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July 25 – August 7
Written by Heather Bell  -  August 08, 2008 16:52 PM
Related ETFs: BWX / LVL

Page 3 of 3


ETFs Filed – By Fund Company

There are currently 526 ETFs and ETNs in our list of prospectuses filed at the SEC.
You can click on any fund and link directly to the prospectus.


Fund Ticker Exchange ER
AdvisorShares
AdvisorShares Sector Allocation N/A N/A N/A
AdvisorShares Country Allocation N/A N/A N/A
Barclays Global Investors
BGI S&P India Nifty 50 Index N/A N/A N/A
iShares GS Commodity Energy Trust N/A NYSE 0.89%
iShares GS Commodity Industrial Metals Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Light Energy Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Livestock Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Natural Gas Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Non-Energy Indexed Trust N/A NYSE 0.89%
iShares MSCI Israel N/A N/A N/A
iShares S&P Global Infrastructure Index Fund N/A N/A N/A
iShares S&P Global Listed Private Equity Fund N/A N/A N/A
iShares MSCI Emerging Markets Small Cap Fund N/A N/A N/A

iShares MSCI Emerging Markets Eastern Europe Index Fund

N/A

N/A

N/A

iShares MSCI All Country Asia ex Japan Index Fund

N/A

N/A

N/A

iShares S&P Emerging Markets Infrastructure Index Fund

N/A

N/A

N/A

iShares S&P Short Term Municipal Bond Fund N/A N/A N/A
iShares Lehman Agency Bond Fund N/A N/A N/A
iShares S&P Conservative Allocation Fund N/A N/A N/A
iShares S&P Moderate Allocation Fund N/A N/A N/A
iShares S&P Growth Allocation Fund N/A N/A N/A
iShares S&P Aggressive Allocation Fund N/A N/A N/A
iShares S&P Target Date Retirement Income Index Fund N/A N/A N/A
Shares S&P Target Date 2010 Index Fund N/A N/A N/A
Shares S&P Target Date 2015 Index Fund N/A N/A N/A
Shares S&P Target Date 2020 Index Fund N/A N/A N/A
Shares S&P Target Date 2025 Index Fund N/A N/A N/A
Shares S&P Target Date 2030 Index Fund N/A N/A N/A
Shares S&P Target Date 2035 Index Fund N/A N/A N/A
Shares S&P Target Date 2035 Index Fund N/A N/A N/A
iShares S&P/Citigroup 1-3 Year International Treasury Bond Fund N/A N/A N/A
iShares S&P/Citigroup International Treasury Bond Fund
Claymore Advisors
Claymore/Dorchester: The Capital Markets Equities ETF N/A N/A N/A
Claymore/Clear Canadian Royalty Trust ETF N/A N/A N/A
Claymore/BIR All-Star Select N/A N/A 0.50%
Claymore/Sabrient CEF Balanced Opportunity N/A N/A 0.50%
Claymore/Sabrient CEF Income Opportunity N/A N/A 0.50%
Claymore/Zacks Growth & Income N/A N/A 0.50%
Claymore/Raymond James SB-1 Equity ETF N/A N/A 0.50%
Claymore/Delta Global Shipping ETF N/A N/A N/A
Direxion
Total Market Bull 3X Shares N/A N/A N/A
Total Market Bull 3X Shares N/A N/A 0.75%
S&P 500 Bull 3X Shares N/A N/A 0.75%
S&P 500® Bear 3X Shares N/A N/A 0.75%
Nasdaq-100® Bull 3X Shares N/A N/A 0.75%
Nasdaq-100® Bear 3X Shares, N/A N/A 0.75%
Dow 30SM Bull 3X Shares, N/A N/A 0.75%
Dow 30SM Bear 3X Shares N/A N/A 0.75%
Mid Cap Bull 3X Shares N/A N/A 0.75%
Mid Cap Bear 3X Shares N/A N/A 0.75%
Russell 2000® Bull 3X Shares N/A N/A 0.75%
Russell 2000® Bear 3X Shares N/A N/A 0.75%
Japan Bull 3X Shares N/A N/A 0.75%
Japan Bear 3X Shares N/A N/A 0.75%
Developed Markets Bull 3X Shares N/A N/A 0.75%
Developed Markets Bear 3X Shares N/A N/A 0.75%
Emerging Markets Bull 3X Shares N/A N/A 0.75%
Emerging Markets Bear 3X Shares N/A N/A 0.75%
China Bull 3X Shares N/A N/A 0.75%
China Bear 3X Shares N/A N/A 0.75%
BRIC Bull 3X Shares N/A N/A 0.75%
India Bull 3X Shares N/A N/A 0.75%
India Bear 3X Shares N/A N/A 0.75%
Latin America Bull 3X Shares N/A N/A 0.75%
Latin America Bear 3X Shares N/A N/A 0.75%
Commodity Bull 3X Shares N/A N/A 0.75%
Commodity Bear 3X Shares N/A N/A 0.75%
Energy Bull 3X Shares N/A N/A 0.75%
Energy Bear 3X Shares N/A N/A 0.75%
Financial Bull 3X Shares N/A N/A 0.75%
Financial Bear 3X Shares N/A N/A 0.75%
Real Estate Bull 3X Shares N/A N/A 0.75%
Real Estate Bear 3X Shares N/A N/A 0.75%
Homebuilders Bull 3X Shares N/A N/A 0.75%
Homebuilders Bear 3X Shares N/A N/A 0.75%
ETSpreads

ETSpreads High Yield Fund

N/A N/A N/A

ETSpreads Inverse High Yield Fund

N/A N/A N/A

ETSpreads Investment Grade Fund

N/A N/A N/A

ETSpreads Inverse Investment Grade Fund

N/A N/A N/A

ETSpreads High Yield CDS Tighten Fund

N/A N/A N/A

ETSpreads High Yield CDS Widen Fund

N/A N/A N/A

ETSpreads Investment Grade CDS Tighten Fund

N/A N/A N/A

ETSpreads Investment Grade CDS Widen Fund

N/A N/A N/A
First Trust
First Trust Europe Select AlphaDEX N/A N/A N/A
First Trust Japan Select AlphaDEX N/A N/A N/A
Grail Partners
Grail U.S. Value Fund (Active) N/A N/A N/A
IndexIQ
IndexIQ Competitive Momentum Leaders All Cap N/A N/A N/A
IndexIQ Competitive Momentum Leaders Large Cap N/A N/A N/A
IndexIQ Corporate Governance Leaders All Cap N/A N/A N/A
IndexIQ Corporate Governance Leaders Large Cap N/A N/A N/A
IndexIQ Customer Loyalty Leaders All Cap N/A N/A N/A
IndexIQ Customer Loyalty Leaders Large Cap N/A N/A N/A
IndexIQ Effective Workforce Leaders All Cap N/A N/A N/A
IndexIQ Effective Workforce Leaders Large Cap N/A N/A N/A
IndexIQ Efficient Operations Leaders All Cap N/A N/A N/A
IndexIQ Efficient Operations Leaders Large Cap N/A N/A N/A
IndexIQ Innovation Leaders All Cap N/A N/A N/A
IndexIQ Innovative Leaders Small Cap N/A N/A N/A
IndexIQ Market Power Leaders N/A N/A N/A
IndexIQ Market Power Leaders Large Cap N/A N/A N/A
IndexIQ Quality Growth Leaders All Cap N/A N/A N/A
IndexIQ Quality Growth Leaders Companies N/A N/A N/A
IndexIQ Productivity Leaders All Cap N/A N/A N/A
IndexIQ Productivity Leaders Large Cap N/A N/A N/A
IndexIQ Sustainability Leaders All Cap N/A N/A N/A
IndexIQ Sustainability Leaders Large Cap N/A N/A N/A
MacroShares
MacroShares Medical Inflation Trust Up N/A N/A N/A
MacroShares Medical Inflation Trust Down N/A N/A N/A
MacroShares Major Metro Housing Down Shares N/A N/A N/A
MacroShares Major Metro Housing Up Shares N/A N/A N/A
Northern Trust
NETS Dow Jones Wilshire Global Total Market Index Fund N/A N/A N/A
NETS FTSE CNBC Global 300 Index Fund N/A N/A N/A
NETS Dow Jones Wilshire Global Ex-US Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Americas Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Asia Index Fund N/A N/A N/A
NETS FTSE EPRA NAREIT Europe Index Fund N/A N/A N/A
NETS Tokyo Stock Exchange REIT Index Fund N/A N/A N/A
NETS RTS Index Fund N/A N/A N/A
NETS FTSE/ATHEX 20 Index Fund N/A N/A N/A
NETS FTSE Bursa Malaysia Index Fund 100 N/A N/A N/A
NETS TSEC Taiwan 50 Index Fund N/A N/A N/A
NETS DJ Wilshire 4500 Index Fund N/A N/A N/A
NETS FTSE SET 30 Index Fund N/A N/A N/A
NETS BOVESPA Index Fund (Brazil) N/A N/A N/A
NETS™ FTSE Canada Index Fund N/A N/A N/A
NETS™ IPC Index Fund (Mexico) N/A N/A N/A
NETS™ OMXS30 Index Fund (Sweden) N/A N/A N/A
NETS™ SLI Index Fund (Switzerland) N/A N/A N/A
PowerShares
PowerShares Developed Markets Infrastructure ETF N/A N/A N/A
PowerShares Emerging Markets Infrastructure ETF N/A N/A N/A
PowerShares DJIA BuyWrite Portfolio N/A N/A N/A
PowerShares Automatic Allocation RAFI PZF AMEX 0.70%
PowerShares Cohen & Steers Global Realty Majors Portfolio PSR N/A 0.75%
PowerShares NASDAQ Dividend Achievers DIVQ NDAQ 0.60%
PowerShares REIT Preferred N/A AMEX 0.70%
PowerShares ValueLine 400 N/A AMEX N/A
PowerShares Zacks Rank Large Cap Portfolio N/A N/A N/A
PowerShares Dynamic Brand Name Portfolio N/A N/A N/A
PowerShares Dynamic Internet Software and Services N/A N/A N/A
PowerShares Dynamic Developed Int'l Growth Portfolio N/A N/A N/A
PowerShares Dynamic Developed Int'l Value Portfolio N/A N/A N/A
PowerShares Dynamic Australia N/A N/A N/A
PowerShares Dynamic Canada N/A N/A N/A
PowerShares Dynamic Germany N/A N/A N/A
PowerShares Dynamic France N/A N/A N/A
PowerShares Dynamic Japan N/A N/A N/A
PowerShares Dynamic UK N/A N/A N/A
PowerShares FTSE RAFI Latin America Portfolio N/A N/A N/A
PowerShares FTSE RAFI Australia N/A N/A N/A
PowerShares FTSE RAFI Brazil N/A N/A N/A
PowerShares FTSE RAFI Canada N/A N/A N/A
PowerShares FTSE RAFI China N/A N/A N/A
PowerShares FTSE RAFI France N/A N/A N/A
PowerShares FTSE RAFI Germany N/A N/A N/A
PowerShares FTSE RAFI Hong Kong N/A N/A N/A
PowerShares FTSE RAFI Mexico N/A N/A N/A
PowerShares FTSE RAFI South Africa N/A N/A N/A
PowerShares FTSE RAFI South Korea N/A N/A N/A
PowerShares FTSE RAFI Taiwan N/A N/A N/A
PowerShares FTSE RAFI UK N/A N/A N/A
PowerShares 1-5 Laddered Treasury N/A N/A N/A
PowerShares 1-10 Laddered Treasury N/A N/A N/A
PowerShares 1-20 Laddered Treasury N/A N/A N/A
PowerShares Aggregate Bond N/A N/A N/A
PowerShares Investment Grade Corporate Bond N/A N/A N/A
PowerShares Aggregate Preferred N/A N/A N/A
PowerShares Ireland Portfolio N/A N/A N/A
PowerShares Active U.S. Real Estate Fund N/A N/A N/A
PowerShares Global Agriculture Portfolio N/A N/A N/A
PowerShares Global Biotech Portfolio N/A N/A N/A
PowerShares Global Coal Portfolio N/A N/A N/A
PowerShares Global Gold and Precious Metals Portfolio N/A N/A N/A
PowerShares Global Steel Portfolio N/A N/A N/A
PowerShares Global Transportation Portfolio N/A N/A N/A
ProShares
ProShares 130/30 Fund N/A N/A N/A
ProShares Barron's 400 N/A N/A 0.95%
ProShares Ultra S&P 500 Growth N/A N/A 0.95%
ProShares Short S&P 500 Growth N/A N/A 0.95%
ProShares UltraShort S&P 500 Growth N/A N/A 0.95%
ProShares Ultra S&P 500 Value N/A N/A 0.95%
ProShares Short S&P 500 Value N/A N/A 0.95%
ProShares UltraShort S&P 500 Value N/A N/A 0.95%
ProShares Ultra S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Short S&P MidCap 400 Growth N/A N/A 0.95%
ProShares UltraShort S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Value N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Ultra U.S. Biotechnology N/A N/A 0.95%
ProShares UltraShort U.S. Biotechnology N/A N/A 0.95%
ProShares Ultra U.S. Precious Metals N/A N/A 0.95%
ProShares UltraShort U.S. Precious Metals N/A N/A 0.95%
ProShares Ultra Telecommunications N/A N/A 0.95%
ProShares UltraShort Telecommunications N/A N/A 0.95%
ProShares Short Basic Materials N/A N/A 0.95%
ProShares Short Biotechnology N/A N/A 0.95%
ProShares Short Consumer Goods N/A N/A 0.95%
ProShares Short Consumer Services N/A N/A 0.95%
ProShares Short Healthcare N/A N/A 0.95%
ProShares Short Industrial N/A N/A 0.95%
ProShares Short Precious Metals N/A N/A 0.95%
ProShares Short Real Estate N/A N/A 0.95%
ProShares Short Semiconductors N/A N/A 0.95%
ProShares Short Technology N/A N/A 0.95%
ProShares Short Telecommunications N/A N/A 0.95%
ProShares Short Utilities N/A N/A 0.95%
ProShares Ultra NASDAQ Biotechnology N/A N/A 0.95%
ProShares Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Japan N/A N/A 0.95%
ProShares Short FTSE/Xinhua China 25 N/A N/A 0.95%
ProShares Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Ultra Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Ultra Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ-100 Equal Weighted N/A N/A 0.95%
ProShares Ultra NASDAQ Composite N/A NDAQ 0.95%
ProShares Short NASDAQ Composite N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Composite N/A NDAQ 0.95%
ProShares Ultra NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Ultra NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares Ultra DJ Wilshire Total Market N/A N/A 0.95%
ProShares Ultra Russell 3000 N/A N/A 0.95%
ProShares Ultra FTSE/Xinhua China 25 N/A N/A 0.95%
ProShares Ultra MSCI EAFE N/A N/A 0.95%
ProShares Ultra MSCI Emerging Markets N/A N/A 0.95%
ProShares UltraShort Russell 3000 N/A N/A 0.95%
ProShares UltraShort DJ Wilshire Total Market N/A N/A 0.95%
ProShares UltraShort MSCI Australia N/A N/A 0.95%
ProShares UltraShort MSCI Brazil N/A N/A 0.95%
ProShares UltraShort MSCI BRIC N/A N/A 0.95%
ProShares UltraShort MSCI Europe N/A N/A 0.95%
ProShares UltraShort MSCI Latin America N/A N/A 0.95%
ProShares UltraShort MSCI Mexico N/A N/A 0.95%
ProShares UltraShort MSCI Pacific Ex-Japan N/A N/A 0.95%
ProShares UltraShort MSCI South Korea N/A N/A 0.95%
ProShares UltraShort MSCI Taiwan N/A N/A 0.95%
ProShares UltraShort S&P Europe 350 N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Ultra Gold N/A N/A 0.95%
ProShares Short Gold N/A N/A 0.95%
ProShares UltraShort Gold N/A N/A 0.95%
ProShares Ultra Silver N/A N/A 0.95%
ProShares Short Silver N/A N/A 0.95%
ProShares UltraShort Silver N/A N/A 0.95%
ProShares Ultra Crude Oil N/A N/A 0.95%
ProShares Short Crude Oil N/A N/A 0.95%
ProShares UltraShort Crude Oil N/A N/A 0.95%
ProShares Ultra Natural Gas N/A N/A 0.95%
ProShares Short Natural Gas N/A N/A 0.95%
ProShares UltraShort Natural Gas N/A N/A 0.95%
ProShares Ultra Euro N/A N/A 0.95%
ProShares Short Euro N/A N/A 0.95%
ProShares UltraShort Euro N/A N/A 0.95%
ProShares Ultra Australian Dollar N/A N/A 0.95%
ProShares Short Australian Dollar N/A N/A 0.95%
ProShares UltraShort Australian Dollar N/A N/A 0.95%
ProShares Ultra Canadian Dollar N/A N/A 0.95%
ProShares Short Canadian Dollar N/A N/A 0.95%
ProShares UltraShort Canadian Dollar N/A N/A 0.95%
ProShares Ultra British Pound N/A N/A 0.95%
ProShares Short British Pound N/A N/A 0.95%
ProShares UltraShort British Pound N/A N/A 0.95%
ProShares Ultra Japanese Yen N/A N/A 0.95%
ProShares Short Japanese Yen N/A N/A 0.95%
ProShares UltraShort Japanese Yen N/A N/A 0.95%
ProShares Ultra Mexican Peso N/A N/A 0.95%
ProShares Short Mexican Peso N/A N/A 0.95%
ProShares UltraShort Mexican Peso N/A N/A 0.95%
ProShares Ultra Swedish Krona N/A N/A 0.95%
ProShares Short Swedish Krona N/A N/A 0.95%
ProShares UltraShort Swedish Krona N/A N/A 0.95%
ProShares Ultra Swiss Franc N/A N/A 0.95%
ProShares Short Swiss Franc N/A N/A 0.95%
ProShares CDX North America High Yield N/A N/A 0.95%
ProShares CDX North America Investment Grade N/A N/A 0.95%
Pro Shares Short CDX North America High Yield N/A N/A N/A
Pro Shares Short CDX North America Investment Grade N/A N/A N/A
Pro Shares UltraShort CDX North America High Yield N/A N/A N/A
Pro Shares UltraShort CDX North America Investment Grade N/A N/A N/A
ProShares Ultra CDX North America High Yield N/A N/A N/A
ProShares Ultra CDX North America Investment Grade N/A N/A N/A
Revenue Shares
RevenueShares S&P 500 Consumer Discretionary Sector Fund N/A N/A N/A
RevenueShares S&P 500 Consumer Staples Sector Fund N/A N/A N/A
RevenueShares S&P 500 Energy Sector Fund N/A N/A N/A
RevenueShares S&P 500 Financials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Health Care Sector Fund N/A N/A N/A
RevenueShares S&P 500 Industrials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Information Technology Sector Fund N/A N/A N/A
RevenueShares S&P 500 Materials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Utilities Sector Fund N/A N/A N/A
RevenueShares ADR Fund N/A N/A 0.49%
RevenueShares Navallier Overall A-100 Fund N/A N/A 0.60%
Rydex Funds
Rydex Inverse S&P 500 N/A N/A N/A
Rydex Dynamic S&P 500 Growth N/A N/A N/A
Rydex Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic S&P 500 Value N/A N/A N/A
Rydex Inverse S&P 500 Value N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Growth N/A N/A N/A
Rydex Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 N/A N/A N/A
Rydex Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Growth N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Value N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Russell 1000 N/A N/A N/A
Rydex Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Russell 1000 Growth N/A N/A N/A
Rydex Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 1000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 2000 N/A N/A N/A
Rydex Dynamic Russell 2000 Growth N/A N/A N/A
Rydex Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Russell 2000 Value N/A N/A N/A
Rydex Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Russell MidCap N/A N/A N/A
Rydex Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Russell MidCap Growth N/A N/A N/A
Rydex Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Russell MidCap Value N/A N/A N/A
Rydex Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Russell 3000 N/A N/A N/A
Rydex Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Russell 3000 Growth N/A N/A N/A
Rydex Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Russell 3000 Value N/A N/A N/A
Rydex Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Nasdaq-100 N/A N/A N/A
Rydex Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Nasdaq Biotechnology N/A N/A N/A
Rydex Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Consumer Discretionary N/A N/A N/A
Rydex Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Consumer Staples N/A N/A N/A
Rydex Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Inverse Consumer Staples N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Inverse Financials N/A N/A N/A
Rydex Inverse Healthcare N/A N/A N/A
Rydex Dynamic Materials N/A N/A N/A
Rydex Inverse Materials N/A N/A N/A
Rydex Dynamic Inverse Materials N/A N/A N/A
Rydex Dynamic Utilities N/A N/A N/A
Rydex Inverse Utilities N/A N/A N/A
Rydex Dynamic Inverse Utilities N/A N/A N/A
Rydex Dynamic Energy N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Dynamic Inverse Energy N/A N/A N/A
CurrencyShares Hong Kong Dollar Trust N/A N/A 0.40%
CurrencyShares Singapore Dollar Trust N/A N/A 0.40%
CurrencyShares Russian Ruble Trust N/A N/A 0.40%
CurrencyShares South African Rand Trust N/A N/A 0.40%
SPA MarketGrader
SPA MarketGrader Energy Sector N/A N/A N/A
SPA MarketGrader Industrials Sector N/A N/A N/A
SPA MarketGrader Materials Sector N/A N/A N/A
SPA MarketGrader Technology Sector N/A N/A N/A
SPA MarketGrader Consumer Discretionary Sector N/A N/A N/A
SPA MarketGrader Consumer Staples Sector N/A N/A N/A
SPA MarketGrader Financials Sector N/A N/A N/A
SPA MarketGrader Technology Sector N/A N/A N/A
StateShares
StateShares California 50 N/A NYSE N/A
StateShares Colorado 50 N/A NYSE N/A
StateShares Connecticut 50 N/A NYSE N/A
StateShares Florida 50 N/A NYSE N/A
StateShares Georgia 50 N/A NYSE N/A
StateShares Illinois 50 N/A NYSE N/A
StateShares Indiana 50 N/A NYSE N/A
StateShares Maryland 50 N/A NYSE N/A
StateShares Massachusetts 50 N/A NYSE N/A
StateShares Michigan 50 N/A NYSE N/A
StateShares Minnesota 50 N/A NYSE N/A
StateShares Missouri 50 N/A NYSE N/A
StateShares New Jersey 50 N/A NYSE N/A
StateShares New York 50 N/A NYSE N/A
StateShares North Carolina 50 N/A NYSE N/A
StateShares Ohio 50 N/A NYSE N/A
StateShares Pennsylvania 50 N/A NYSE N/A
StateShares Tennessee 50 N/A NYSE N/A
StateShares Texas 50 N/A NYSE N/A
StateShares Virginia 50 N/A NYSE N/A
StateShares Washington 50 N/A NYSE N/A
StateShares Composite N/A NYSE N/A
State Street Global Advisors
SPDR Barclays Global TIPS ETF N/A N/A N/A
SPDR Lehman Short Term Corporate Bond SBE AMEX N/A
SPDR Lehman Intermediate Term Corporate Bond IBE AMEX N/A
SPDR Lehman Long Term Corporate Bond CLO AMEX N/A
SPDR Lehman Short Term Treasury TST AMEX N/A
SPDR S&P Asia Pacific GAO AMEX N/A
SPDR S&P EPAC GEK AMEX N/A
SPDR S&P Europe GEU AMEX N/A
SPDR Aerospace and Defense N/A N/A N/A
SPDR Building & Construction N/A N/A N/A
SPDR Computer Hardware N/A N/A N/A
SPDR Computer Software N/A N/A N/A
SPDR Health Care Services N/A N/A N/A
SPDR Leisuretime N/A N/A N/A
SPDR Outsourcing & IT Consulting N/A N/A N/A
SPDR Telecom N/A N/A N/A
SPDR Transportation N/A N/A N/A
SPDR KBW Mortgage Finance N/A N/A N/A
SPDR S&P Emerging Markets South East Asia ETF N/A N/A N/A
SPDR S&P Emerging GCC-Middle East ETF N/A N/A N/A
SPDR S&P Emerging Africa ETF N/A N/A N/A
SPDR Ireland ETF N/A N/A N/A
SPDR Lehman Mortgage Backed Bond ETF N/A N/A N/A
SPDR Lehman Intermediate Term Credit Bond ETF N/A N/A N/A
SPDR Lehman Long Term Credit Bond ETF N/A N/A N/A
SPDR Lehman Convertible Bond ETF N/A N/A N/A
SPDR S&P Commercial Paper ETF N/A N/A N/A
SPDR S&P Brazil ETF N/A N/A N/A
SPDR S&P Russia ETF N/A N/A N/A
SPDR S&P India ETF N/A N/A N/A
SPDR Lehman Emerging Markets Government Bond ETF N/A N/A N/A
Van Eck
Market Vectors - Emerging Europe N/A N/A N/A
Market Vectors - Vietnam N/A N/A N/A
Market Vectors - Global Frontier N/A N/A N/A
Market Vectors - Hard Assets Producers N/A N/A N/A
Market Vectors-Lehman Brothers Long Municipal N/A N/A N/A
Market Vectors-Lehman Brothers High Yield Municipal N/A N/A N/A
Market Vectors-Lehman Brothers California Municipal N/A N/A N/A
Market Vectors-Lehman Brothers New York Municipal N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Massachusetts N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free New Jersey N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Ohio N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Pennsylvania N/A N/A N/A
Voskian
Voskian Citigroup Semiconductor 50 Index N/A N/A N/A
WShares
Wilder Asian Emerging Markets N/A N/A N/A
Wilder Brazil N/A N/A N/A
Wilder China N/A N/A N/A
Wilder Israel N/A N/A N/A
Wilder Latin America N/A N/A N/A
Wilder Worldwide Emerging Markets N/A N/A N/A
Wilder Diversified Healthcare N/A N/A N/A
Wilder Healthy Lifestyle N/A N/A N/A
WisdomTree
WisdomTree Asia Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Asia Emerging Markets High-Yield N/A N/A N/A
WisdomTree DIPR Fund N/A N/A N/A
WisdomTree DIPR High-Yielding Equity Fund N/A N/A N/A
WisdomTree Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Emerging Markets Dividend Top 100 N/A N/A N/A
WisdomTree Latin America Total Dividend N/A N/A N/A
WisdomTree Australia Total Dividend N/A N/A N/A
WisdomTree Canada Total Dividend N/A N/A N/A
WisdomTree China Total Dividend N/A N/A N/A
WisdomTree France Total Dividend N/A N/A N/A
WisdomTree Germany Total Dividend N/A N/A N/A
WisdomTree Hong Kong Total Dividend N/A N/A N/A
WisdomTree India Total Dividend N/A N/A N/A
WisdomTree Malaysia Total Dividend N/A N/A N/A
WisdomTree Singapore Total Dividend N/A N/A N/A
WisdomTree South Africa Total Dividend N/A N/A N/A
WisdomTree South Korea Total Dividend N/A N/A N/A
WisdomTree Taiwan Total Dividend N/A N/A N/A
WisdomTree United Kingdom Total Dividend N/A N/A N/A
WisdomTree United Kingdom High-Yielding Equity N/A N/A N/A
WisdomTree Communications Sector N/A N/A N/A
WisdomTree Financial Sector N/A N/A N/A
WisdomTree REIT Sector N/A N/A N/A
WisdomTree U.S. Cash Fund N/A N/A N/A
WisdomTree U.S. Government Cash Fund N/A N/A N/A
WisdomTree Australian Dollar Fund N/A N/A N/A
WisdomTree British Pound Sterling Fund N/A N/A N/A
WisdomTree Canadian Dollar Fund N/A N/A N/A
WisdomTree South Korean Won Fund N/A N/A N/A
WisdomTree Developing Markets Fund N/A N/A N/A
WisdomTree LargeCap Growth Fund N/A N/A N/A
WisdomTree International LargeCap Growth Fund N/A N/A N/A
WisdomTree Global SmallCap Dividend Fund N/A N/A N/A
WisdomTree Global Equity Income Fund N/A N/A N/A
WisdomTree Currency Hedged DEFA Fund N/A N/A N/A
WisdomTree Currency Hedged Emerging Markets Fund N/A N/A N/A
XShares
AirShares EU Carbon Allowances N/A

N/A

0.95%
HealthShares Asian Health HRG NYSE 0.95%
HealthShares BioPharmaceutical Giants N/A N/A N/A
Haverford Quality 250 N/A N/A N/A


 

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