Printed and electronic copies are for personal use. Any unauthorized distribution by fax, email or any other means is prohibited and is in violation of copyright. If you are interested in redistribution, reprints or a subscription, please contact us at subscriptions@indexuniverse.com or 212.579.5833.

  

May 7-14
Written by Heather Bell  -  May 15, 2008 20:15 PM
Related ETFs: DIA / DUG / EEM / EFA / EWJ / EWZ / FXI / GDX / IBB / IJH / ILF / IVV / IWB / IWD / IWF / IWM / IYR / KBE / MDY / OIH / OIL / PSI / QQQQ / RTH / RWR / RWX / SHY / SPY / USO / VTI / XLE / XLF / XLI / XLP

  • Page 1: New Listings
  • Page 2: ETF Data Watch
  • Page 3: The complete list of ETFs (and ETNs) in registration

Note: Want to receive an email notice as soon as ETF Watch is posted? Just click here to subscribe.

NEW LISTINGS

WisdomTree Launches Currency ETFs

On May 14, WisdomTree rolled out the first four currency exchange-traded funds resulting from its co-branding relationship with The Dreyfus Corporation.

The new funds include:

  • The WisdomTree Dreyfus Chinese Yuan Fund (NYSE Arca: CYB)
  • The WisdomTree Dreyfus Indian Rupee Fund (NYSE Arca: ICN)
  • The WisdomTree Dreyfus Brazilian Real Fund (NYSE Arca: BZF)
  • The WisdomTree Dreyfus Euro Fund (NYSE Arca: EU)
Although the ETFs are not money market funds in the traditional sense, their objective is to earn income that reflects the money market rates of their respective currencies. They will invest primarily in short-term, investment-grade debt and seek to maintain an average portfolio maturity of 60 days. The Securities & Exchange Commission classifies the funds as actively managed.

They are designed to give exposure to foreign currencies with potentially greater yield (and more unique currencies) than existing currency ETFs.

EU charges an expense ratio of 0.35%; the other three funds charge 0.45%.

Read the prospectus here.

Northern Trust Casts More NETS

On May 11, Northern Trust launched another three of its NETS (Northern Trust Exchange-Traded Shares) products, bringing its total lineup to nine exchange-traded funds. The newest funds are the:

  • NETS FTSE/JSE Top 40 Index Fund (AMEX: JNB)
  • NETS S&P/MIB Index Fund (AMEX: ITL)
  • NETS FTSE Singapore Straits Times Index Fund (AMEX: SGT).
The funds track the major local indexes for the South African, Italian and Singapore stock markets, respectively.

Northern Trust is in the process of rolling out a series of ETFs that track popular local indexes for a wide range of foreign countries. The other NETS currently trading cover Australia, France, Germany, Hong Kong, Japan and the United Kingdom.

JNB—the South Africa fund—charges 0.65% in annual expenses, while all the other ETFs in the NETS lineup charge 0.47%.

Read the prospectus for the NETS ETFs here.

New Van Eck ETNs Leverage, Short Euro

Van Eck has joined the double-leveraged and double-short exchange-traded notes market with the May 7 launch of euro-focused portfolios.

The Market Vectors-Double Long Euro ETN (NYSE Arca: URR) and the Market Vectors-Double Short Euro ETN (NYSE Arca: DRR) are both issued by Morgan Stanley.

Both ETNs are based on total return indexes, which means that the ETNs' value will include daily interest based on overnight federal funds open rates. Interest will be incorporated into the value of the notes, rather than paid out in separate payments; investors will still have to pay taxes on this "virtual income" each year.

Both notes carry an expense ratio of 0.65%.

Read the prospectus for URR here.

Read the prospectus for DRR here.

ALPS Launches Global Real Estate ETF

On May 9, the first fund from ALPS Holdings Inc. rolled out on the American Stock Exchange. The Cohen & Steers Global Realty Majors ETF (Amex: GRI) has an underlying index that covers 75 real estate companies from developed markets in North America, the Asia-Pacific region and Europe.

Components are chosen from a global universe of about 500 real estate securities, including real estate investment trusts (REITs) and REIT-like companies. Capitalization and liquidity screens are applied to eliminate companies smaller than $1 billion and those with light trading volume.

From there, companies are evaluated regarding a number of qualitative and quantitative criteria, including their ownership of real estate, management track record, market position, real estate portfolio quality, corporate governance and capital structure. The index also takes into consideration each country's percentage of global GDP and representation in the global real estate market when selecting stocks for the index. The index is weighted by modified market capitalization. The fund charges an annual expense ratio of 0.55%.

Read the prospectus for GRI here.

UBS Goes Platinum

Just last week UBS rolled out the E-TRACS UBS Long Platinum ETN (NYSE: PTM) and E-TRACS UBS Short Platinum ETN (NYSE: PTD). Previously, U.S. investors who did not want to participate in the futures market had no way of investing in platinum.

The UBS ETNs track the UBS Bloomberg CMCI Platinum Total Return Index. The E-TRACS family of ETNS already has several commodities-based ETNs covering different sectors as well as gold and silver currently trading, all of them tracking the UBS Bloomberg CMCI and its subindexes. They charge expense ratios of 0.65%.

Read the prospectus for PTM here.

Read the prospectus for PTD here.

New SPDRs Cover International Real Estate and Mid Caps

On May 13, State Street Global Advisors launched the SPDR DJ Wilshire Global Real Estate ETF (AMEX: RWO), adding another competitor to the growing field of international real estate. The fund comes with an expense ratio of 0.50%.

RWO's index includes more than 240 commercial and residential real estate companies domiciled in 23 countries across the globe, including the U.S. The underlying index is actually a combination of the indexes tracked by two other SSgA funds—the Dow Jones Wilshire REIT ETF (AMEX: RWR) and the SPDR Dow Jones Wilshire International Real Estate ETF (AMEX: RWX).

SSgA also rolled out the SPDR S&P International Mid Cap ETF (AMEX: MDD). It's built to track an index with more than 850 companies with market caps between $2 billion and $5 billion from 25 developed markets outside the U.S. It will carry an annual expense ratio of 0.45% and provide U.S. investors with another tool to fine-tune their international allocations.

Read the prospectus for RWO here.

Read the prospectus for MDD here.

 

NEW FILINGS

Van Eck Files Emerging and Frontier Market ETFs

Van Eck has filed with the SEC to create some new Market Vectors ETFs that would cover a variety of emerging and frontier markets, including European emerging markets, Africa, the Gulf States and Vietnam. A fifth proposed ETF would cover global frontier markets.

Should it launch all five of those funds, Van Eck would find itself with a full range of ETFs tracking some very hot or potentially hot markets that have limited means by which
foreign investors can access them.

The index providers were unnamed in the filing, and there was no indication of what the expense ratios would be.

Read the prospectus here.

Rydex Files For New CurrencyShares

Rydex has filed for four more foreign currency ETFs to add to its existing line-up of eight CurrencyShares. The new funds would track the currencies of Hong Kong, Singapore, Russia and South Africa.

As with the existing CurrencyShares, the funds are designed to track the prices of their respective currencies in U.S. dollars. They will charge expense ratios of 0.40%.

With the dollar still dragging in comparison to most foreign currencies, these types of products have been growing more popular.

Read the prospectus for the Hong Kong Dollar fund here.
Read the prospectus for the Singapore Dollar fund here.
Read the prospectus for the Russian Ruble fund here.
Read the prospectus for the South African Rand fund here.



ETF Data Watch

Note: These numbers refer only to U.S. ETFs and ETNs. Data as of May 9, 2008, from the American Stock Exchange, unless otherwise noted.

Pure Numbers
Total number of ETFs listed in the U.S.: 676
Total number of ETNs listed in the U.S.: 67
Total ETF assets: $604 billion
Total number of ETFs and ETNs in registration: 471

Top Ten ETFs By Assets - Week Ending May 9, 2008
ETF Ticker Assets Change From Previous Week
S&P 500 SPDR SPY $ 73,289,138,550 $(4,124,250,235)
iShares MSCI-EAFE EFA $47,680,380,000 $604,278,000
iShares MSCI-Emerging Markets EEM $26,631,000,000 $249,718,500
iShares S&P 500 IVV $18,179,788,000 ($1,143,647,000)
PowerShares QQQ Trust QQQQ $17,684,685,000 ($812,145,000)
streetTRACKS Gold Trust GLD $16,623,360,000 $703,031,000
iShares Russell 1000 Growth IWF $13,671,350,000 ($12,956,000)
Vanguard Total Market ETF VTI $10,664,979,164 40,234,269
iShares Lehman 1-3 Year Treasury Bond Fund SHY $9,080,393,000 ($876,103,000)
iShares Russell 1000 Value IWD $8,929,680,000 ($48,135,000)


Largest Asset Growth - Week Ending May 9, 2008
ETF Ticker Asset Growth ($US Millions)
Select Sector SPDR-Energy XLE $1,807,992,912
streetTRACKS Gold Trust GLD $703,031,000
iShares MSCI-Brazil EWZ $652,395,000
iShares MSCI-EAFE EFA $604,278,000
iShares S&P Latin America 40 Index ILF $275,216,000
iShares MSCI-Japan EWJ $258,432,000
iShares MSCI-Emerging Markets EEM $249,718,500
Oil Services HOLDRS OIH $245,783,274
iShares FTSE/Xinhua China 25 FXI $195,773,000
Market Vectors Gold Miners ETF GDX $181,022,750


Largest Asset Decrease - Week Ending May 9, 2008
Fund Ticker Asset Decrease ($US Millions)
S&P 500 SPDR SPY (4,124,250,235)
iShares Russell 2000 IWM (2,942,282,000)
iShares S&P 500 IVV (1,143,647,000)
iShares Lehman 1-3 Year Treasury Bond Fund SHY (876,103,000)
PowerShares QQQ Trust QQQQ (812,145,000)
S&P 400 MidCap SPDR MDY (628,428,150)
DJIA DIAMONDS DIA (481,051,352)
Select Sector SPDR-Financial XLF (449,851,956)
KBW Bank ETF KBE (229,203,392)
iShares Russell 1000 IWB (221,893,000)

ETFs Filed – By Fund Company

There are currently approximately 431 ETFs and ETNs with prospectuses filed at the SEC.

You can click on any fund and link directly to the prospectus.


Fund Ticker Exchange ER
       
AdvisorShares      
AdvisorShares Sector Allocation N/A N/A N/A
AdvisorShares Country Allocation N/A N/A N/A
       
ALPS ETF Trust      
       
Barclays Bank      
Barclays Asian and Gulf Currency Revaluation ETN N/A N/A 0.89%
Barclays GEMS Strategy ETN N/A N/A 0.89%
       
Barclays Global Investors      
BGI S&P India Nifty 50 Index N/A N/A N/A
iShares GS Commodity Energy Trust N/A NYSE 0.89%
iShares GS Commodity Industrial Metals Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Light Energy Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Livestock Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Natural Gas Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Non-Energy Indexed Trust N/A NYSE 0.89%
iShares MSCI Kokusai N/A N/A 0.25%
iShares S&P Global Infrastructure Index Fund N/A N/A N/A
iShares S&P Global Listed Private Equity Fund N/A N/A N/A
iShares MSCI EAFE Small Cap Index Fund N/A N/A N/A
iShares MSCI Emerging Markets Small Cap Fund N/A N/A N/A

iShares MSCI Emerging Markets Eastern Europe Index Fund

N/A

N/A

N/A

iShares MSCI All Country Asia ex Japan Index Fund

N/A

N/A

N/A

iShares MSCI FTSE China (HK Listed) Index Fund

N/A

N/A

N/A

iShares S&P Global Clean Energy Index Fund

N/A

N/A

N/A

iShares S&P Global Nuclear Energy Index Fund

N/A

N/A

N/A

iShares S&P Global Timber & Forestry Index Fund

N/A

N/A

N/A

iShares S&P Emerging Markets Infrastructure Index Fund

N/A

N/A

N/A

       
Claymore Advisors      
Claymore/Dorchester: The Capital Markets Equities ETF N/A N/A N/A
Claymore/BIR All-Star Select N/A N/A 0.50%
Claymore/Sabrient CEF Balanced Opportunity N/A N/A 0.50%
Claymore/Sabrient CEF Income Opportunity N/A N/A 0.50%
Claymore/Zacks Growth & Income N/A N/A 0.50%
       
Direxion      
Total Market Bull 3X Shares N/A N/A N/A
Total Market Bull 3X Shares N/A N/A 0.75%
S&P 500 Bull 3X Shares N/A N/A 0.75%
S&P 500® Bear 3X Shares N/A N/A 0.75%
Nasdaq-100® Bull 3X Shares N/A N/A 0.75%
Nasdaq-100® Bear 3X Shares, N/A N/A 0.75%
Dow 30SM Bull 3X Shares, N/A N/A 0.75%
Dow 30SM Bear 3X Shares N/A N/A 0.75%
Mid Cap Bull 3X Shares N/A N/A 0.75%
Mid Cap Bear 3X Shares N/A N/A 0.75%
Russell 2000® Bull 3X Shares N/A N/A 0.75%
Russell 2000® Bear 3X Shares N/A N/A 0.75%
Japan Bull 3X Shares N/A N/A 0.75%
Japan Bear 3X Shares N/A N/A 0.75%
Developed Markets Bull 3X Shares N/A N/A 0.75%
Developed Markets Bear 3X Shares N/A N/A 0.75%
Emerging Markets Bull 3X Shares N/A N/A 0.75%
Emerging Markets Bear 3X Shares N/A N/A 0.75%
China Bull 3X Shares N/A N/A 0.75%
China Bear 3X Shares N/A N/A 0.75%
BRIC Bull 3X Shares N/A N/A 0.75%
India Bull 3X Shares N/A N/A 0.75%
India Bear 3X Shares N/A N/A 0.75%
Latin America Bull 3X Shares N/A N/A 0.75%
Latin America Bear 3X Shares N/A N/A 0.75%
Commodity Bull 3X Shares N/A N/A 0.75%
Commodity Bear 3X Shares N/A N/A 0.75%
Energy Bull 3X Shares N/A N/A 0.75%
Energy Bear 3X Shares N/A N/A 0.75%
Financial Bull 3X Shares N/A N/A 0.75%
Financial Bear 3X Shares N/A N/A 0.75%
Real Estate Bull 3X Shares N/A N/A 0.75%
Real Estate Bear 3X Shares N/A N/A 0.75%
Homebuilders Bull 3X Shares N/A N/A 0.75%
Homebuilders Bear 3X Shares N/A N/A 0.75%
       
ETSpreads      

ETSpreads High Yield Fund

N/A N/A N/A

ETSpreads Inverse High Yield Fund

N/A N/A N/A

ETSpreads Investment Grade Fund

N/A N/A N/A

ETSpreads Inverse Investment Grade Fund

N/A N/A N/A
       
First Trust      
First Trust DJ STOXX Select Dividend 30 Index Fund N/A N/A N/A
First Trust EPRA/NAREIT Global Real Estate Index Fund N/A N/A N/A
First Trust Europe Select AlphaDEX N/A N/A N/A
First Trust Japan Select AlphaDEX N/A N/A N/A
       
Grail Partners      
Grail U.S. Value Fund (Active) N/A N/A N/A
       
MacroShares      
MacroShares Medical Inflation Trust Up N/A N/A N/A
MacroShares Medical Inflation Trust Down N/A N/A N/A
       
Northern Trust      
NETS Dow Jones Wilshire Global Total Market Index Fund N/A N/A N/A
NETS FTSE CNBC Global 300 Index Fund N/A N/A N/A
NETS Dow Jones Wilshire Global Ex-US Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Americas Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Asia Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Europe Index Fund N/A N/A N/A
NETS Tokyo Stock Exchange REIT Index Fund N/A N/A N/A
NETS Hang Seng China Enterprises Index Fund N/A N/A N/A
NETS TA-25 Index Fund N/A N/A N/A
NETS AEX-index Index Fund N/A N/A N/A
NETS RTS Index Fund N/A N/A N/A
NETS BEL 20 Index Fund N/A N/A N/A
NETS FTSE/ATHEX 20 Index Fund N/A N/A N/A
NETS ISEQ 20 Index Fund N/A N/A N/A
NETS FTSE Bursa Malaysia Index Fund 100 N/A N/A N/A
NETS PSI 20 Index Fund N/A N/A N/A
NETS TSEC Taiwan 50 Index Fund N/A N/A N/A
NETS DJ Wilshire 4500 Index Fund N/A N/A N/A
NETS FTSE SET 30 Index Fund N/A N/A N/A
       
PowerShares      
PowerShares MENA Frontier Countries Portfolio ? ? ?
PowerShares Developed Markets Infrastructure ETF N/A N/A N/A
PowerShares Emerging Markets Infrastructure ETF N/A N/A N/A
PowerShares Nasdaq-100 BuyWrite Portfolio N/A N/A N/A
PowerShares DJIA BuyWrite Portfolio N/A N/A N/A
PowerShares Automatic Allocation RAFI PZF AMEX 0.70%
PowerShares Cohen & Steers Global Realty Majors Portfolio PSR N/A 0.75%
PowerShares NASDAQ Dividend Achievers DIVQ NDAQ 0.60%
PowerShares NASDAQ Internet Services N/A NDAQ  
PowerShares REIT Preferred N/A AMEX 0.70%
PowerShares ValueLine 400 N/A AMEX  
PowerShares Zacks Rank Large Cap Portfolio N/A N/A N/A
PowerShares Dynamic Brand Name Portfolio N/A N/A N/A
PowerShares Dynamic Internet Software and Services      
PowerShares Dynamic Developed Int'l Growth Portfolio N/A N/A N/A
PowerShares Dynamic Developed Int'l Value Portfolio N/A N/A N/A
PowerShares Dynamic Australia N/A N/A N/A
PowerShares Dynamic Canada N/A N/A N/A
PowerShares Dynamic Germany N/A N/A N/A
PowerShares Dynamic France N/A N/A N/A
PowerShares Dynamic Japan N/A N/A N/A
PowerShares Dynamic UK N/A N/A N/A
PowerShares FTSE RAFI Latin America Portfolio N/A N/A N/A
PowerShares FTSE RAFI Australia N/A N/A N/A
PowerShares FTSE RAFI Brazil N/A N/A N/A
PowerShares FTSE RAFI Canada N/A N/A N/A
PowerShares FTSE RAFI China N/A N/A N/A
PowerShares FTSE RAFI France N/A N/A N/A
PowerShares FTSE RAFI Germany N/A N/A N/A
PowerShares FTSE RAFI Hong Kong      
PowerShares FTSE RAFI Mexico N/A N/A N/A
PowerShares FTSE RAFI South Africa N/A N/A N/A
PowerShares FTSE RAFI South Korea N/A N/A N/A
PowerShares FTSE RAFI Taiwan N/A N/A N/A
PowerShares FTSE RAFI UK N/A N/A N/A
PowerShares 1-5 Laddered Treasury N/A N/A N/A
PowerShares 1-10 Laddered Treasury N/A N/A N/A
PowerShares 1-20 Laddered Treasury N/A N/A N/A
PowerShares Aggregate Bond N/A N/A N/A
PowerShares Investment Grade Corporate Bond N/A N/A N/A
PowerShares Aggregate Preferred N/A N/A N/A
PowerShares Autonomic Growth NFA Global Asset Portfolio N/A N/A N/A
PowerShares Autonomic Balanced Growth NFA Global Asset Portfolio N/A N/A N/A
PowerShares Autonomic Balanced NFA Global Asset Portfolio N/A N/A N/A
PowerShares MENA Frontier Countries Portfolio N/A N/A N/A
       
ProShares      
ProShares 130/30 Fund N/A N/A N/A
ProShares Barron's 400 N/A N/A 0.95%
ProShares Ultra S&P 500 Growth N/A N/A 0.95%
ProShares Short S&P 500 Growth N/A N/A 0.95%
ProShares UltraShort S&P 500 Growth N/A N/A 0.95%
ProShares Ultra S&P 500 Value N/A N/A 0.95%
ProShares Short S&P 500 Value N/A N/A 0.95%
ProShares UltraShort S&P 500 Value N/A N/A 0.95%
ProShares Ultra S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Short S&P MidCap 400 Growth N/A N/A 0.95%
ProShares UltraShort S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Value N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Ultra U.S. Biotechnology N/A N/A 0.95%
ProShares UltraShort U.S. Biotechnology N/A N/A 0.95%
ProShares Ultra U.S. Precious Metals N/A N/A 0.95%
ProShares UltraShort U.S. Precious Metals N/A N/A 0.95%
ProShares Ultra Telecommunications N/A N/A 0.95%
ProShares UltraShort Telecommunications N/A N/A 0.95%
ProShares Short Basic Materials N/A N/A 0.95%
ProShares Short Biotechnology N/A N/A 0.95%
ProShares Short Consumer Goods N/A N/A 0.95%
ProShares Short Consumer Services N/A N/A 0.95%
ProShares Short Financials N/A N/A 0.95%
ProShares Short Healthcare N/A N/A 0.95%
ProShares Short Industrial N/A N/A 0.95%
ProShares Short Oil & Gas N/A N/A 0.95%
ProShares Short Precious Metals N/A N/A 0.95%
ProShares Short Real Estate N/A N/A 0.95%
ProShares Short Semiconductors N/A N/A 0.95%
ProShares Short Technology N/A N/A 0.95%
ProShares Short Telecommunications N/A N/A 0.95%
ProShares Short Utilities N/A N/A 0.95%
ProShares Ultra NASDAQ Biotechnology N/A N/A 0.95%
ProShares Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Japan N/A N/A 0.95%
ProShares Short FTSE/Xinhua China 25 N/A N/A 0.95%
ProShares Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ-100 Equal Weighted N/A   0.95%
ProShares Ultra NASDAQ Composite N/A NDAQ 0.95%
ProShares Short NASDAQ Composite N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Composite N/A NDAQ 0.95%
ProShares Ultra NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Ultra NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares Ultra DJ Wilshire Total Market N/A N/A 0.95%
ProShares Ultra Russell 3000 N/A N/A 0.95%
ProShares Ultra FTSE/Xinhua China 25 N/A N/A 0.95%
ProShares Ultra MSCI EAFE N/A N/A 0.95%
ProShares Ultra MSCI Emerging Markets N/A N/A 0.95%
ProShares UltraShort Russell 3000 N/A N/A 0.95%
ProShares UltraShort DJ Wilshire Total Market N/A N/A 0.95%
ProShares UltraShort MSCI Australia N/A N/A 0.95%
ProShares UltraShort MSCI Brazil N/A N/A 0.95%
ProShares UltraShort MSCI BRIC N/A N/A 0.95%
ProShares UltraShort MSCI Europe N/A N/A 0.95%
ProShares UltraShort MSCI Latin America N/A N/A 0.95%
ProShares UltraShort MSCI Mexico N/A N/A 0.95%
ProShares UltraShort MSCI Pacific Ex-Japan N/A N/A 0.95%
ProShares UltraShort MSCI South Korea N/A N/A 0.95%
ProShares UltraShort MSCI Taiwan N/A N/A 0.95%
ProShares UltraShort S&P Europe 350 N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Short Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Ultra Gold N/A N/A 0.95%
ProShares Short Gold N/A N/A 0.95%
ProShares UltraShort Gold N/A N/A 0.95%
ProShares Ultra Silver N/A N/A 0.95%
ProShares Short Silver N/A N/A 0.95%
ProShares UltraShort Silver N/A N/A 0.95%
ProShares Ultra Crude Oil N/A N/A 0.95%
ProShares Short Crude Oil N/A N/A 0.95%
ProShares UltraShort Crude Oil N/A N/A 0.95%
ProShares Ultra Natural Gas N/A N/A 0.95%
ProShares Short Natural Gas N/A N/A 0.95%
ProShares UltraShort Natural Gas N/A N/A 0.95%
ProShares Ultra Euro N/A N/A 0.95%
ProShares Short Euro N/A N/A 0.95%
ProShares UltraShort Euro N/A N/A 0.95%
ProShares Ultra Australian Dollar N/A N/A 0.95%
ProShares Short Australian Dollar N/A N/A 0.95%
ProShares UltraShort Australian Dollar N/A N/A 0.95%
ProShares Ultra Canadian Dollar N/A N/A 0.95%
ProShares Short Canadian Dollar N/A N/A 0.95%
ProShares UltraShort Canadian Dollar N/A N/A 0.95%
ProShares Ultra British Pound N/A N/A 0.95%
ProShares Short British Pound N/A N/A 0.95%
ProShares UltraShort British Pound N/A N/A 0.95%
ProShares Ultra Japanese Yen N/A N/A 0.95%
ProShares Short Japanese Yen N/A N/A 0.95%
ProShares UltraShort Japanese Yen N/A N/A 0.95%
ProShares Ultra Mexican Peso N/A N/A 0.95%
ProShares Short Mexican Peso N/A N/A 0.95%
ProShares UltraShort Mexican Peso N/A N/A 0.95%
ProShares Ultra Swedish Krona N/A N/A 0.95%
ProShares Short Swedish Krona N/A N/A 0.95%
ProShares UltraShort Swedish Krona N/A N/A 0.95%
ProShares Ultra Swiss Franc N/A N/A 0.95%
ProShares Short Swiss Franc N/A N/A 0.95%
ProShares UltraShort Swiss Franc N/A N/A 0.95%
       
Rydex Funds      
Rydex Inverse S&P 500 N/A N/A N/A
Rydex Dynamic S&P 500 Growth N/A N/A N/A
Rydex Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic S&P 500 Value N/A N/A N/A
Rydex Inverse S&P 500 Value N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Growth N/A N/A N/A
Rydex Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 N/A N/A N/A
Rydex Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Growth N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Value N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Russell 1000 N/A N/A N/A
Rydex Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Russell 1000 Growth N/A N/A N/A
Rydex Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 1000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 2000 N/A N/A N/A
Rydex Dynamic Russell 2000 Growth N/A N/A N/A
Rydex Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Russell 2000 Value N/A N/A N/A
Rydex Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Russell MidCap N/A N/A N/A
Rydex Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Russell MidCap Growth N/A N/A N/A
Rydex Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Russell MidCap Value N/A N/A N/A
Rydex Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Russell 3000 N/A N/A N/A
Rydex Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Russell 3000 Growth N/A N/A N/A
Rydex Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Russell 3000 Value N/A N/A N/A
Rydex Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Nasdaq-100 N/A N/A N/A
Rydex Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Nasdaq Biotechnology N/A N/A N/A
Rydex Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Consumer Discretionary N/A N/A N/A
Rydex Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Consumer Staples N/A N/A N/A
Rydex Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Energy N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Dynamic Inverse Energy N/A N/A N/A
Rydex Dynamic Financials N/A N/A N/A
Rydex Inverse Financials N/A N/A N/A
Rydex Dynamic Inverse Financials N/A N/A N/A
Rydex Dynamic Healthcare N/A N/A N/A
Rydex Inverse Healthcare N/A N/A N/A
Rydex Dynamic Inverse Healthcare N/A N/A N/A
Rydex Dynamic Materials N/A N/A N/A
Rydex Inverse Materials N/A N/A N/A
Rydex Dynamic Inverse Materials N/A N/A N/A
Rydex Dynamic Utilities N/A N/A N/A
Rydex Inverse Utilities N/A N/A N/A
Rydex Dynamic Inverse Utilities N/A N/A N/A
Rydex Dynamic Energy N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Dynamic Inverse Energy N/A N/A N/A
CurrencyShares Hong Kong Dollar Trust     0.40%
CurrencyShares Singapore Dollar Trust     0.40%
CurrencyShares Russian Ruble Trust     0.40%
CurrencyShares South African Rand Trust     0.40%
       
SPA MarketGrader      
SPA MarketGrader Energy Sector N/A N/A N/A
SPA MarketGrader Industrials Sector N/A N/A N/A
SPA MarketGrader Materials Sector N/A N/A N/A
SPA MarketGrader Healthcare Sector N/A N/A N/A
SPA MarketGrader Consumer Discretionary Sector N/A N/A N/A
SPA MarketGrader Consumer Staples Sector N/A N/A N/A
SPA MarketGrader Financials Sector N/A N/A N/A
SPA MarketGrader Technology Sector N/A N/A N/A
       
StateShares      
StateShares California 50 N/A NYSE N/A
StateShares Colorado 50 N/A NYSE N/A
StateShares Connecticut 50 N/A NYSE N/A
StateShares Florida 50 N/A NYSE N/A
StateShares Georgia 50 N/A NYSE N/A
StateShares Illinois 50 N/A NYSE N/A
StateShares Indiana 50 N/A NYSE N/A
StateShares Maryland 50 N/A NYSE N/A
StateShares Massachusetts 50 N/A NYSE N/A
StateShares Michigan 50 N/A NYSE N/A
StateShares Minnesota 50 N/A NYSE N/A
StateShares Missouri 50 N/A NYSE N/A
StateShares New Jersey 50 N/A NYSE N/A
StateShares New York 50 N/A NYSE N/A
StateShares North Carolina 50 N/A NYSE N/A
StateShares Ohio 50 N/A NYSE N/A
StateShares Pennsylvania 50 N/A NYSE N/A
StateShares Tennessee 50 N/A NYSE N/A
StateShares Texas 50 N/A NYSE N/A
StateShares Virginia 50 N/A NYSE N/A
StateShares Washington 50 N/A NYSE N/A
StateShares Composite N/A NYSE N/A
       
State Street Global Advisors      
SPDR S&P Emerging Markets Small Cap N/A N/A N/A
SPDR Lehman Short Term Corporate Bond SBE AMEX N/A
SPDR Lehman Intermediate Term Corporate Bond IBE AMEX N/A
SPDR Lehman Long Term Corporate Bond CLO AMEX N/A
SPDR Lehman Short Term Treasury TST AMEX N/A
SPDR S&P Asia Pacific GAO AMEX N/A
SPDR S&P EPAC GEK AMEX N/A
SPDR S&P Europe GEU AMEX N/A
SPDR Aerospace and Defense N/A N/A N/A
SPDR Building & Construction N/A N/A N/A
SPDR Computer Hardware N/A N/A N/A
SPDR Computer Software N/A N/A N/A
SPDR Health Care Services N/A N/A N/A
SPDR Leisuretime N/A N/A N/A
SPDR Outsourcing & IT Consulting N/A N/A N/A
SPDR Telecom N/A N/A N/A
SPDR Transportation N/A N/A N/A
streetTRACKS KBW Mortgage Finance N/A N/A N/A
       
Van Eck      
Market Vectors - Africa N/A N/A N/A
Market Vectors - Emerging Europe N/A N/A N/A
Market Vectors - Vietnam N/A N/A N/A
Market Vectors - Global Frontier N/A N/A N/A
Market Vectors - Gulf States N/A N/A N/A
Market Vectors – Hard Assets Producers N/A N/A N/A
Market Vectors-Lehman Brothers Long Municipal N/A N/A N/A
Market Vectors-Lehman Brothers High Yield Municipal N/A N/A N/A
Market Vectors-Lehman Brothers California Municipal N/A N/A N/A
Market Vectors-Lehman Brothers New York Municipal N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Massachusetts N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free New Jersey N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Ohio N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Pennsylvania N/A N/A N/A
       
Vanguard      

Vanguard Global Stock Index Fund

 

 

0.25%

       
Voskian      
Voskian Citigroup Semiconductor 50 Index N/A N/A N/A
       
       
WShares      
Wilder Asian Emerging Markets N/A N/A N/A
Wilder Brazil N/A N/A N/A
Wilder China N/A N/A N/A
Wilder Israel N/A N/A N/A
Wilder Latin America N/A N/A N/A
Wilder Worldwide Emerging Markets N/A N/A N/A
Wilder Diversified Healthcare N/A N/A N/A
Wilder Healthy Lifestyle N/A N/A N/A
       
WisdomTree      
WisdomTree Asia Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Asia Emerging Markets High-Yield N/A N/A N/A
WisdomTree DIPR Fund N/A N/A N/A
WisdomTree DIPR High-Yielding Equity Fund N/A N/A N/A
WisdomTree Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Emerging Markets Dividend Top 100 N/A N/A N/A
WisdomTree Latin America Total Dividend N/A N/A N/A
WisdomTree Australia Total Dividend N/A N/A N/A
WisdomTree Canada Total Dividend N/A N/A N/A
WisdomTree China Total Dividend N/A N/A N/A
WisdomTree France Total Dividend N/A N/A N/A
WisdomTree Germany Total Dividend N/A N/A N/A
WisdomTree Hong Kong Total Dividend N/A N/A N/A
WisdomTree Malaysia Total Dividend N/A N/A N/A
WisdomTree Singapore Total Dividend N/A N/A N/A
WisdomTree South Africa Total Dividend N/A N/A N/A
WisdomTree South Korea Total Dividend N/A N/A N/A
WisdomTree Taiwan Total Dividend N/A N/A N/A
WisdomTree United Kingdom Total Dividend N/A N/A N/A
WisdomTree United Kingdom High-Yielding Equity N/A N/A N/A
WisdomTree Communications Sector N/A N/A N/A
WisdomTree Financial Sector N/A N/A N/A
WisdomTree REIT Sector N/A N/A N/A
WisdomTree U.S. Cash Fund N/A N/A N/A
WisdomTree U.S. Government Cash Fund N/A N/A N/A
WisdomTree Australian Dollar Fund N/A N/A N/A
WisdomTree British Pound Sterling Fund N/A N/A N/A
WisdomTree Canadian Dollar Fund N/A N/A N/A
WisdomTree Japanese Yen Fund N/A N/A N/A
WisdomTree New Zealand Dollar Fund N/A N/A N/A
WisdomTree South African Rand Fund N/A N/A N/A
WisdomTree South Korean Won Fund N/A N/A N/A
WisdomTree Developing Markets Fund N/A N/A N/A
WisdomTree LargeCap Growth Fund N/A N/A N/A
WisdomTree International LargeCap Growth Fund N/A N/A N/A
WisdomTree Middle East Dividend Fund N/A N/A N/A
WisdomTree Global SmallCap Dividend Fund N/A N/A N/A
WisdomTree Global Equity Income Fund N/A N/A N/A
       
XShares      
AirShares EU Carbon Allowances N/A

N/A

0.95%
HealthShares Asian Health HRG NYSE 0.95%
HealthShares BioPharmaceutical Giants N/A N/A N/A