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June 25 – July 1
Written by Heather Bell  -  July 02, 2009 09:18 AM
Page 2 of 2


ETFs Filed—By Fund Company

 

There are currently 538 ETFs in our list of prospectuses filed at the SEC.

You can click on any fund and link directly to the prospectus.

 

Fund Ticker Exchange ER
AdvisorShares
Dent Tactical ETF N/A NYSE Arca N/A
ALPS
ALPS Equal Sector Weight ETF N/A NYSE Arca 0.55%
Agricultural Producers ETF N/A N/A N/A
Energy Producers ETF N/A N/A N/A
Industrial Metals Producers ETF N/A N/A N/A
Precious Metals Producers ETF N/A N/A N/A
Commodity Producers Commodity ETF N/A N/A N/A
Barclays Global Investors
BGI S&P India Nifty 50 Index N/A N/A N/A
iShares GS Commodity Energy Trust N/A NYSE 0.89%
iShares GS Commodity Industrial Metals Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Light Energy Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Livestock Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Natural Gas Indexed Trust N/A NYSE 0.89%
iShares GS Commodity Non-Energy Indexed Trust N/A NYSE 0.89%
iShares S&P Global Listed Private Equity Fund N/A N/A N/A
iShares MSCI Emerging Markets Small Cap Fund N/A N/A N/A

iShares MSCI Emerging Markets Eastern Europe Index Fund

N/A

N/A

N/A
iShares MSCI ACWI ex US Consumer Discretionary Index Fund N/A N/A N/A
iShares MSCI ACWI ex US Consumer Staples Index Fund N/A N/A N/A
iShares MSCI ACWI ex US Energy Index Fund

N/A

N/A

N/A
iShares MSCI ACWI ex US Financials Index Fund

N/A

N/A

N/A
iShares MSCI ACWI ex US Health Care Index Fund N/A N/A N/A
iShares MSCI ACWI ex US Industrials Index Fund N/A N/A N/A
iShares MSCI ACWI ex US Information Technology Index Fund N/A N/A N/A
iShares MSCI ACWI ex US Materials Index Fund

N/A

N/A

N/A
iShares MSCI ACWI ex US Telecom Services Index Fund

N/A

N/A

N/A
iShares MSCI ACWI ex US Utilities Index Fund N/A N/A N/A
iShares Diversified Alternatives Trust ALT NYSE N/A
Claymore Advisors
Claymore/Dorchester: The Capital Markets Equities ETF N/A N/A N/A
Claymore/Clear Canadian Royalty Trust ETF N/A N/A N/A
Claymore/S&P Commodity Trends Strategy ETF N/A NYSE Arca N/A%
Claymore Active National Municipal ETF N/A N/A N/A
Claymore Laffer MacroEconomic Global Equity ETF N/A N/A N/A
Direxion
Nasdaq-100® Bull 3X Shares N/A N/A 0.75%
Nasdaq-100® Bear 3X Shares N/A N/A 0.75%
Japan Bear 3X Shares N/A N/A 0.75%
Japan Bull 3X Shares N/A N/A 0.75%
Commodity Bull 3X Shares N/A N/A 0.75%
Commodity Bear 3X Shares N/A N/A 0.75%
Total Market Bull 3X Shares N/A N/A 0.95%
Total Market Bull 3X Shares N/A N/A 0.95%
Dow 30 Bull 3X Shares, N/A N/A 0.75%
Dow 30 Bear 3X Shares N/A N/A 0.75%
China Bull 3X Shares N/A N/A 0.94%
China Bear 3X Shares N/A N/A 0.95%
BRIC Bull 3X Shares N/A N/A 0.95%
BRIC Bear 3X Shares N/A N/A 0.95%
India Bull 3X Shares N/A N/A 0.95%
India Bear 3X Shares N/A N/A 0.95%
Latin America Bull 3X Shares N/A N/A 0.94%
Latin America Bear 3X Shares N/A N/A 0.95%
Real Estate Bull 3X Shares N/A N/A 0.95%
Real Estate Bear 3X Shares N/A N/A 0.95%
Homebuilders Bull 3X Shares N/A N/A 0.95%
Homebuilders Bear 3X Shares N/A N/A 0.95%
Clean Energy Bull 3X Shares N/A N/A 0.95%
Clean Energy Bear 3X Shares N/A N/A 0.95%
2-Year Treasury Bull 3X Shares N/A N/A 0.95%
2-Year Treasury Bear 3X Shares N/A N/A 0.95%
5-Year Treasury Bull 3X Shares N/A N/A 0.95%
5-Year Treasury Bear 3X Shares N/A N/A 0.95%
EGA Emerging Global Shares Trust
Emerging Global Shares Dow Jones Emerging Markets Titans Composite N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Basic Materials N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Basic Resources N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Consumer Goods N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Consumer Services N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Financials N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Health Care N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Industrials N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Technology N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Telecommunications N/A N/A N/A
Emerging Global Shares Dow Jones Emerging Markets Titans Utilities N/A N/A N/A
ETF Securities
ETFS Silver Trust N/A N/A N/A
ETFS Gold Trust N/A NYSE Arca N/A
ETFS Platinum Trust N/A NYSE Arca N/A
ETFS Palladium Trust N/A NYSE Arca N/A
ETSpreads
ETSpreads High Yield CDS Tighten Fund N/A N/A N/A
ETSpreads High Yield CDS Widen Fund N/A N/A N/A
ETSpreads Investment Grade CDS Tighten Fund N/A N/A N/A
ETSpreads Investment Grade CDS Widen Fund N/A N/A N/A
First Trust
First Trust Europe Select AlphaDEX N/A N/A N/A
First Trust Japan Select AlphaDEX N/A N/A N/A
First Trust Global IPO Index Fund N/A N/A N/A
FocusShares
FocusShares Progressive Principal Protection 2015 Target Date Fund N/A N/A 0.99%
FocusShares Progressive Principal Protection 2020 Target Date Fund N/A N/A 0.99%
FocusShares Progressive Principal Protection 2025 Target Date Fund N/A N/A 0.99%
FocusShares Progressive Principal Protection 2030 Target Date Fund N/A N/A 0.99%
FocusShares Progressive Principal Protection 2035 Target Date Fund N/A N/A 0.99%
FocusShares Progressive Principal Protection 2040 Target Date Fund N/A N/A 0.99%
Global X
Global X FTSE Nordic 30 ETF N/A N/A N/A
Global X Argentina ETF N/A N/A N/A
Global X Egypt ETF N/A N/A N/A
Global X Peru ETF N/A N/A N/A
Global X Philippines N/A N/A N/A
Grail Advisors
Grail American Beacon International Equity ETF N/A N/A N/A
RP Growth ETF N/A NYSE Arca
 0.89
RP Focused Large-Cap Growth ETF N/A NYSE Arca 0.89
RP Financials ETF N/A NYSE Arca
 0.89
RP Technology ETF N/A NYSE Arca
 0.89
IndexIQ
IQ Hedge Long/Short Equity N/A N/A N/A
IQ Hedge Event-Driven N/A N/A N/A
IQ Hedge Market Neutral N/A N/A N/A
IQ CPI Inflation Tracker ETF N/A N/A N/A
IQ Hedge Equal Weight Multi-Strategy Tracker ETF N/A N/A N/A
IQ Hedge Asset Weight Multi-Strategy Tracker ETF N/A N/A N/A
IQ Hedge Inverse Multi-Strategy Tracker ETF N/A N/A N/A
IQ Hedge Distressed Tracker ETF N/A N/A N/A
IQ Hedge Convertible Arbitrage Tracker ETF N/A N/A N/A
IQ Hedge Dedicated Short Bias Tracker ETF N/A N/A N/A
IQ Hedge Managed Futures Tracker ETF N/A N/A N/A
IQ Hedge Market Directional Tracker ETF N/A N/A N/A
IQ Hedge Absolute Return Tracker ETF N/A N/A N/A
IQ Hedge Relative Value Tracker ETF N/A N/A N/A
IQ ARB Merger Arbitrage ETF N/A N/A N/A
IQ ARB Global Natural Resources ETF N/A N/A N/A
IQ ARB Global Real Estate ETF N/A N/A N/A
IQ ARB Global Infrastructure ETF N/A N/A N/A
MacroShares
MacroShares Medical Inflation Trust Up N/A N/A N/A
MacroShares Medical Inflation Trust Down N/A N/A N/A
Old Mutual
Old Mutual FTSE All-World Fund N/A NYSE Arca
 N/A
Old Mutual FTSE Emerging Markets Fund N/A NYSE Arca
 N/A
Old Mutual FTSE All-Cap Asia Pacific ex Japan Fund N/A NYSE Arca
 N/A
Old Mutual FTSE All-World ex US Fund N/A NYSE Arca
 N/A
Old Mutual FTSE Developed Markets ex US Fund N/A NYSE Arca
 N/A
Pax World
sShares KLD North America Sustainability Index ETF N/A N/A 0.60%
sShares KLD Europe Asia Pacific Sustainability Index ETF N/A N/A 0.65%
sShares FTSE Environmental Technologies (ET50) Index ETF N/A N/A 0.60%
PIMCO
Pimco 3-7 Year U.S. Treasury Index Fund N/A N/A N/A
Pimco 7-15 Year U.S. Treasury Index Fund N/A N/A N/A
Pimco 15+ Year U.S. Treasury Index Fund N/A N/A N/A
Pimco Broad U.S. TIPS Index Fund N/A N/A N/A
Pimco Short Maturity U.S. TIPS Index Fund N/A N/A N/A
Pimco Long Maturity U.S. TIPS Index Fund N/A N/A N/A
PowerShares
PowerShares Developed Markets Infrastructure ETF N/A N/A N/A
PowerShares Emerging Markets Infrastructure ETF N/A N/A N/A
PowerShares DJIA BuyWrite Portfolio N/A N/A N/A
PowerShares Cohen & Steers Global Realty Majors Portfolio PSR N/A 0.75%
PowerShares Zacks Rank Large Cap Portfolio N/A N/A N/A
PowerShares Dynamic Internet Software and Services N/A N/A N/A
PowerShares Dynamic Developed Int'l Growth Portfolio N/A N/A N/A
PowerShares Dynamic Developed Int'l Value Portfolio N/A N/A N/A
PowerShares Dynamic Australia N/A N/A N/A
PowerShares Dynamic Canada N/A N/A N/A
PowerShares Dynamic Germany N/A N/A N/A
PowerShares Dynamic France N/A N/A N/A
PowerShares Dynamic Japan N/A N/A N/A
PowerShares Dynamic UK N/A N/A N/A
PowerShares FTSE RAFI Latin America Portfolio N/A N/A N/A
PowerShares FTSE RAFI Australia N/A N/A N/A
PowerShares FTSE RAFI Brazil N/A N/A N/A
PowerShares FTSE RAFI Canada N/A N/A N/A
PowerShares FTSE RAFI China N/A N/A N/A
PowerShares FTSE RAFI France N/A N/A N/A
PowerShares FTSE RAFI Germany N/A N/A N/A
PowerShares FTSE RAFI Hong Kong N/A N/A N/A
PowerShares FTSE RAFI Mexico N/A N/A N/A
PowerShares FTSE RAFI South Africa N/A N/A N/A
PowerShares FTSE RAFI South Korea N/A N/A N/A
PowerShares FTSE RAFI Taiwan N/A N/A N/A
PowerShares FTSE RAFI UK N/A N/A N/A
PowerShares 1-5 Laddered Treasury N/A N/A N/A
PowerShares 1-10 Laddered Treasury N/A N/A N/A
PowerShares 1-20 Laddered Treasury N/A N/A N/A
PowerShares Aggregate Bond N/A N/A N/A
PowerShares Investment Grade Corporate Bond N/A N/A N/A
PowerShares Aggregate Preferred N/A N/A N/A
PowerShares Ireland Portfolio N/A N/A N/A
PowerShares Prime Non-Agency RMBS Opportunity Fund N/A N/A N/A
PowerShares Alt-A Non-Agency RMBS Opportunity Fund N/A N/A N/A
ProShares
ProShares 130/30 Fund N/A N/A N/A
ProShares Barron's 400 N/A N/A 0.95%
ProShares Ultra S&P 500 Growth N/A N/A 0.95%
ProShares Short S&P 500 Growth N/A N/A 0.95%
ProShares UltraShort S&P 500 Growth N/A N/A 0.95%
ProShares Ultra S&P 500 Value N/A N/A 0.95%
ProShares Short S&P 500 Value N/A N/A 0.95%
ProShares UltraShort S&P 500 Value N/A N/A 0.95%
ProShares Ultra S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Short S&P MidCap 400 Growth N/A N/A 0.95%
ProShares UltraShort S&P MidCap 400 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Growth N/A N/A 0.95%
ProShares Ultra S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Short S&P Small Cap 600 Value N/A N/A 0.95%
ProShares UltraShort S&P Small Cap 600 Value N/A N/A 0.95%
ProShares Ultra U.S. Biotechnology N/A N/A 0.95%
ProShares UltraShort U.S. Biotechnology N/A N/A 0.95%
ProShares Ultra U.S. Precious Metals N/A N/A 0.95%
ProShares UltraShort U.S. Precious Metals N/A N/A 0.95%
ProShares Short Basic Materials N/A N/A 0.95%
ProShares Short Biotechnology N/A N/A 0.95%
ProShares Short Consumer Goods N/A N/A 0.95%
ProShares Short Consumer Services N/A N/A 0.95%
ProShares Short Healthcare N/A N/A 0.95%
ProShares Short Industrial N/A N/A 0.95%
ProShares Short Precious Metals N/A N/A 0.95%
ProShares Short Real Estate N/A N/A 0.95%
ProShares Short Semiconductors N/A N/A 0.95%
ProShares Short Technology N/A N/A 0.95%
ProShares Short Telecommunications N/A N/A 0.95%
ProShares Short Utilities N/A N/A 0.95%
ProShares Ultra NASDAQ Biotechnology N/A N/A 0.95%
ProShares Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Short NASDAQ Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Biotechnology N/A N/A 0.95%
ProShares Ultra Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Ultra Short Dow Jones Select Telecommunications N/A N/A 0.95%
ProShares Short Japan N/A N/A 0.95%
ProShares Short FTSE/Xinhua China 25 N/A N/A 0.95%
ProShares Short Lehman Brothers 7-10 Year U.S. Treasury N/A N/A 0.95%
ProShares Short Lehman Brothers 20+ Year U.S. Treasury N/A N/A 0.95%
ProShares Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid Investment Grade N/A N/A 0.95%
ProShares Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra Short iBoxx $ Liquid High Yield N/A N/A 0.95%
ProShares Ultra NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ-100 Equal Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ-100 Equal Weighted N/A N/A 0.95%
ProShares Ultra NASDAQ Composite N/A NDAQ 0.95%
ProShares Short NASDAQ Composite N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Composite N/A NDAQ 0.95%
ProShares Ultra NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Short NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares UltraShort NASDAQ Biotechnology Equal-Weighted N/A NDAQ 0.95%
ProShares Ultra NASDAQ Clean Edge US Liquid Series N/A NDAQ 0.95%
ProShares Ultra DJ Wilshire Total Market N/A N/A 0.95%
ProShares Ultra Russell 3000 N/A N/A 0.95%
ProShares UltraShort Russell 3000 N/A N/A 0.95%
ProShares UltraShort DJ Wilshire Total Market N/A N/A 0.95%
ProShares UltraShort MSCI Australia N/A N/A 0.95%
ProShares UltraShort MSCI BRIC N/A N/A 0.95%
ProShares UltraShort MSCI Latin America N/A N/A 0.95%
ProShares UltraShort MSCI South Korea N/A N/A 0.95%
ProShares UltraShort MSCI Taiwan N/A N/A 0.95%
ProShares UltraShort S&P Europe 350 N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Index N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Agriculture N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Industrial Metals N/A N/A 0.95%
ProShares Ultra Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShars Short Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares UltraShort Dow Jones – AIG Commodity Precious Metals N/A N/A 0.95%
ProShares Short Gold N/A N/A 0.95%
ProShares Short Silver N/A N/A 0.95%
ProShares Short Crude Oil N/A N/A 0.95%
ProShares Ultra Natural Gas N/A N/A 0.95%
ProShares Short Natural Gas N/A N/A 0.95%
ProShares UltraShort Natural Gas N/A N/A 0.95%
ProShares Short Euro N/A N/A 0.95%
ProShares Ultra Australian Dollar N/A N/A 0.95%
ProShares Short Australian Dollar N/A N/A 0.95%
ProShares UltraShort Australian Dollar N/A N/A 0.95%
ProShares Ultra Canadian Dollar N/A N/A 0.95%
ProShares Short Canadian Dollar N/A N/A 0.95%
ProShares UltraShort Canadian Dollar N/A N/A 0.95%
ProShares Ultra British Pound N/A N/A 0.95%
ProShares Short British Pound N/A N/A 0.95%
ProShares UltraShort British Pound N/A N/A 0.95%
ProShares Short Japanese Yen N/A N/A 0.95%
ProShares Ultra Mexican Peso N/A N/A 0.95%
ProShares Short Mexican Peso N/A N/A 0.95%
ProShares UltraShort Mexican Peso N/A N/A 0.95%
ProShares Ultra Swedish Krona N/A N/A 0.95%
ProShares Short Swedish Krona N/A N/A 0.95%
ProShares UltraShort Swedish Krona N/A N/A 0.95%
ProShares Ultra Swiss Franc N/A N/A 0.95%
ProShares Short Swiss Franc N/A N/A 0.95%
ProShares CDX North America High Yield N/A N/A 0.95%
ProShares CDX North America Investment Grade N/A N/A 0.95%
Pro Shares Short CDX North America High Yield N/A N/A N/A
Pro Shares Short CDX North America Investment Grade N/A N/A N/A
Pro Shares UltraShort CDX North America High Yield N/A N/A N/A
Pro Shares UltraShort CDX North America Investment Grade N/A N/A N/A
ProShares Ultra CDX North America High Yield N/A N/A N/A
ProShares Ultra CDX North America Investment Grade N/A N/A N/A
Revenue Shares
RevenueShares S&P 500 Consumer Discretionary Sector Fund N/A N/A N/A
RevenueShares S&P 500 Consumer Staples Sector Fund N/A N/A N/A
RevenueShares S&P 500 Energy Sector Fund N/A N/A N/A
RevenueShares S&P 500 Health Care Sector Fund N/A N/A N/A
RevenueShares S&P 500 Industrials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Information Technology Sector Fund N/A N/A N/A
RevenueShares S&P 500 Materials Sector Fund N/A N/A N/A
RevenueShares S&P 500 Utilities Sector Fund N/A N/A N/A
Rydex Funds
Rydex Inverse S&P 500 N/A N/A N/A
Rydex Dynamic S&P 500 Growth N/A N/A N/A
Rydex Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Growth N/A N/A N/A
Rydex Dynamic S&P 500 Value N/A N/A N/A
Rydex Inverse S&P 500 Value N/A N/A N/A
Rydex Dynamic Inverse S&P 500 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Growth N/A N/A N/A
Rydex Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Growth N/A N/A N/A
Rydex Dynamic S&P MidCap 400 Value N/A N/A N/A
Rydex Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic Inverse S&P MidCap 400 Value N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 N/A N/A N/A
Rydex Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Growth N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Growth N/A N/A N/A
Rydex Dynamic S&P SmallCap 600 Value N/A N/A N/A
Rydex Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Inverse S&P SmallCap 600 Value N/A N/A N/A
Rydex Dynamic Russell 1000 N/A N/A N/A
Rydex Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 N/A N/A N/A
Rydex Dynamic Russell 1000 Growth N/A N/A N/A
Rydex Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Growth N/A N/A N/A
Rydex Dynamic Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 1000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 1000 Value N/A N/A N/A
Rydex Inverse Russell 2000 N/A N/A N/A
Rydex Dynamic Russell 2000 Growth N/A N/A N/A
Rydex Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Growth N/A N/A N/A
Rydex Dynamic Russell 2000 Value N/A N/A N/A
Rydex Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 2000 Value N/A N/A N/A
Rydex Dynamic Russell MidCap N/A N/A N/A
Rydex Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap N/A N/A N/A
Rydex Dynamic Russell MidCap Growth N/A N/A N/A
Rydex Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Growth N/A N/A N/A
Rydex Dynamic Russell MidCap Value N/A N/A N/A
Rydex Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Inverse Russell MidCap Value N/A N/A N/A
Rydex Dynamic Russell 3000 N/A N/A N/A
Rydex Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 N/A N/A N/A
Rydex Dynamic Russell 3000 Growth N/A N/A N/A
Rydex Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Growth N/A N/A N/A
Rydex Dynamic Russell 3000 Value N/A N/A N/A
Rydex Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Inverse Russell 3000 Value N/A N/A N/A
Rydex Dynamic Nasdaq-100 N/A N/A N/A
Rydex Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Inverse Nasdaq-100 N/A N/A N/A
Rydex Dynamic Nasdaq Biotechnology N/A N/A N/A
Rydex Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Inverse Nasdaq Biotechnology N/A N/A N/A
Rydex Dynamic Consumer Discretionary N/A N/A N/A
Rydex Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Inverse Consumer Discretionary N/A N/A N/A
Rydex Dynamic Consumer Staples N/A N/A N/A
Rydex Inverse Consumer Staples N/A N/A N/A
Rydex Dynamic Inverse Consumer Staples N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex Inverse Financials N/A N/A N/A
Rydex Inverse Healthcare N/A N/A N/A
Rydex Dynamic Materials N/A N/A N/A
Rydex Inverse Materials N/A N/A N/A
Rydex Dynamic Inverse Materials N/A N/A N/A
Rydex Dynamic Utilities N/A N/A N/A
Rydex Inverse Utilities N/A N/A N/A
Rydex Dynamic Inverse Utilities N/A N/A N/A
Rydex Inverse Energy N/A N/A N/A
Rydex 2x Commodities Investing Fund N/A N/A 0.95%
Rydex 2x Energy Investing Fund N/A N/A 0.95%
Rydex 2x Precious Metals Investing Fund N/A N/A 0.95%
Rydex 2x Industrial Metals Investing Fund N/A N/A 0.95%
Rydex 2x Agricultural Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Commodities Investing Fund N/A N/A 0.95%
Rydex 2x Inverse Energy Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Precious Metals Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Industrial Metals Investing Fund N/A N/A 0.95%
Rydex Inverse 2x Agricultural Investing Fund N/A N/A 0.95%
CurrencyShares Hong Kong Dollar Trust N/A N/A 0.40%
CurrencyShares Singapore Dollar Trust N/A N/A 0.40%
CurrencyShares South African Rand Trust N/A N/A 0.40%
SPA MarketGrader
SPA MarketGrader Energy Sector N/A N/A N/A
SPA MarketGrader Industrials Sector N/A N/A N/A
SPA MarketGrader Materials Sector N/A N/A N/A
SPA MarketGrader Technology Sector N/A N/A N/A
SPA MarketGrader Consumer Discretionary Sector N/A N/A N/A
SPA MarketGrader Consumer Staples Sector N/A N/A N/A
SPA MarketGrader Financials Sector N/A N/A N/A
SPA MarketGrader Technology Sector N/A N/A N/A
StateShares
StateShares California 50 N/A NYSE N/A
StateShares Colorado 50 N/A NYSE N/A
StateShares Connecticut 50 N/A NYSE N/A
StateShares Florida 50 N/A NYSE N/A
StateShares Georgia 50 N/A NYSE N/A
StateShares Illinois 50 N/A NYSE N/A
StateShares Indiana 50 N/A NYSE N/A
StateShares Maryland 50 N/A NYSE N/A
StateShares Massachusetts 50 N/A NYSE N/A
StateShares Michigan 50 N/A NYSE N/A
StateShares Minnesota 50 N/A NYSE N/A
StateShares Missouri 50 N/A NYSE N/A
StateShares New Jersey 50 N/A NYSE N/A
StateShares New York 50 N/A NYSE N/A
StateShares North Carolina 50 N/A NYSE N/A
StateShares Ohio 50 N/A NYSE N/A
StateShares Pennsylvania 50 N/A NYSE N/A
StateShares Tennessee 50 N/A NYSE N/A
StateShares Texas 50 N/A NYSE N/A
StateShares Virginia 50 N/A NYSE N/A
StateShares Washington 50 N/A NYSE N/A
StateShares Composite N/A NYSE N/A
State Street Global Advisors
SPDR Barclays Global TIPS ETF N/A N/A N/A
SPDR Lehman Short Term Corporate Bond SBE N/A N/A
SPDR Lehman Intermediate Term Corporate Bond IBE N/A N/A
SPDR Lehman Long Term Corporate Bond CLO N/A N/A
SPDR Lehman Short Term Treasury TST N/A N/A
SPDR S&P Asia Pacific GAO N/A N/A
SPDR S&P EPAC GEK N/A N/A
SPDR S&P Europe GEU N/A N/A
SPDR Aerospace and Defense N/A N/A N/A
SPDR Building & Construction N/A N/A N/A
SPDR Computer Hardware N/A N/A N/A
SPDR Computer Software N/A N/A N/A
SPDR Health Care Services N/A N/A N/A
SPDR Leisuretime N/A N/A N/A
SPDR Outsourcing & IT Consulting N/A N/A N/A
SPDR Telecom N/A N/A N/A
SPDR Transportation N/A N/A N/A
SPDR S&P Emerging Markets South East Asia ETF N/A N/A N/A
SPDR S&P Emerging GCC-Middle East ETF N/A N/A N/A
SPDR S&P Emerging Africa ETF N/A N/A N/A
SPDR Ireland ETF N/A N/A N/A
SPDR S&P Commercial Paper ETF N/A N/A N/A
SPDR S&P Brazil ETF N/A N/A N/A
SPDR S&P Russia ETF N/A N/A N/A
SPDR S&P India ETF N/A N/A N/A
SPDR Lehman Emerging Markets Government Bond ETF N/A N/A N/A
SPDR S&P Food & Beverage ETF N/A N/A N/A
SPDR S&P Municipal VRDO ETF N/A N/A N/A
SPDR Wells Fargo Preferred Stock ETF N/A N/A N/A
United States Commodity Funds
US Short Oil Fund DNO NYSE Arca
 N/A
US 12-Month Natural Gas Fund N/A NYSE Arca
 0.6
Van Eck
Market Vectors - Emerging Europe N/A N/A N/A
Market Vectors - Vietnam N/A N/A N/A
Market Vectors - Global Frontier N/A N/A N/A
Market Vectors-Lehman Brothers California Municipal N/A N/A N/A
Market Vectors-Lehman Brothers New York Municipal N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Massachusetts N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free New Jersey N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Ohio N/A N/A N/A
Market Vectors-Lehman Brothers AMT-Free Pennsylvania N/A N/A N/A
Market Vectors—Municipal Index ETF N/A N/A N/A
Market Vectors - Kuwait N/A N/A N/A
Market Vectors - Egypt N/A N/A N/A
Market Vectors Fixed Income I ETF N/A N/A N/A
Market Vectors Fixed Income II ETF N/A N/A N/A
Market Vectors Regional Sector ETF N/A N/A N/A
Market Vectors China A Share ETF N/A NYSE Arca N/A
Market Vectors Metals ETF N/A N/A N/A
Voskian
Voskian Citigroup Semiconductor 50 Index N/A N/A N/A
WShares
Wilder Asian Emerging Markets N/A N/A N/A
Wilder Brazil N/A N/A N/A
Wilder China N/A N/A N/A
Wilder Israel N/A N/A N/A
Wilder Latin America N/A N/A N/A
Wilder Worldwide Emerging Markets N/A N/A N/A
Wilder Diversified Healthcare N/A N/A N/A
Wilder Healthy Lifestyle N/A N/A N/A
WisdomTree
WisdomTree Asia Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Asia Emerging Markets High-Yield N/A N/A N/A
WisdomTree DIPR Fund N/A N/A N/A
WisdomTree DIPR High-Yielding Equity Fund N/A N/A N/A
WisdomTree Emerging Markets Total Dividend N/A N/A N/A
WisdomTree Emerging Markets Dividend Top 100 N/A N/A N/A
WisdomTree Latin America Total Dividend N/A N/A N/A
WisdomTree Australia Total Dividend N/A N/A N/A
WisdomTree Canada Total Dividend N/A N/A N/A
WisdomTree China Total Dividend N/A N/A N/A
WisdomTree France Total Dividend N/A N/A N/A
WisdomTree Germany Total Dividend N/A N/A N/A
WisdomTree Hong Kong Total Dividend N/A N/A N/A
WisdomTree India Total Dividend N/A N/A N/A
WisdomTree Malaysia Total Dividend N/A N/A N/A
WisdomTree Singapore Total Dividend N/A N/A N/A
WisdomTree South Africa Total Dividend N/A N/A N/A
WisdomTree South Korea Total Dividend N/A N/A N/A
WisdomTree Taiwan Total Dividend N/A N/A N/A
WisdomTree United Kingdom Total Dividend N/A N/A N/A
WisdomTree United Kingdom High-Yielding Equity N/A N/A N/A
WisdomTree Communications Sector N/A N/A N/A
WisdomTree Financial Sector N/A N/A N/A
WisdomTree REIT Sector N/A N/A N/A
WisdomTree U.S. Cash Fund N/A N/A N/A
WisdomTree U.S. Government Cash Fund N/A N/A N/A
WisdomTree Australian Dollar Fund N/A N/A N/A
WisdomTree British Pound Sterling Fund N/A N/A N/A
WisdomTree Canadian Dollar Fund N/A N/A N/A
WisdomTree South Korean Won Fund N/A N/A N/A
WisdomTree Developing Markets Fund N/A N/A N/A
WisdomTree International LargeCap Growth Fund N/A N/A N/A
WisdomTree Global SmallCap Dividend Fund N/A N/A N/A
WisdomTree Global Equity Income Fund N/A N/A N/A
WisdomTree Global Dividend Fund N/A N/A N/A
WisdomTree Currency Hedged DEFA Fund N/A N/A N/A
WisdomTree Currency Hedged Emerging Markets Fund N/A N/A N/A
WisdomTree Dreyfus Chilean Peso Fund N/A N/A N/A
WisdomTree Dreyfus Czech Koruna Fund N/A N/A N/A
WisdomTree Dreyfus Hong Kong Dollar Fund N/A N/A N/A
WisdomTree Dreyfus Hungarian Forint Fund N/A N/A N/A
WisdomTree Dreyfus Israeli Shekel Fund N/A N/A N/A
WisdomTree Dreyfus Icelandic Krona Fund N/A N/A N/A
WisdomTree Dreyfus Indonesian Rupiah Fund N/A N/A N/A
WisdomTree Dreyfus Malaysian Ringgit Fund N/A N/A N/A
WisdomTree Dreyfus Mexican Peso Fund N/A N/A N/A
WisdomTree Dreyfus Norwegian Krone N/A N/A N/A
WisdomTree Dreyfus Polish Zloty Fund N/A N/A N/A
WisdomTree Dreyfus Russian Ruble Fund N/A N/A N/A
WisdomTree Dreyfus Singapore Dollar Fund N/A N/A N/A
WisdomTree Dreyfus Swedish Krona N/A N/A N/A
WisdomTree Dreyfus Swiss Franc Fund N/A N/A N/A
WisdomTree Dreyfus Taiwan Dollar Fund N/A N/A N/A
WisdomTree Dreyfus Thai Baht Fund N/A N/A N/A
WisdomTree Dreyfus Turkish Lira Fund N/A N/A N/A
WisdomTree Dreyfus BRIC Currency Fund N/A N/A N/A
WisdomTree Dreyfus Developed Currency Fund N/A N/A N/A
WisdomTree Dreyfus Emerging Asia Currency Fund N/A N/A N/A
WisdomTree Dreyfus Emerging Europe Currency Fund N/A N/A N/A
WisdomTree Dreyfus Emerging Latin America Currency Fund N/A N/A N/A
WisdomTree Dreyfus Gulf Currency Fund N/A N/A N/A
WisdomTree Dreyfus Oil Exporters Currency Fund N/A N/A N/A
WisdomTree Emerging Markets Hedged Fund N/A N/A N/A
WisdomTree DEFA Hedged Fund N/A N/A N/A
XShares
Haverford Quality 250 N/A N/A N/A
Fortress Large Cap Enhanced BuyWrite ETF N/A N/A N/A
XShares/CRB-Research Global Energy Efficiency ETF N/A N/A N/A


 

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