short Japanese Yen

N/A

N/A

0.95%

ProShares UltraShort Japanese Yen

N/A

N/A

0.95%

ProShares Ultra Mexican Peso

N/A

N/A

0.95%

ProShares Short Mexican Peso

N/A

N/A

0.95%

ProShares UltraShort Mexican Peso

N/A

N/A

0.95%

ProShares Ultra Swedish Krona

N/A

N/A

0.95%

ProShares Short Swedish Krona

N/A

N/A

0.95%

ProShares UltraShort Swedish Krona

N/A

N/A

0.95%

ProShares Ultra Swiss Franc

N/A

N/A

0.95%

ProShares Short Swiss Franc

N/A

N/A

0.95%

ProShares UltraShort Swiss Franc

N/A

N/A

0.95%

       

Rydex Funds

     

Rydex Inverse S&P 500

N/A

N/A

N/A

Rydex Dynamic S&P 500 Growth

N/A

N/A

N/A

Rydex Inverse S&P 500 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse S&P 500 Growth

N/A

N/A

N/A

Rydex Dynamic S&P 500 Value

N/A

N/A

N/A

Rydex Inverse S&P 500 Value

N/A

N/A

N/A

Rydex Dynamic Inverse S&P 500 Value

N/A

N/A

N/A

Rydex Inverse S&P MidCap 400

N/A

N/A

N/A

Rydex Dynamic S&P MidCap 400 Growth

N/A

N/A

N/A

Rydex Inverse S&P MidCap 400 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse S&P MidCap 400 Growth

N/A

N/A

N/A

Rydex Dynamic S&P MidCap 400 Value

N/A

N/A

N/A

Rydex Inverse S&P MidCap 400 Value

N/A

N/A

N/A

Rydex Dynamic Inverse S&P MidCap 400 Value

N/A

N/A

N/A

Rydex Dynamic S&P SmallCap 600

N/A

N/A

N/A

Rydex Inverse S&P SmallCap 600

N/A

N/A

N/A

Rydex Dynamic Inverse S&P SmallCap 600

N/A

N/A

N/A

Rydex Dynamic S&P SmallCap 600 Growth

N/A

N/A

N/A

Rydex Inverse S&P SmallCap 600 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse S&P SmallCap 600 Growth

N/A

N/A

N/A

Rydex Dynamic S&P SmallCap 600 Value

N/A

N/A

N/A

Rydex Inverse S&P SmallCap 600 Value

N/A

N/A

N/A

Rydex Dynamic Inverse S&P SmallCap 600 Value

N/A

N/A

N/A

Rydex Dynamic Russell 1000

N/A

N/A

N/A

Rydex Inverse Russell 1000

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 1000

N/A

N/A

N/A

Rydex Dynamic Russell 1000 Growth

N/A

N/A

N/A

Rydex Inverse Russell 1000 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 1000 Growth

N/A

N/A

N/A

Rydex Dynamic Russell 1000 Value

N/A

N/A

N/A

Rydex Inverse Russell 1000 Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 1000 Value

N/A

N/A

N/A

Rydex Inverse Russell 2000

N/A

N/A

N/A

Rydex Dynamic Russell 2000 Growth

N/A

N/A

N/A

Rydex Inverse Russell 2000 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 2000 Growth

N/A

N/A

N/A

Rydex Dynamic Russell 2000 Value

N/A

N/A

N/A

Rydex Inverse Russell 2000 Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 2000 Value

N/A

N/A

N/A

Rydex Dynamic Russell MidCap

N/A

N/A

N/A

Rydex Inverse Russell MidCap

N/A

N/A

N/A

Rydex Dynamic Inverse Russell MidCap

N/A

N/A

N/A

Rydex Dynamic Russell MidCap Growth

N/A

N/A

N/A

Rydex Inverse Russell MidCap Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell MidCap Growth

N/A

N/A

N/A

Rydex Dynamic Russell MidCap Value

N/A

N/A

N/A

Rydex Inverse Russell MidCap Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell MidCap Value

N/A

N/A

N/A

Rydex Dynamic Russell 3000

N/A

N/A

N/A

Rydex Inverse Russell 3000

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 3000

N/A

N/A

N/A

Rydex Dynamic Russell 3000 Growth

N/A

N/A

N/A

Rydex Inverse Russell 3000 Growth

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 3000 Growth

N/A

N/A

N/A

Rydex Dynamic Russell 3000 Value

N/A

N/A

N/A

Rydex Inverse Russell 3000 Value

N/A

N/A

N/A

Rydex Dynamic Inverse Russell 3000 Value

N/A

N/A

N/A

Rydex Dynamic Nasdaq-100

N/A

N/A

N/A

Rydex Inverse Nasdaq-100

N/A

N/A

N/A

Rydex Dynamic Inverse Nasdaq-100

N/A

N/A

N/A

Rydex Dynamic Nasdaq Biotechnology

N/A

N/A

N/A

Rydex Inverse Nasdaq Biotechnology

N/A

N/A

N/A

Rydex Dynamic Inverse Nasdaq Biotechnology

N/A

N/A

N/A

Rydex Dynamic Consumer Discretionary

N/A

N/A

N/A

Rydex Inverse Consumer Discretionary

N/A

N/A

N/A

Rydex Dynamic Inverse Consumer Discretionary

N/A

N/A

N/A

Rydex Dynamic Consumer Staples

N/A

N/A

N/A

Rydex Inverse Consumer Staples

N/A

N/A

N/A

Rydex Dynamic Inverse Consumer Staples

N/A

N/A

N/A

Rydex Dynamic Energy

N/A

N/A

N/A

Rydex Inverse Energy

N/A

N/A

N/A

Rydex Dynamic Inverse Energy

N/A

N/A

N/A

Rydex Dynamic Financials

N/A

N/A

N/A

Rydex Inverse Financials

N/A

N/A

N/A

Rydex Dynamic Inverse Financials

N/A

N/A

N/A

Rydex Dynamic Healthcare

N/A

N/A

N/A

Rydex Inverse Healthcare

N/A

N/A

N/A

Rydex Dynamic Inverse Healthcare

N/A

N/A

N/A

Rydex Dynamic Materials

N/A

N/A

N/A

Rydex Inverse Materials

N/A

N/A

N/A

Rydex Dynamic Inverse Materials

N/A

N/A

N/A

Rydex Dynamic Utilities

N/A

N/A

N/A

Rydex Inverse Utilities

N/A

N/A

N/A

Rydex Dynamic Inverse Utilities

N/A

N/A

N/A

Rydex Dynamic Energy

N/A

N/A

N/A

Rydex Inverse Energy

N/A

N/A

N/A

Rydex Dynamic Inverse Energy

N/A

N/A

N/A

       

StateShares

     

StateShares California 50

N/A

NYSE

N/A

StateShares Colorado 50

N/A

NYSE

N/A

StateShares Connecticut 50

N/A

NYSE

N/A

StateShares Florida 50

N/A

NYSE

N/A

StateShares Georgia 50

N/A

NYSE

N/A

StateShares Illinois 50

N/A

NYSE

N/A

StateShares Indiana 50

N/A

NYSE

N/A

StateShares Maryland 50

N/A

NYSE

N/A

StateShares Massachusetts 50

N/A

NYSE

N/A

StateShares Michigan 50

N/A

NYSE

N/A

StateShares Minnesota 50

N/A

NYSE

N/A

StateShares Missouri 50

N/A

NYSE

N/A

StateShares New Jersey 50

N/A

NYSE

N/A

StateShares New York 50

N/A

NYSE

N/A

StateShares North Carolina 50

N/A

NYSE

N/A

StateShares Ohio 50

N/A

NYSE

N/A

StateShares Pennsylvania 50

N/A

NYSE

N/A

StateShares Tennessee 50

N/A

NYSE

N/A

StateShares Texas 50

N/A

NYSE

N/A

StateShares Virginia 50

N/A

NYSE

N/A

StateShares Washington 50

N/A

NYSE

N/A

StateShares Composite

N/A

NYSE

N/A

       

State Street Global Advisors

     

SPDR Barclays Global TIPS ETF

N/A

N/A

N/A

SPDR S&P International Dividend ETF

N/A

AMEX

N/A

SPDR Lehman Short Term Corporate Bond

SBE

AMEX

N/A

SPDR Lehman Intermediate Term Corporate Bond

IBE

AMEX

N/A

SPDR Lehman Long Term Corporate Bond

CLO

AMEX

N/A

SPDR Lehman Short Term Treasury

TST

AMEX

 

SPDR S&P Asia Pacific

GAO

AMEX

N/A

SPDR S&P EPAC

GEK

AMEX

N/A

SPDR S&P Europe

GEU

AMEX

N/A

SPDR Aerospace and Defense

N/A

N/A

N/A

SPDR Building & Construction

N/A

N/A

N/A

SPDR Computer Hardware

N/A

N/A

N/A

SPDR Computer Software

N/A

N/A

N/A

SPDR Health Care Services

N/A

N/A

N/A

SPDR Leisuretime

N/A

N/A

N/A

SPDR Outsourcing & IT Consulting

N/A

N/A

N/A

SPDR Telecom

N/A

N/A

N/A

SPDR Transportation

N/A

N/A

N/A

streetTRACKS KBW Mortgage Finance

N/A

N/A

N/A

       

Van Eck

     

Market Vectors-Lehman Brothers 1-5 Year Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers Intermediate Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers Long Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers High Yield Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers California Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers New York Municipal

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free Massachusetts

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free New Jersey

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free Ohio

N/A

N/A

N/A

Market Vectors-Lehman Brothers AMT-Free Pennsylvania

N/A

N/A

N/A

Market Vectors – Coal

N/A

N/A

N/A

Market Vectors – Gaming

N/A

N/A

N/A

       

Vanguard

     

Vanguard Lehman Brothers Treasury
STRIPS 20-25 Year Equal Par Bond ETF

N/A

N/A

0.14%

Vanguard Mega Cap 300 Index ETF

N/A

N/A

0.13%

Vanguard Mega Cap 300 Growth Index ETF

N/A

N/A

0.13%

Vanguard Mega Cap 300 Value Index ETF

N/A

N/A

0.13%

       

Victoria Bay

     

United States Heating Oil Fund

N/A

Amex

0.60%

United States 12 Month Oil Fund

N/A

Amex

0.60%

United States Gasoline Fund

N/A

Amex

0.65%

       

Voskian

     

Voskian Citigroup Semiconductor 50 Index

N/A

N/A

N/A

       

VTL Associates

     

TIGERS Revenue-Weighted Large Cap Index Fund

N/A

N/A

0.50%

TIGERS Revenue-Weighted Mid Cap Index Fund

N/A

N/A

0.55%

TIGERS Revenue-Weighted Small Cap Index Fund

N/A

N/A

0.55%

       

WShares

     

Wilder Asian Emerging Markets

N/A

N/A

N/A

Wilder Brazil

N/A

N/A

N/A

Wilder China

N/A

N/A

N/A

Wilder Israel

N/A

N/A

N/A

Wilder Latin America

N/A

N/A

N/A

Wilder Worldwide Emerging Markets

N/A

N/A

N/A

Wilder Diversified Healthcare

N/A

N/A

N/A

Wilder Healthy Lifestyle

N/A

N/A

N/A

       

WisdomTree

     

WisdomTree Asia Emerging Markets Total Dividend

N/A

N/A

N/A

WisdomTree Asia Emerging Markets High-Yield

N/A

N/A

N/A

WisdomTree DIPR Fund

N/A

N/A

N/A

WisdomTree DIPR High-Yielding Equity Fund

N/A

N/A

N/A

WisdomTree Emerging Markets Total Dividend

N/A

N/A

N/A

WisdomTree Emerging Markets Dividend Top 100

N/A

N/A

N/A

WisdomTree Latin America Total Dividend

N/A

N/A

N/A

WisdomTree Australia Total Dividend

N/A

N/A

N/A

WisdomTree Canada Total Dividend

N/A

N/A

N/A

WisdomTree China Total Dividend

N/A

N/A

N/A

WisdomTree France Total Dividend

N/A

N/A

N/A

WisdomTree Germany Total Dividend

N/A

N/A

N/A

WisdomTree Hong Kong Total Dividend

N/A

N/A

N/A

WisdomTree India Total Dividend

N/A

N/A

N/A

WisdomTree India Earnings Index ETF

N/A

N/A

N/A

WisdomTree Malaysia Total Dividend

N/A

N/A

N/A

WisdomTree Singapore Total Dividend

N/A

N/A

N/A

WisdomTree South Africa Total Dividend

N/A

N/A

N/A

WisdomTree South Korea Total Dividend

N/A

N/A

N/A

WisdomTree Taiwan Total Dividend

N/A

N/A

N/A

WisdomTree United Kingdom Total Dividend

N/A

N/A

N/A

WisdomTree United Kingdom High-Yielding Equity

N/A

N/A

N/A

WisdomTree Communications Sector

N/A

N/A

N/A

WisdomTree Financial Sector

N/A

N/A

N/A

WisdomTree REIT Sector

N/A

N/A

N/A

       

XShares

     

AirShares EU Carbon Allowances

N/A

N/A

N/A

HealthShares Asian Health

HRG

NYSE

0.95%

HealthShares BioPharmaceutical Giants

N/A

N/A

N/A